EU MiFID II definition

EU MiFID II means the recast Markets in Financial Instruments Directive (Directive 2014/65/EU), Regulation (EU) No. 600/2014 of the European Parliament and the Council of 15 May 2014 and all related implementing or supplementary legislation and technical standards
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EU MiFID II means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments;
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EU MiFID II means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU, as amended, supplemented and/or replaced from time to time.
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Examples of EU MiFID II in a sentence

  • Berenberg, Gossler & Co. KG’s (»Berenberg«, »the Bank«, »we« or »our«) Execution Policy (»Policy«) and approach to providing the best possible result when executing client orders for institutional professional clients as required according to the Markets in Financial Instruments Directive 2014/65/ EU (MiFID II).

  • For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, ‘‘EU MiFID II’’) or (ii) a customer within the meaning of Directive (EU) 2016/97 (the ‘‘Insurance Distribution Directive’’), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.

  • For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "EU MiFID II"); or (ii) a customer within the meaning of Directive (EU) 2016/97, where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.

  • The regulated market of Euronext Dublin is a regulated market for the purposes of Directive 2014/65/EU (as amended, "EU MiFID II") on markets in financial instruments.

  • The Directors consider that the requirements of Article 57 of the EU MiFID II delegated regulation of 25 April 2016 (and the equivalent provision of the UK MiFID Laws) are met in relation to the Ordinary Shares (and will be met in relation to the C Shares) and that, accordingly, the Ordinary Shares and C Shares should be considered "non-complex" for the purposes of EU MiFID II and the UK MiFID Laws.

  • Figure 1 shows the distribution of college graduates aged 25-50 in the 2000 Census, as a proportion of the number of people in this age group working in each State, and as a proportion of the number of workers in this age group who were born in each State.

  • With respect to continuity of access, Liz explained, as a result of separation of the UK MiFID II regime from the EU MiFID II regime, the harmonization of instruments available for trading on a venue, the ‘universe ofinstruments’ will become non-standard.

  • For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, “EU MiFID II”); or (ii) a customer within the meaning of Directive (EU) 2016/97 (as amended or superseded), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II; or (iii) not a qualified investor as defined in Regulation (EU) 2017/1129 (the “EU Prospectus Regulation”).

  • The regulated market of the Luxembourg Stock Exchange is a regulated market for the purposes of EU MiFID II.

  • Regulators in Japan adopted similar regulations.23 In the EU, MiFID II seeks to move the trading of nearly all securities onto exchanges, beginning with publicly listed equities.


More Definitions of EU MiFID II

EU MiFID II means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments; "EU MiFID Product Governance Rules" means the MiFID Product Governance rules under Commission Delegated Directive (EU) 2017/593;
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Related to EU MiFID II

  • MiFID II means Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments.

  • AI means an “accredited investor” as described in Rule 501(a)(4) under the Securities Act.

  • EPFO means Employees' Provident Fund Organization

  • BRRD II means Directive (EU) 2019/879 of the European Parliament and of the Council of 20 May 2019 amending Directive 2014/59/EU as regards the loss-absorbing and recapitalisation capacity of credit institutions and investment firms and Directive 98/26/EC.

  • EUMA means the “SAP Delivered Support Agreement” which sets out the terms and conditions under which SAP provides support to End Users and which will be provided by SAP on a deal by deal basis.

  • Opioid treatment program means a detoxification or maintenance treatment program which is required to report patient identifying information to the central registry and which is located in the state.

  • Dynamic driving task means the same as that term is defined in Section 41-26-102.1.

  • Modern biotechnology means the application of:

  • Short-rotation coppice means a specific management regime whereby the poles of trees are cut every one to two years and which is aimed at producing biomass for energy. It is exempt from the UK government timber procurement policy requirements and falls under agricultural regulation and supervision rather than forestry. The exemption only refers to short-rotation coppice, and not 'conventional' coppice which is forest management and therefore subject to the timber policy.

  • Class I renewable energy means electric energy produced from

  • Becquerel (Bq) means the SI unit of activity. One becquerel is equal to 1 disintegration or transformation per second (dps or tps).

  • Insight as used in this clause, means technical visibility into the Program, maintained through audit, surveillance, assessment of trends and metrics, software independent verification and validation, the flight readiness review process, and review or independent assessment of out-of-family anomalies occurring in any phase of the program.

  • MiFID means Directive 2004/39/EC on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC;

  • sustainable development means development that meets the needs of the present generation without compromising the ability of future generations to meet their own needs;

  • EUWA means the European Union (Withdrawal) Act 2018, as amended.

  • Investment Strategy is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team.

  • Class II renewable energy means electric energy produced at a

  • Permanent foster care placement means the place of residence in which a child resides and in

  • CS means the New York State Department of Civil Service. “DOB” shall mean New York State Division of the Budget. “EEO” shall mean Equal Employment Opportunity.

  • POPI means the Protection of Personal Information Act, 4 of 2013;

  • Support Partners – means any successful vendor who entered into partnership agreement with CIPC and/or its clients for the provision of support services to a specific solution.

  • STSMA means the Sectional Titles Schemes Management Act 8 of 2011, as amended and include the Regulations issued under the said act;

  • Renewable energy means energy derived from sunlight, wind, falling water, biomass, sustainable or

  • ug/l means micrograms per liter.

  • Sustainability Structuring Agent means PNC Capital Markets LLC.

  • RSC means the Regional Security Coordinator(s) (RSC(s)) appointed for CCR Hansa, unless it is explicitly otherwise stated, according to Article 77(1)(a) of the SO Regulation that will perform the tasks allocated to this(these) RSC(s) according to Article 77(1)(c)(i) of the SO Regulation;