Private Fund definition

Private Fund means an issuer that would be an investment company as defined in section 3 of the Investment Company Act of 1940 but for Section 3(c)(1) or 3(c)(7) of that Act.

Private Fund means an investment vehicle the securities of which are not registered under the Securities Act of 1933 and which is excluded from the definition of an “investment company” under Section 3(c)(1) or 3(c)(7) of the Investment Company Act of 1940.

Private Fund means an issuer that would be an investment company under section 3(a) of the Investment Company Act of 1940 but for the exclusions from that definition provided for in section 3(c)(1) or section 3(c)(7) of the Act. Fidelity Private Credit Fund | Subscription Agreement 4

Examples of Private Fund in a sentence

• Clients that are Affiliated Mutual Funds, Private Fund Clients or a series thereof.

• Requests for such approval shall be submitted to the CCO on the “BGIM Private Fund Pre-Approval Form” (See Appendix D).

• The Code of Ethics applies to each Registered Investment Company or Private Fund Client or series thereof (each of which is considered to be a Company for this purpose) for which any of the Companies listed above presently or hereafter provides investment advisory or principal underwriting services, other than a money market fund or a fund that does not invest in Securities.

• Interests in Private Fund Clients and similar indirect means of ownership of underlying securities shall also be treated as Access Person Accounts for purposes of this Code.1 1 Affiliated Mutual Funds shall not be treated as Access Person Accounts for purposes of this Code.

• Interests in Private Fund Clients and similar indirect means of ownership of underlying securities shall also be treated as Access Person Accounts for purposes of this Code.2 2 Affiliated Mutual Funds shall not be treated as Access Person Accounts for purposes of this Code.

More Definitions of Private Fund

Private Fund means a Fund that is not registered under the Securities and Exchange Act of 1933, as amended or the 1940 Act.

Private Fund means a mutual fund—

Private Fund means any pooled investment vehicle for which a Company Entity acts as investment adviser, investment sub-adviser, general partner, managing member, trustee, manager or sponsor that is not registered as such with any Governmental Authority.

Private Fund means any pooled investment vehicle that would be an “investment company” under the Investment Company Act but for Section 3(c)(1) or 3(c)(7) of the Investment Company Act for which the IA Subsidiary acts as investment adviser, general partner, managing member, manager or sponsor.

Private Fund means each vehicle for collective investment (in whatever form of organization, including the form of a corporation, company, limited liability company, partnership, association, trust or other entity, and including each separate portfolio or series of any of the foregoing) (i) that is not registered with the SEC as an investment company under the Investment Company Act, and (ii) for which the Company or one or more of its Subsidiaries, acts as the sponsor, general partner, managing member, trustee, investment manager, investment adviser, sub-adviser, or in a similar capacity.

Private Fund means each vehicle for collective investment (in whatever form of organization, including the form of a corporation, company, limited liability company, partnership, association, trust or other entity, and including each separate portfolio or series of any of the foregoing) (i) that is not registered with the SEC as an investment company under the Investment Company Act, and (ii) for which the Company or one or more of its Subsidiaries, acts as the sponsor, general partner, managing member, trustee, investment manager, investment adviser, sub-adviser, or in a similar capacity; provided, however, that solely for purposes of Section 4.17 (other than Section 4.17(c)), the term “Private Fund” shall not include any entity as to which there is a Sub-advisory Relationship.

Private Fund means a fund that is privately offered and excluded from registration and regulation under the Investment Company Act.