Examples of EU MiFID II in a sentence
Berenberg, Gossler & Co. KG’s (»Berenberg«, »the Bank«, »we« or »our«) Execution Policy (»Policy«) and approach to providing the best possible result when executing client orders for institutional professional clients as required according to the Markets in Financial Instruments Directive 2014/65/ EU (MiFID II).
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, ‘‘EU MiFID II’’) or (ii) a customer within the meaning of Directive (EU) 2016/97 (the ‘‘Insurance Distribution Directive’’), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "EU MiFID II"); or (ii) a customer within the meaning of Directive (EU) 2016/97, where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.
The regulated market of Euronext Dublin is a regulated market for the purposes of Directive 2014/65/EU (as amended, "EU MiFID II") on markets in financial instruments.
The Directors consider that the requirements of Article 57 of the EU MiFID II delegated regulation of 25 April 2016 (and the equivalent provision of the UK MiFID Laws) are met in relation to the Ordinary Shares (and will be met in relation to the C Shares) and that, accordingly, the Ordinary Shares and C Shares should be considered "non-complex" for the purposes of EU MiFID II and the UK MiFID Laws.
Figure 1 shows the distribution of college graduates aged 25-50 in the 2000 Census, as a proportion of the number of people in this age group working in each State, and as a proportion of the number of workers in this age group who were born in each State.
With respect to continuity of access, Liz explained, as a result of separation of the UK MiFID II regime from the EU MiFID II regime, the harmonization of instruments available for trading on a venue, the ‘universe ofinstruments’ will become non-standard.
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, “EU MiFID II”); or (ii) a customer within the meaning of Directive (EU) 2016/97 (as amended or superseded), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II; or (iii) not a qualified investor as defined in Regulation (EU) 2017/1129 (the “EU Prospectus Regulation”).
The regulated market of the Luxembourg Stock Exchange is a regulated market for the purposes of EU MiFID II.
Regulators in Japan adopted similar regulations.23 In the EU, MiFID II seeks to move the trading of nearly all securities onto exchanges, beginning with publicly listed equities.