Designated Compliance Officer definition

Designated Compliance Officer means the Executive Officer of the Air Resources Board or a designee of the Executive Officer.
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Designated Compliance Officer means the Executive Officer of the Air Resources Board or his or her delegate.
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Designated Compliance Officer means the Compliance Officer appointed by the Board of Directors for the purpose of compliance of policies, procedures, maintenance of records, monitoring adherence to the Regulation, 2015 as amended from time to time, under the overall supervision of the SEBI.
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Examples of Designated Compliance Officer in a sentence

  • Send your reports electronically to the Designated Compliance Officer using an approved information format.

  • Reporting of ViolationsEach Advisory Person shall promptly report any known or suspected violation of this Code of Ethics by an Advisory Person to a Designated Compliance Officer.

  • You must send the Designated Compliance Officer a written request to amend your application for certification for an engine family if you want to change the emission-related maintenance instructions in a way that could affect emissions.

  • Send electronic reports of produc- tion-line testing to the Designated Compliance Officer using an approved information format.

  • Send your request for such exemptions to the Designated Compliance Officer.

  • Send the Designated Compliance Officer a written request for an exemp- tion before you are in violation.

  • The Designated Compliance Officer is charged with the responsibility for ensuring that all Advisory Persons adhere to the requirements of this Code of Ethics, as amended from time to time.This Code of Ethics is not intended to cover all possible areas of potential liability under the Advisers Act or the 1940 Act or under the federal securities law in general.

  • The Designated Compliance Officer, upon receipt of notice of any alleged violation of this Code of Ethics by an Advisory Person shall promptly investigate such allegations and determine whether any violation of this Code of Ethics has in fact occurred.

  • We may exempt you from this re- quirement upon written request with supporting justification.(d) Send all testing reports and re- quests for approvals to the Designated Compliance Officer.

  • You must send the Designated Compliance Officer a re- quest to amend your application for certification for an engine family if you want to change the emission-re- lated maintenance instructions in a way that could affect emissions.


More Definitions of Designated Compliance Officer

Designated Compliance Officer means the Compliance Officer appointed by the Board of Directors for the purpose of compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for preservation of unpublished price sensitive information, monitoring of trades and the implementation of this Code as well as the provisions of SEBI (Prohibition of Insider Trading) Regulation, 2015 as amended from time to time, under the overall supervision of the SEBI
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Related to Designated Compliance Officer

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

  • Vigilance Officer means an officer appointed to receive protected disclosures from Whistle Blower, maintaining records thereof, placing the same before the Audit Committee for its disposal and informing the Whistle Blower the result thereof.

  • Development Officer means the Development Officer appointed by the Council of the Municipality.

  • Assessing Officer means an officer of a State Government or Board or licensee, as the case may be, designated as such by the State Government;

  • Information Officer means the Person acting on behalf of the Company and discharging the duties and responsibilities assigned to the Head of the Private Body by the Act. The Information Officer is duly authorised to act as such and such authorisation has been confirmed in writing by the Head of the Private Body.

  • Compliance year means the calendar year beginning with June 1 and ending with May 31 of the following year, for which a Retail Electricity Supplier must demonstrate that it has met the requirements of this Regulation.

  • Repeat compliance period means any subsequent compliance period after the initial compliance period.

  • Monitoring Officer means the officer designated under Section 5(1) of the 1989 Act.

  • Compliance Audit means the procedure (in a form advised by the GLA from time to time) by which an auditor independent of the Grant Recipient certifies (at the Grant Recipient's cost) whether the Named Projects developed or Rehabilitated pursuant to this Agreement satisfy the GLA's procedural compliance requirements (as described in the Affordable Housing Capital Funding Guide);

  • Agency Chief Contracting Officer or “ACCO” shall mean the position delegated authority by the Agency Head to organize and supervise the procurement activity of subordinate Agency staff in conjunction with the City Chief Procurement Officer.

  • Peace officer means a law enforcement official of a public agency or governmental unit, and includes persons specifically given peace officer powers by any state law, local ordinance, or judicial order of appointment.

  • Finance Officer means the Comptroller of the City or her authorized agent.

  • Privacy Officer means the person responsible for privacy within the NSO;

  • Data Protection Officer takes the meaning given in the UK GDPR;

  • Police officer means every officer authorized to direct or regulate traffic, or to make arrests for violations of traffic regulations.