Dealer Member means a Member that is registered as an investment dealer or a mutual fund dealer in accordance with securities legislation.
Dealer Member means a Member of the New SRO that is registered as an investment dealer or a mutual fund dealer in accordance with securities legislation.
Dealer Member means a Member that is an investment dealer in accordance with securities legislation.
Examples of Dealer Member in a sentence
Other than statements, trade confirmations and other Information we are required to provide by CIRO Dealer Member Rules and applicable securities laws, the timeliness, sequence, accuracy and completeness of any market data or other information or messages that the Firm and the information providers disseminate is for your reference only and may be subject to errors.
More Definitions of Dealer Member
Dealer Member means a Designated Global Dealer Voting Member, Adhered Global Dealer Voting Member, Global Dealer Voting Member, Designated Global Dealer Consultative Member, Adhered Global Dealer Consultative Member, Global Dealer Consultative Member, Designated Regional Dealer Voting Member, Adhered Regional Dealer Voting Member, Regional Dealer Voting Member, Designated Regional Dealer Consultative Member, Adhered Regional Dealer Consultative Member or Regional Dealer Consultative Member, as applicable.
Dealer Member means a Dealer Member as defined in section 1.1 of Corporation General By-law No. 1 that is not an “alternative trading system” as defined in National Instrument 21-101.(2) Each Dealer Member shall be responsible for and shall guarantee the obligations to clients incurred by each of its related companiesAffiliated Dealer Members, and each related companyAffiliated Dealer Member shall be responsible for and shall guarantee the obligations of the Dealer Member to its clients on the following basis:
Dealer Member means [•], together with its successors and permitted assigns.
Dealer Member means a Dealer Member as defined in section
Dealer Member means a Dealer Member as defined in section 1.1 of Corporation General By-law No. 1 that is not an “alternative trading system” as defined in National Instrument 21-101.
Dealer Member means a Member that is an investment dealer in accordance with securities legislation. “Director” means a member of the Board.
Dealer Member means a dealer member of NMEDA who is registered as a business and conducts business in Canada.