Commission Sharing Arrangement definition
Examples of Commission Sharing Arrangement in a sentence
Commission Sharing Arrangement There were no commission sharing arrangement in place during the period or at the period end 30 June 2021 or at the period end 30 June 2020.
Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2017 or at the year end 31 December 2016.
Commission Sharing Arrangement There were no commission sharing arrangement in place during the period or at the period end 30 June 2023 or at the period end 30 June 2022.
Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2020 or at the year end 31 December 2019.
This practice is followed in many but not all Commission proceedings.
Commission Sharing Arrangement There were no commission sharing arrangement in place during the year or at the year end 31 December 2021 or at the year end 31 December 2020.
Commission Sharing Arrangement There were no commission sharing arrangement in place during the period or at the period end 30 June 2017 or at the period end 30 June 2016.
The soft commission arrangement with Marex was terminated and a Commission Sharing Arrangement (CSA) was established with Bloomberg Tradebook.
The firm must also make regular formal assessments on the quality of research received and whether it has actually contributed to better investment decisions.The specific research charge to each client must be based on the research budget as established by the stated need and must not be linked to the value or volume of transactions– in other words, a simple Commission Sharing Arrangement (“CSA”) is no longer allowed.