Central Registration Depository definition

Central Registration Depository means the computer registration system known as the central registration depository, which is maintained by the financial industry regulatory authority and the states that participate in that system, or any successor system.

Central Registration Depository or "CRD" means the elec- tronic filing system operated by FINRA for the registration of broker- dealers, broker-dealer representatives, and investment adviser repre- sentatives.

Central Registration Depository or "CRD" means the elec- tronic filing system operated by FINRA for the registration of broker- dealers and broker-dealer representatives.

Examples of Central Registration Depository in a sentence

• MainVest Inc.’s Central Index Key (CIK) number is 0001746059, their SEC File number is 007-00162, and their Central Registration Depository (CRD) number is 298384.

• With respect to a person who is currently associated with a Member in an unregistered capacity, a notice under this LTSE Rule 8.210 shall be deemed received by the person by mailing or otherwise transmitting the notice to the last known business address of the Member as reflected in the Central Registration Depository.

• A notice under this LTSE Rule 8.210 shall be deemed received by the Member or currently or formerly registered person to whom it is directed by mailing or otherwise transmitting the notice to the last known business address of the Member or the last known residential address of the person as reflected in the Central Registration Depository.

• Each Member shall designate and identify to FINRA on behalf of the Exchange (by name and e-mail address) an individual or individuals responsible for receiving e-mail notifications provided via the Central Registration Depository regarding when a Registered Person subject to the Regulatory Element is approaching the end of his or her Regulatory Element time frame and when such a person is deemed inactive due to failure to complete the requirements of the Regulatory Element program.

• An individual’s registration anniversary date is generally the date they initially registered with the Exchange in the Central Registration Depository (“CRD®”) system.

More Definitions of Central Registration Depository

Central Registration Depository. ("CRD") shall mean the national registration system operated by the National Association of Securities Dealers, Inc. pursuant to a contract with the North American Securities Administrators Association.

Central Registration Depository means the Central Registration Depository of the [National Association of Securities Dealers, Inc.,] Financial Industry Regulatory Authority, or its successor, and the North American Securities Administrators Association or its successor.

Central Registration Depository. ("CRD") shall mean the na- tional registration system operated by the Financial Industry Regula- tory Authority, Inc. pursuant to a contract with the North American Securities Administrators Association.

Central Registration Depository. ("CRD") shall mean the national registration system operated by the ((National Association of Securities Dealers)) Financial Industry Regulatory Authority, Inc. pursuant to a contract with the North American Securities Administrators Associa- tion.

Central Registration Depository means the Central Registration Depository of the [National Association of Securities Dealers] Financial Industry Regulatory Authority and the North American Securities Administrators Association.

Central Registration Depository means the computer registration system known as the central registration depository which is maintained by the national association of securities dealers and the states that participate in that system or any successor system.

Central Registration Depository or "CRD" means the electronic filing system operated by FINRA for the registration of broker-dealers and broker-dealer representa- tives.