Examples of Control Relationship in a sentence
Term of Contract The initial contract term will be for one (1) year with the possibility of three (3) successive one (1) year renewals, for a total term not to exceed four (4) years.
Disclosure of Control Relationship with IssuerA Member controlled by, controlling, or under common control with, the issuer of any security, shall, before entering into any contract with or for a customer for the purchase or sale of such security, disclose to such customer the existence of such control, and if such disclosure is not made in writing, it shall be supplemented by the giving or sending of written disclosure at or before the completion of the transaction.
Affirmative Defenses, Compliance Officer Safety, Compliance Assistance Flowcharts, Vehicle Hazardous Energy Control, Relationship to Other Standards.
Any natural person who is in a Control Relationship to the Trust or to any of the Trust’s investment advisers who obtains information concerning recommendations made to the Trust with regard to the purchase or sale of a Covered Security is also an Advisory Person of the Trust.
Rule 6.11 Disclosure of Control Relationship with an Issuer A Trading Participant controlled by, controlling, or under common control with, the Issuer of any Security, shall, before entering into any contract with or for a customer for the purchase or sale of such Security, disclose to such customer the existence of such control, and if such disclosure is not made in writing, it shall be supplemented by the giving or sending of written disclosure at or before the completion of the Exchange Transaction.