Brokerage Sale definition

Brokerage Sale means a sale to a third party of assets of the Brokerage Business representing more than 50% of the aggregate revenues of the Brokerage Business; provided that in no event shall a transfer of any such assets for purposes of fully disclosed clearing be considered a sale of such assets.
Sample 1

Examples of Brokerage Sale in a sentence

  • For the avoidance of doubt, if Borrower elects to cure any Collateral Shortfall by a Permitted Sale Transaction or a Brokerage Sale Transaction, such Collateral Shortfall shall be deemed to be cured if the related sale is executed prior to the Cure Time and the settlement date for such Permitted Sale Transaction or such Brokerage Sale Transaction is on or prior to the second Exchange Business Day following the date of such sale.

Related to Brokerage Sale

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Brokerage agreement means a written or oral agreement

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Finder means a person who, for consideration, participates in the offer to sell, sale, or purchase of securities by locating, introducing, or referring potential purchasers or sellers. Finder does not include a person whose actions are solely incidental to a transaction exempt pursuant to section 202(1)(r). The administrator may by rule or order exclude other persons from this definition.

  • Brokers and Finders' Fees............................................ 13 2.14

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Banker s acceptance” means a time draft that is drawn on and accepted by a bank and that represents an irrevocable obligation of the bank.

  • Retail transaction means the purchase of prepaid wireless telecommunications service from a seller for any purpose other than resale.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Commissions means the Commissions with Jurisdiction over the Issuer (as defined on page 4) and the securities commissions incorporated in the definition of this term in other parts of the Subscription Agreement;

  • Related Securities means any options or warrants or other rights to acquire Shares or any securities exchangeable or exercisable for or convertible into Shares, or to acquire other securities or rights ultimately exchangeable or exercisable for or convertible into Shares.

  • investment dealer means a person or company registered in the category of investment dealer;

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Retail Purchase means a purchase of any goods or services by the use of the Card and may, at the Bank’s absolute discretion and without prior notice, include or exclude any Card transaction as may be determined by the Bank;

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Real means, in the context of offset projects, that GHG reductions or GHG enhancements result from a demonstrable action or set of actions, and are quantified using appropriate, accurate, and conservative methodologies that account for all GHG emissions sources, GHG sinks, and GHG reservoirs within the offset project boundary and account for uncertainty and the potential for activity- shifting leakage and market-shifting leakage.

  • Underwriting Fee has the meaning given to it in the eighth paragraph of this Agreement;

  • Investment is any beneficial ownership interest in any Person (including stock, partnership interest or other securities), and any loan, advance or capital contribution to any Person.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;