CFTC Order definition

CFTC Order means the Order Instituting Proceedings Pursuant to Sections 6(c) and 6(d) of the Commodity Exchange Act, Making Findings, and Imposing Remedial Sanctions, In re: Barclays PLC, Barclays Bank PLC and Barclays Capital Inc., CFTC Docket No. 15-25
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CFTC Order means the settlement reached between Barclays and the
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CFTC Order means the settlement reached between Barclays, Barclays PLC, Barclays Capital Inc. and the U.S. Commodity Futures Trading Commission (“CFTC”), which is memorialized in an order dated June 27, 2012.
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Examples of CFTC Order in a sentence

  • Consequently, if the CFTC adopts the proposed registration system, an exchange that has previously received a qualified board or exchange determination under section 1256(g)(7)(C) must obtain a CFTC Order of Registration in order to maintain its qualified board or exchange status.

  • USCF consented to entry of the CFTC Order without admitting or denying the findings contained therein, except as to jurisdiction.

  • CFTC, Order of Transfer of Swap Execution Facility Registration (November 6, 2019) available at https://www.cftc.gov/sites/default/files/filings/documents/2019/orgseftrueexsignedorder191107.pdf ; see also Press Release, CFTC, CFTC Approves Transfer of trueEX LLC Swap Execution Registration to Tassat Derivatives LLC (Nov.

  • The CFTC Order can be viewed at: http://www.cftc.gov/idc/ groups/public/@lrenforcementactions/documents/legalpleading/ enfdeutscheorder042315.pdf.

  • The Firm will provide FINRA’s Statutory Disqualification Group with a copy of the certification and all supporting documentation provided to the CFTC and NY OAG upon completion of the undertakings as specified in the CFTC Order and NY OAG Settlement Agreement, or other documentation that the undertakings have been either modified or stricken by order of the CFTC Order or the agreement with the NY OAG.

  • Accordingly, BitMEX must make immediate payments totaling $80 millionof the Civil Money Penalty pursuant to this ASSESSMENT and the CFTC Order, respectively.

  • Securities Exchange Act Release No. 57894 (May 30, 2008), 73 FR 32061 (June 5, 2008)(approval of SPDR Gold Trust options), and CFTC, Order Exempting the Trading and Clearing of Certain Products Related to SPDR Gold Trust Shares, 73 FR 31981 (June 5, 2008), and Exemptive Order for SPDR Gold Futures Contracts, 73 FR 31979 (June 5, 2008).

  • The CFTC Order directs JPMCB to cease-and-desist from violating Section 4o(1)(B) of the CEA and Regulation 4.41(a)(2).

  • A more detailed summary of the final order was circulated to the Committee and the Dodd-Frank Working Group on April 5, 2013.Changes to the FAP and Information Policy required to comport with the CFTC Order were conditionally accepted August 30, 2013 (see ER13-1875, Section V.

  • It requires the Firm to continue to comply with the undertakings set forth in the CFTC Order and the Settlement Agreement.


More Definitions of CFTC Order

CFTC Order means the settlement reached between Deutsche Bank AG and the U.S. Commodity Futures Trading Commission ("CFTC"), which is memorialized in an order, dated April 23, 2015.
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Related to CFTC Order

  • FCC Order means Federal Communications Commission Order 94-102 (61 Federal Register 40348)

  • Tariff Order in respect of a licensee means the most recent order issued by the Commission for that licensee indicating the rates to be charged by the licensee from various categories of consumers for supply of electrical energy and services;

  • Regulatory Order means an order issued by a permitting authority that requires compliance with:

  • Final Order means, as applicable, an order or judgment of the Bankruptcy Court or other court of competent jurisdiction with respect to the relevant subject matter that has not been reversed, stayed, modified, or amended, and as to which the time to appeal or seek certiorari has expired and no appeal or petition for certiorari has been timely taken, or as to which any appeal that has been taken or any petition for certiorari that has been or may be filed has been resolved by the highest court to which the order or judgment could be appealed or from which certiorari could be sought or the new trial, reargument, or rehearing shall have been denied, resulted in no modification of such order, or has otherwise been dismissed with prejudice.

  • Market Order means Orders which are executed at the best available market price.

  • SEBI ICDR Regulations means Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018, as amended;

  • Canadian Securities Regulatory Authorities means the securities regulatory authorities in each of the provinces and territories of Canada;

  • Supply Order means an order for supply of stores and includes an order for performance of service;

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Levy Order means an Order made by the Commission under paragraph 16 of the Schedule to the Act.

  • statutory authority This agreement implements Iowa Code § 280.25 and is consistent with 34 C.F.R. 99.38 (2012).

  • Interim Order means the interim order of the Court, as the same may be amended, in respect of the Arrangement;

  • Disclosure Statement Order means the order of the Bankruptcy Court approving the Disclosure Statement.

  • Prescription drug order means an original or new order from a practitioner for drugs, drug-related devices or treatment for a human or animal, including orders issued through collaborative care agreements. Lawful prescriptions result from a valid practitioner-patient relationship, are intended to address a legitimate medical need, and fall within the prescribing practitioner's scope of professional practice;

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • Stop Order means an instruction to create a Short Position when Our Price reaches a specified price.

  • Sale Order means an order or orders of the Bankruptcy Court in form and substance reasonably acceptable to Buyer and Sellers approving this Agreement and all of the terms and conditions hereof, and approving and authorizing Sellers to consummate the transactions contemplated hereby.

  • Confirmation Order means the order of the Bankruptcy Court confirming the Plan pursuant to section 1129 of the Bankruptcy Code.

  • Good order for initial premium payments means that the Part 1 of the Application is completed, a suitability review and approval have occurred, all producer licensing issues are resolved, all owner and insured information is furnished, all signatures are obtained, all premium has been received, including any subsequent premiums already due, and all other requirements are satisfied as determined by the Company.

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Financing Order means an order of the commission adopted in accordance with 69-8-503 that authorizes the imposition and collection of fixed transition amounts and the issuance of transition bonds.

  • Development order means any order granting, denying, or granting with conditions an application for a development permit.

  • Medical order means a lawful order of a practitioner which may include a

  • Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.

  • Approval Order means (i) an order in the form attached hereto as Exhibit 2; or (ii) in the event of a timely objection to the motion to approve the Agreement that if sustained would reduce the full Settlement Amount available to pay Asbestos-Released Claims, an order in such form agreed to in writing by the Parties, entered by the Bankruptcy Court that (a) approves this Agreement, (b) authorizes the Parties to undertake the settlement and the sale of the Subject Policies as set forth in this Agreement, and (c) provides for the Injunction.