Dealing on own account definition

Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments;

Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments; the terms "trade on own account" or "trading on own account" shall have a similar interpretation;

Dealing on own account means dealing on own account as defined in Article 4(1)(6) of Directive 2014/65/EU;

Examples of Dealing on own account in a sentence

• Dealing on own account, meaning the activity of trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments.

• Dealing on own account by executing client orders should include firms executing orders from different clients by matching them on a matched principal basis (back to back trading), which should be regarded as acting as principals and should be subject to the provisions of this Directive covering both the execution of orders on behalf of clients and dealing on own account.

• Dealing on own account with Clients is considered as the execution of client orders, and subject to best execution obligations.• Matched Principal: a transaction where the Company interposes itself between the buyer and the seller to the transaction in such a way that is never exposed to market risk throughout the execution of the transaction.

• Dealing on own account with Clients is considered as the execution of client orders, and subject to best execution obligations.

• Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in financial instruments.

More Definitions of Dealing on own account

Dealing on own account means trading against proprietary capital resulting in the conclusion of transactions in one or more financial instruments; the terms «trade on own account" or "trading on own account" shall have a similar interpretation;

Dealing on own account means trading and swapping financial instruments against proprietary assets

Dealing on own account means dealing on own account as defined in Article 4(1)

Dealing on own account means active trading against proprietary capital, on a regular and professional basis, resulting in the conclusion of transactions in one or more financial instruments;

Dealing on own account means dealing on own account as defined in point (6) of

Dealing on own account means of trading with own assets,

Dealing on own account means trading against proprie- tary capital resulting in the conclusion of transactions in one or more financial instruments;