CFTC Order definition

CFTC Order means the Order Instituting Proceedings Pursuant to Sections 6(c) and 6(d) of the Commodity Exchange Act, Making Findings, and Imposing Remedial Sanctions, In re: Barclays PLC, Barclays Bank PLC and Barclays Capital Inc., CFTC Docket No. 15-25
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CFTC Order means the settlement reached between Barclays, Barclays PLC, Barclays Capital Inc. and the U.S. Commodity Futures Trading Commission (“CFTC”), which is memorialized in an order dated June 27, 2012.
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CFTC Order means the settlement reached between Barclays and the
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Examples of CFTC Order in a sentence

  • The CFTC Order directs JPMCB to cease-and-desist from violating Section 4o(1)(B) of the CEA and Regulation 4.41(a)(2).

  • The CFTC Order further states that JPMS failed to identify, adequately investigate, and put a stop to misconduct, despite red flags, including internal surveillance alerts, inquiries from CME and the CFTC, and internal allegations of misconduct.

  • The full text of the NPA and the CFTC Order are publicly available on the websites of the DOJ and the CFTC, respectively.

  • In addition to a $200m civil monetary penalty, the CFTC Order requires the Bank to cease and desist from further violations of specified provisions of the U.S. Commodity Exchange Act and take specified steps to ensure the integrity and reliability of its benchmark interest rate submissions, including LIBOR and EURIBOR, and improve related internal controls.

  • See also CFTC, Order, Treatment of Funds Held in Connection with Clearing by ICE Clear Europe of Credit Default Swaps (Apr.

  • See CFTC, Order, Treatment of Funds Held in Connection with Clearing by ICE Clear Credit of Credit Default Swaps (Jan.

  • Consequently, if the CFTC adopts the proposed registration system, an exchange that has previously received a qualified board or exchange determination under section 1256(g)(7)(C) must obtain a CFTC Order of Registration in order to maintain its qualified board or exchange status.

  • FinCEN has agreed to credit against the$100 million Civil Money Penalty the payment of $50 million to the CFTC pursuant to the CFTC Order.

  • See CFTC, Order Establishing De Minimis Threshold Phase-In Termination Date, 81 Fed.

  • If extenuating circumstances necessitate a second semester schedule change after the school year has begun a schedule change request form, with parental approval, must be submitted to Student Services by December 10, 2021.GRADINGIn our school, 65% is the passing grade, the final average a student needs in order to receive credit for a subject.


More Definitions of CFTC Order

CFTC Order means the settlement reached between Deutsche Bank AG and the U.S. Commodity Futures Trading Commission ("CFTC"), which is memorialized in an order, dated April 23, 2015.
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Related to CFTC Order

  • FCC Order means Federal Communications Commission Order 94-102 (61 Federal Register 40348)

  • Tariff Order means the Telecommunication (Broadcasting and Cable) Services (Eighth) (Addressable Systems) Tariff Order, 2017;

  • Regulatory Order means any injunction, order, judgment, decree, memorandum of understanding, consent decree, directive or regulatory restriction, or any change in or interpretation of any law, rule or regulation, imposed by a Governmental Entity.

  • Final Order means, as applicable, an order or judgment of the Bankruptcy Court or other court of competent jurisdiction with respect to the relevant subject matter that has not been reversed, stayed, modified, or amended, and as to which the time to appeal or seek certiorari has expired and no appeal or petition for certiorari has been timely taken, or as to which any appeal that has been taken or any petition for certiorari that has been or may be filed has been resolved by the highest court to which the order or judgment could be appealed or from which certiorari could be sought or the new trial, reargument, or rehearing shall have been denied, resulted in no modification of such order, or has otherwise been dismissed with prejudice.

  • Market Order means Orders which are executed at the best available market price.

  • Canadian Securities Regulatory Authorities means, collectively, the securities regulatory authority in each of the provinces and territories of Canada;

  • Supply Order means an order for supply of stores and includes an order for performance of service;

  • securities regulatory authority or “SRA” means a body created by statute in any Canadian or foreign jurisdiction to administer securities law, regulation and policy (e.g. securities commission), but does not include an exchange or other self regulatory entity;

  • Securities Regulatory Authorities means the securities commission or similar regulatory authority in each province and territory of Canada that is responsible for administering the Canadian securities legislation in force in such jurisdictions;

  • Levy Order means an Order made by the Commission under paragraph 16 of the Schedule to the Act.

  • Energy Order means the Energy (Northern Ireland) Order 2003;

  • statutory authority means Central or State Government, quasi-Government, administrative, judicial, public or statutory body, department, instrumentality, agency, authority, board entrusted with and carrying any statutory functions, as required from time to time in connection with performance by the Preferred Bidder of its obligations hereunder;

  • Cemetery authority means any person who owns or operates a cemetery specified in s. 157.065 (1).

  • Interim Order means the interim order of the Court, as the same may be amended, in respect of the Arrangement, as contemplated by Section 2.3;

  • Disclosure Statement Order means the order of the Bankruptcy Court approving the Disclosure Statement.

  • Prescription drug order means a lawful order of a practitioner for a drug or device for a specific patient that is communicated to a pharmacist.

  • Relevant Electric Retail Regulatory Authority means an entity that has jurisdiction over and establishes prices and policies for competition for providers of retail electric service to end- customers, such as the city council for a municipal utility, the governing board of a cooperative utility, the state public utility commission or any other such entity.

  • Stop Order means an instruction to create a Short Position when Our Price reaches a specified price.

  • Sale Order means an order or orders of the Bankruptcy Court in form and substance reasonably acceptable to Buyer and Seller approving this Agreement and all of the terms and conditions hereof, and approving and authorizing Seller to consummate the Transactions.

  • Confirmation Order means the order of the Bankruptcy Court confirming the Plan pursuant to section 1129 of the Bankruptcy Code.

  • Good order for initial premium payments means that the Part 1 of the Application is completed, a suitability review and approval have occurred, all producer licensing issues are resolved, all owner and insured information is furnished, all signatures are obtained, all premium has been received, including any subsequent premiums already due, and all other requirements are satisfied as determined by the Company.

  • Nuclear Regulatory Commission (NRC) means the U.S. Nuclear Regulatory Commission or its duly authorized representatives.

  • Financing Order means an order of the commission approving the issuance of securitization bonds and the creation of securitization charges and any corresponding utility rate reductions.

  • Development order means any order granting, denying, or granting with conditions an application for a development permit.

  • Medical order means a lawful order of a practitioner which may include a

  • Foreign Financial Regulatory Authority shall have the meaning given by Section 2(a)(50) of the 0000 Xxx.