Dual Members definition

Dual Members means those IEX members that are also members of FINRA and the associated persons therewith.
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Dual Members means those [NSX]NYSE National members that are also members of FINRA and the associated persons therewith.
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Dual Members means those PHLX members that are also
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Examples of Dual Members in a sentence

  • FINRA shall assume Regulatory Responsibilities and Enforcement Responsibilities for Dual Members.

  • Nothing contained in this Agreement shall restrict or in any way encumber the right of either party to conduct its own independent or concurrent investigation, examination or enforcement proceeding of or against Dual Members, as either party, in its sole discretion, shall deem appropriate or necessary.

  • FINRA shall assume responsibility to review the advertising of Dual Members subject to the Agreement, provided that such material is filed with FINRA in accordance with FINRA’s filing procedures and is accompanied with any applicable filing fees set forth in FINRA Rules.

  • Accordingly, the proposed Plan promotes efficiency by reducing costs to Dual Members.

  • FINRA shall also be responsible for processing and, if required, acting upon all requests for the opening, address changes, and terminations of branch offices by Dual Members and any other applications required of Dual Members with respect to the Common Rules as they may be amended from time to time.

  • Prior to the Effective Date, MEMX shall furnish FINRA with a current list of Dual Members, which shall be updated no less frequently than once each quarter.

  • The amendments to the Incorporated NYSE Rules will reduce regulatory disparities, and will lessen the regulatory burden on Dual Members.

  • Accordingly, the proposed Amended Plan promotes efficiency by reducing costs to Dual Members.

  • FINRA Regulatory Notices 08–71(November 28, 2008) (discussing proposed FINRACommon Rules) of similar purpose, resulting in less burdensome and more efficient regulatory compliance for Dual Members.

  • Dual Members of the American Conference of Cantors and the Cantors Assembly: Members of both professional cantorial organizations are allowed to register and to conduct searches simultaneously through both associations.


More Definitions of Dual Members

Dual Members means those ISE Mercury members that are
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Dual Members means those BOX members that are also members of
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Dual Members means thoseISE members that are also members of FINRA and the associated persons therewith, but for purposes of this Agreement is limited to DE ECN and its associated persons.
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Dual Members means thoseCBOE members that are also members of NASD and the associated persons therewith.
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Dual Members means those [ISE Mercury]MRX members that are also members of FINRA and the associated persons therewith.
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Related to Dual Members

  • Initial Members means those Persons whose names are set forth in the first sentence of this Agreement. A reference to an “Initial Member” means any of the Initial Members.

  • New Members As Defined By the Public Employees’ Pension Reform Act of 2013 (PEPRA)

  • Individual Member means a registered, financial Member of the Club who is at least 18 years of age.

  • Class B Members means the Members holding Class B Units.

  • Associate Members means the individuals or firms which have agreed to Joint Venture in connection with the Project;

  • Additional Members means those Members, if any, admitted to the Company after the Effective Date.

  • Team Members means the members of the Team, jointly and severally;

  • Tribal Member means an enrolled member of the Tribe.

  • crew member means a person assigned by an operator to duty on an aircraft during a flight duty period;

  • Majority in Interest of the Limited Partners means Limited Partners holding in the aggregate Percentage Interests that are greater than fifty percent (50%) of the aggregate Percentage Interests of all Limited Partners.

  • Panel Member ’ means a member of a panel;

  • Voting Members has the meaning set forth in Section 4.07(b).

  • Original member of this retirement system means:

  • Founding Members means the collective reference to American Multi-Cinema, Inc., a Missouri corporation, Cinemark Media, Inc., a Delaware corporation, and Regal CineMedia Holdings, LLC, a Delaware limited liability company.

  • General Member means a party, and that party’s Affiliates, that has executed this Project Charter at the General Member level, unless that General Member has withdrawn or been terminated from the Project, or has changed membership level.

  • Initial Member has the meaning set forth in the introductory paragraph.

  • the Members means the members of the Club admitted from time to time to membership of the Club in accordance with Rule 5;

  • Class A Members means those Members who have purchased Class A Interests.

  • Members means the persons who are duly registered as the holders from time to time of shares in the register including persons who are jointly so registered.

  • Annual Membership Fee shall have the meaning specified in the Credit Card Agreement applicable to each Account for annual membership fees or similar terms.

  • Consent of the Limited Partners means the Consent of a Majority in Interest of the Limited Partners, which Consent shall be obtained prior to the taking of any action for which it is required by this Agreement and may be given or withheld by a Majority in Interest of the Limited Partners, unless otherwise expressly provided herein, in their sole and absolute discretion.

  • Departing General Partner means a former General Partner from and after the effective date of any withdrawal or removal of such former General Partner pursuant to Section 11.1 or Section 11.2.

  • Other Members has the meaning specified in the recitals to this Agreement.

  • Full Member means any person who is in one of the categories of membership referred to in Rule 10.3.

  • Hosting Partners means companies who entered into an agreement with CIPC in the areas of application management; application hosting, application service provision, and marketplace hosting are incorporated in this category.

  • New member means a person first employed on or after Septem- ber 1, 2005, including a former member who withdrew retirement contributions under Government Code 822.003 and is reemployed on or after September 1, 2005.