Commission Sharing Arrangement definition

Commission Sharing Arrangement. Means an arrangement by which a counterparty agrees with the Puma Investments to share an agreed proportion of the commission received from Puma Investments with certain service providers.
Sample 1Sample 2Sample 3
Commission Sharing Arrangement. Means an arrangement by which a counterparty agrees with Puma Investments to share an agreed proportion of the commission received from Puma Investments with certain service providers.
Sample 1

Examples of Commission Sharing Arrangement in a sentence

  • Puma Investments shall provide the Investor on request with information regarding its Dealing Arrangements, including any Commission Sharing Arrangement, in accordance with the FCA Rules, including its policy statement relating to such arrangements, the details of the goods and services that relate to the execution of trades and those which relate to the provision of research.

  • Commission Sharing Arrangement There were no commission sharing arrangement in place during the period or at the period end 30 June 2021 or at the period end 30 June 2020.

  • Commission Sharing Arrangement There were no commission sharing arrangement in place during the period or at the period end 30 June 2023 or at the period end 30 June 2022.

  • Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2020 or at the year end 31 December 2019.

  • Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2017 or at the year end 31 December 2016.

  • This practice is followed in many but not all Commission proceedings.

  • The soft commission arrangement with Marex was terminated and a Commission Sharing Arrangement (CSA) was established with Bloomberg Tradebook.

  • Commission Sharing Arrangement 3.7 A financial adviser may remunerate its representatives through a commission sharing arrangement, where the representatives are entitled to a certain percentage of the commission paid by the product providers.

  • Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2021 or at the year end 31 December 2020.

  • The firm must also make regular formal assessments on the quality of research received and whether it has actually contributed to better investment decisions.The specific research charge to each client must be based on the research budget as established by the stated need and must not be linked to the value or volume of transactions– in other words, a simple Commission Sharing Arrangement (“CSA”) is no longer allowed.

Related to Commission Sharing Arrangement

  • Tax Sharing Arrangement means any written or unwritten agreement or arrangement for the allocation or payment of Tax liabilities or payment for Tax benefits with respect to a consolidated, combined or unitary Tax Return which includes the Company.

  • Life-of-the-unit, firm power contractual arrangement means a unit participation power sales agreement under which a utility or industrial customer reserves, or is entitled to receive, a specified amount or percentage of nameplate capacity and associated energy from any specified unit and pays its proportional amount of such unit's total costs, pursuant to a contract:

  • netting arrangement means an arrangement under which a number of claims or obligations can be converted into a single net claim, including close-out netting arrangements under which, on the occurrence of an enforcement event (however or wherever defined) the obligations of the parties are accelerated so as to become immediately due or are terminated, and in either case are converted into or replaced by a single net claim, including ‘close-out netting provisions’ as defined in point (n)(i) of Article 2(1) of Directive 2002/47/EC and ‘netting’ as defined in point (k) of Article 2 of Directive 98/26/EC;

  • Continuing Arrangements means those arrangements set forth on Schedule 1.1(24) and such other commercial arrangements among the Parties that are intended to survive and continue following the Separation Time; provided, however, that for the avoidance of doubt, Continuing Arrangements shall not be Third Party Agreements.

  • Data Sharing Agreement A formal agreement that documents what data is being shared and how the data can be used between the Parties. ‘‘Data Sharing Code of Practice” the code of practice issued by the Information Commissioner in respect to the sharing of personal data.

  • Tax Sharing Agreement means all existing agreements or arrangements (whether or not written) binding the Company or any of its Subsidiaries that provide for the allocation, apportionment, sharing or assignment of any Tax liability or benefit, or the transfer or assignment of income, revenues, receipts, or gains for the purpose of determining any person’s Tax liability (excluding any ordinary course agreement the principal purposes of which does not relate to Taxes).

  • New Mexico Employee means any resident of the State of New Mexico employed by Contractor who performs the majority of the employee’s work for Contractor within the State of New Mexico, regardless of the location of Contractor’s office or offices; and

  • Affiliate Agreement has the meaning set forth in Section 3.21.

  • Tax Sharing Agreements means all agreements binding a party or any of its subsidiaries that provide for the allocation, apportionment, sharing or assignment of any Tax liability or benefit (excluding any indemnification agreement or arrangement pertaining to the sale or lease of assets or subsidiaries and any commercially reasonable indemnity, sharing or similar agreements or arrangements where the inclusion of a Tax indemnification or allocation provision is customary or incidental to an agreement the primary nature of which is not Tax sharing or indemnification).

  • Off-Balance Sheet Arrangement means any transaction, agreement or other contractual arrangement to which an entity unconsolidated with the Borrower is a party, under which the Borrower has:

  • Transaction Payroll Taxes means the employer portion of any employment or payroll Taxes with respect to any bonuses, severance, option cashouts, Change in Control Payments or other compensatory payments in connection with the transactions contemplated by this Agreement, whether payable by Buyer, the Company or its Subsidiaries.

  • Management Arrangements means the arrangements for the strategic management of the relationship between the Authority and the Contractor, including arrangements for monitoring of the Contractor’s compliance with the Specification, the Service Levels, the Award Procedures and the terms of this Framework Agreement, set out in Schedule 4.

  • Group contract means a contract for health care services which by its terms limits eligibility to members of a specified group. The group contract may include coverage for dependents.

  • Arrangement Agreement has the meaning ascribed thereto in the recitals hereof;

  • Medical flexible spending arrangement means a benefit plan

  • Sharing Agreement means a local marketing, joint sales, shared services or similar Contract.

  • Financial Closure or Project Financing Arrangements means the agreements pursuant to which the SPG has sought financing for the Power Project including the loan agreements, security documents, notes, indentures, security agreements, letters of credit and other documents, as may be amended, modified, or replaced from time to time, but without in anyway increasing the liabilities of JDVVNL.

  • Management Company Employee means an individual employed by a Person providing management services to the Company which are required for the ongoing successful operation of the business enterprise of the Company, but excluding a Person engaged in Investor Relations Activities;

  • Independent living arrangement means placement of (i) a child at least 16 years of age who is in

  • Continuing care retirement community means a residential

  • Company Contract means any Contract: (a) to which the Company is a party; (b) by which the Company or any of its assets is or may become bound or under which the Company has, or may become subject to, any obligation; or (c) under which the Company has or may acquire any right or interest.

  • Customs Broker/Carrier Agreement means an agreement in form and substance satisfactory to the Agent among a Loan Party, a customs broker, freight forwarder, consolidator, or carrier, and the Agent, in which the customs broker, freight forwarder, consolidator, or carrier acknowledges that it has control over and holds the documents evidencing ownership of the subject Inventory for the benefit of the Agent and agrees, upon notice from the Agent, to hold and dispose of the subject Inventory solely as directed by the Agent.

  • Affiliate Agreements has the meaning specified in Section 4.12(a)(vi).

  • Group Member Agreement means the partnership agreement of any Group Member, other than the Partnership, that is a limited or general partnership, the limited liability company agreement of any Group Member that is a limited liability company, the certificate of incorporation and bylaws or similar organizational documents of any Group Member that is a corporation, the joint venture agreement or similar governing document of any Group Member that is a joint venture and the governing or organizational or similar documents of any other Group Member that is a Person other than a limited or general partnership, limited liability company, corporation or joint venture, as such may be amended, supplemented or restated from time to time.

  • Banking Services Agreement means any agreement entered into by the Borrower or any Subsidiary in connection with Banking Services.

  • Financing Arrangements means the arrangements between the Borrower and the State as per current policy of the Borrower, and acceptable to ADB;