Dealing Member definition

Dealing Member means a member of Clearcorp who has been permitted to conduct various kinds of transactions on the dealing system of the dealing segment to which it has been admitted by Clearcorp.
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Dealing Member means a member company who has been granted licence by The Exchange as a dealer in securities hereinafter referred to as member.
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Dealing Member means a member of Clearing Corporation registered with the Clearcorp Dealing Systems ( India) Ltd.
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Examples of Dealing Member in a sentence

  • Every bargain therefore, whether for account of the Dealing Member affecting it or for account of a client, must be fulfilled according to the rules, regulations and usages of The Exchange.

  • No Dealing Member shall put through a transaction on The Nigerian Stock Exchange other than through The Nigerian Stock Exchange Automated Trading System (The NSEATS) or any other form prescribed by the Council.

  • Each Dealing Member shall conduct a review, at least annually, of the securities business in which it engages based on the records prepared for that purpose.

  • RSGL is a Licensed Dealing Member of the Ghana Stock Exchange (“GSE”).

  • Moreover, in all three scenarios the defendant—the mayor, the attorney, and the union boss—was not the one who stood to gain financially.

  • All letterheads, contract notes, brochures, scrip receipts or other documents used by the Dealing Member in the transaction of stockbroking business shall have printed on them the words “Member of The Nigerian Stock Exchange”.

  • No Dealing Member shall carry on any other business save that of dealing in securities and those activities which are ancillary thereto.

  • Every Dealing Member shall transact its business in a just and equitable manner and every transaction, whether for the account of the member effecting it or for the account of a client, must be fulfilled according to applicable laws, rules and regulations.

  • Parties would typically do this through a securities lending agent who is a company duly registered as a market maker, custodian, licensed Dealing Member or any other market participant by the Securities and Exchange Commission, through whom the Lender will deposit the securities for lending and from whom the borrower will borrow the securities.

  • In the event that the Letter of Acceptance and the requisite documents are delivered within the stipulated time, the DSE Dealing Member will issue confirmation of the receipt of documents.


More Definitions of Dealing Member

Dealing Member means a member of The Exchange that is licensed to deal in securities on any of the trading floors of The Exchange.
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Dealing Member means an organisation licenced by FMDQ to make market in Fixed Income Securities listed and traded on the Exchange. Either as Dealing Member (Banks) or Dealing Member (Specialists).
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Dealing Member means a member of FMDQ that is licenced to make market in tradable Sukuk through any of the FMDQ-advised trading systems.
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Dealing Member means a body corporate licenced by FMDQ to make market in securities through any of the FMDQ-advised trading systems.
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Related to Dealing Member

  • Selling Member has the meaning set forth in Section 10.5(a).

  • Founding Member means any individual who is either:

  • Transferring Member has the meaning set forth in Section 9.4.

  • Other Member means a Voting Member who is not an Eligible Account Holder or a Supplemental Eligible Account Holder.

  • Purchasing Member means a municipal utility which purchases electricity from a municipal electric cooperative association of which it is a member.

  • Redeeming Member has the meaning set forth in Section 11.01(a).

  • Contributing Member shall have the meaning set forth in Section 3.2(b).

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Founding Members means the collective reference to American Multi-Cinema, Inc., a Missouri corporation, Cinemark Media, Inc., a Delaware corporation, and Regal CineMedia Holdings, LLC, a Delaware limited liability company.

  • Voting Member means a Member holding one or more Voting Shares.

  • Clearing Member means a registered broker-dealer which is a clearing member under the rules of O.C.C. and a member of a national securities exchange qualified to act as a custodian for an investment company, or any broker-dealer reasonably believed by the Custodian to be such a clearing member.

  • Bona fide member means an individual who participates in activities of a qualified organization

  • Non-Voting Member means a member of a Committee or Sub- Committee of the Council who is not a member of the Council and is not entitled to vote on any matter coming before that Committee or Sub- Committee;

  • Presiding Member means the presiding member of a committee or the deputy presiding member, or a member of the committee when performing a function of the presiding member in accordance with the Act;

  • Exchanging Member means a Member that Exchanges some or all of its Units.

  • ☐ - MULTI-MEMBER The “Capital Account” for each Member shall mean the account created and maintained for the Member in accordance with Section 704(b) of the Internal Revenue Code and Treasury Regulation Section 1.704-1(b)(2)(iv).

  • Disposing Member is defined in Section 4.1.

  • Initiating Member shall have the meaning provided in Section 15.2(a).

  • Full Member means any person who is in one of the categories of membership referred to in Rule 10.3.

  • Founder Member means a subscriber to these rules for the purposes of registration;

  • Continuing Member means a member of the Board of Directors of the Company who either (a) was a member of the Company's Board of Directors on the Effective Date and has been such continuously thereafter or (b) became a member of such Board of Directors after the Effective Date and whose election or nomination for election was approved by a vote of the majority of the Continuing Members then members of the Company's Board of Directors.

  • Participating member means a member who is required to make mandatory contributions by the applicable retirement act to his or her health reimbursement account.

  • Interest Holder means any Person who holds an Interest, whether as a Member or as an unadmitted assignee of a Member.

  • Other Members has the meaning specified in the recitals to this Agreement.

  • Interested Member means any person (other than the Company and any direct or indirect majority-owned subsidiary of the Company) that:

  • Remaining Members has the meaning set forth in Section 11.2.