Beneficial Ownership of Securities definition

Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities.
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Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned Selling Securityholder does not beneficially own any Securities or shares of Common Stock issued upon conversion of any Securities. (a) Principal Amount of Registrable Securities (as defined in the Registration Rights Agreement) beneficially owned: -------------------------------------------------------------------- -------------------------------------------------------------------- CUSIP No(s). of Registrable Securities: ---------------------------- Number of shares of Common Stock (if any) issued upon conversion of Securities: -------------------------------------------------------------------- (b) Principal Amount of Securities other than Registrable Securities beneficially owned: -------------------------------------------------------------------- -------------------------------------------------------------------- CUSIP No(s). of such other Securities: ---------------------------- Number of shares of Common Stock (if any) issued upon conversion of such other Securities: -------------------------------------------------------------------- (c) Principal Amount of Registrable Securities to be included in the Shelf Registration Statement: -------------------------------------------------------------------- -------------------------------------------------------------------- CUSIP No(s). of such Registrable Securities to be included in the Shelf Registration Statement: ---------------------------- Number of shares of Common Stock (if any) issued upon conversion of Registrable Securities which are to be included in the Shelf Registration Statement: --------------------------------------------------------------------
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Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities. (a) Principal amount of Registrable Securities beneficially owned: CUSIP No(s). of such Registrable Securities: (b) Principal amount of Securities other than Registrable Securities beneficially owned: CUSIP No(s). of such other Securities: (c) Principal amount of Registrable Securities which the undersigned wishes to be included in the Shelf Registration Statement: CUSIP No(s). of such Registrable Securities to be included in the Shelf Registration Statement:
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Examples of Beneficial Ownership of Securities in a sentence

  • You are considered to have Beneficial Ownership of Securities if you have or share a direct or indirect Pecuniary Interest in the Securities.

  • July 5, 2000 EXHIBIT A EXPLANATION OF BENEFICIAL OWNERSHIP You are considered to have "Beneficial Ownership" of Securities if you have or share a direct or indirect "Pecuniary Interest" in the Securities.

  • Generally, you are considered to have Beneficial Ownership of Securities if you have or share a direct or indirect pecuniary interest in the Securities.

  • If you have acquired Beneficial Ownership of Securities in a Limited Offering, you must disclose that investment to the CCO when you play a part in any consideration of any investment by an Advisory Client in the issuer of the Securities, and any decision to make such an investment must be independently reviewed by a Portfolio Manager who does not have a Beneficial Ownership interest in any Securities of the issuer.

  • In general, equity holders are not deemed to have Beneficial Ownership of Securities held by an entity that is not “controlled” by the equity holders or in which the equity holders do not have or share investment control over the entity’s portfolio.

  • You are considered to have "Beneficial Ownership" of Securities if you have or share a direct or indirect "Pecuniary Interest" in the Securities.

  • If you have acquired Beneficial Ownership of Securities in a private placement, you must disclose that investment to your supervisor when you play a part in any consideration of any investment by an Advisory Client in the issuer of the Securities, and any decision to make such an investment must be independently reviewed by a Portfolio Manager who does not have a Beneficial Ownership interest in any Securities of the issuer.

  • If you are a Portfolio Employee and you have acquired Beneficial Ownership of Securities in a private placement, you must disclose your investment when you play a part in any consideration of an investment by an Advisory Client in the issuer of the Securities, and any decision to make such an investment must be independently reviewed by your local CIO or a Portfolio Manager who does not have Beneficial Ownership of any Securities of the issuer.

  • If you are an Investment Person and you have acquired Beneficial Ownership of Securities in a Private Placement, you must disclose your investment when you play a part in any consideration of an investment by a Client in the issuer of the Securities, and any decision to make such an investment must be independently reviewed by your Company’s CIO or a portfolio manager who does not have Beneficial Ownership of any Securities of the issuer.

  • EXHIBIT A EXPLANATION OF BENEFICIAL OWNERSHIP You are considered to have "Beneficial Ownership" of Securities if you have or share a direct or indirect "PECUNIARY INTEREST" in the Securities.


More Definitions of Beneficial Ownership of Securities

Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities. (a) Principal amount of Registrable Securities beneficially owned: CUSIP No(s). of such Registrable Securities: (b) Principal amount of Securities other than Registrable Securities beneficially owned: ----------------------------- CUSIP No(s). of such other Securities: ----------------------- (c) Principal amount of Registrable Securities which the undersigned wishes to be included in the Shelf Registration Statement: ----------------------------------------------------- CUSIP No(s). of such Registrable Securities to be included in the Shelf Registration Statement: -------------------------------------
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Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities. (a) Principal amount of Transfer Restricted Securities beneficially owned: ____________________________________________ CUSIP No(s). of such Transfer Restricted Securities: (b) Principal amount of Securities other than Transfer Restricted Securities beneficially owned: ____________________________________________ CUSIP No(s). of such other Securities: ____________________________________________ (c) Principal amount of Transfer Restricted Securities which the undersigned wishes to be included in the Shelf Registration Statement: ____________________________________________ CUSIP No(s). of such Transfer Restricted Securities to be included in the Shelf Registration Statement:
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Beneficial Ownership of Securities. EXCEPT AS SET FORTH BELOW IN THIS ITEM (3), THE UNDERSIGNED DOES NOT BENEFICIALLY OWN ANY SECURITIES. (a) Number of Preferred Securities beneficially owned: --------------------- CUSIP No(s). of such Preferred Securities: ------------------ Principal amount of Debentures (if any) issued in exchange for Preferred Securities: ----------------------------------------- CUSIP No(s). of such Debentures: ---------------------------- Number of shares of Common Stock (if any) issued upon conversion of the Preferred Securities or the Debentures, or both: --------------------------------------------------------- (b) Principal amount of Securities other than Registrable Securities beneficially owned: -------------------------------- CUSIP No(s). of such other Securities: ------------------------
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Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities. (a) Principal amount of Registrable Securities beneficially owned: CUSIP No(s). of such Registrable Securities: :_______________________________
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Beneficial Ownership of Securities means any person who, directly or indirectly, through
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Beneficial Ownership of Securities. Except as set forth below in this Item (3), the undersigned does not beneficially own any Securities. (a) Principal amount of Transfer Restricted Securities beneficially owned: CUSIP No(s). of such Transfer Restricted Securities: (b) Principal amount of Securities other than Transfer Restricted Securities beneficially owned: CUSIP No(s). of such other Securities: (c) Principal amount of Transfer Restricted Securities which the undersigned wishes to be included in the Shelf Registration Statement: CUSIP No(s). of such Transfer Restricted Securities:
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Related to Beneficial Ownership of Securities

  • Beneficial Ownership shall have the meanings set forth in Rule 13d-3 promulgated under the Exchange Act (as defined below) as in effect on the date hereof.

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.

  • Beneficial Ownership Regulation means 31 C.F.R. § 1010.230.

  • holder of Securities “registered holder”, or other similar term, means the Person or Persons in whose name or names a particular Security is registered on the Security Register kept for that purpose in accordance with the terms of this Indenture.

  • Beneficial Owner and “Beneficial Ownership” shall have the meanings set forth in Rule 13d-3 promulgated under the Exchange Act (as defined below) as in effect on the date hereof.

  • Rule 144A Global Note has the meaning assigned to it in Section 2.1(d).

  • Regulation S Global Note means a Global Note substantially in the form of Exhibit A hereto bearing the Global Note Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee, issued in a denomination equal to the outstanding principal amount of the Notes sold in reliance on Rule 903 of Regulation S.

  • Controlling ownership interest means ownership of or entitlement to more than twenty-five percent of shares or capital or profits of the company;

  • Regulation S Global Security The meaning specified in Section 3.01(c).