Examples of EU MiFID II in a sentence
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, "EU MiFID II"); or (ii) a customer within the meaning of Directive 2016/97/EU (the "IDD"), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.
Berenberg, Gossler & Co. KG’s (»Berenberg«, »the Bank«, »we« or »our«) Execution Policy (»Policy«) and approach to providing the best possible result when executing client orders for institutional professional clients as required according to the Markets in Financial Instruments Directive 2014/65/ EU (MiFID II).
Within 30 days of receiving the LPT Return, you should write to Revenue and include the following information:• Explain why you do not consider yourself to be the liable person,• Whatever supporting documentation that may be relevant, and• The name(s), address(es)and PPSN(s) of the liable person(s).Based on this information Revenue will make a determination on the matter.
Sponsored research is however commissioned for and paid by the company and such material is considered by Pareto Securities to qualify as an acceptable minor non-monetary benefit according to the EU MiFID II Directive.
On page viii of the Base Prospectus, the entirety of the subsection titled " EU MIFID II PRODUCT GOVERNANCE / TARGET MARKET" shall be deemed deleted and replaced with the following: EU MIFID II PRODUCT GOVERNANCE / TARGET MARKET The applicable Final Terms in respect of any Series of Notes will include a legend entitled "EU MiFID II Product Governance" which will outline the target market assessment in respect of the Notes and which channels for distribution of the Notes are appropriate.
EU MiFID II product governance / Professional investors and ECPs only target market – Solely for the purposes of the manufacturer's product approval process, the target market assessment in respect of the Notes has led to the conclusion that: (i) the target market for the Notes is eligible counterparties and professional clients only, each as defined in EU MiFID II; and (ii) all channels for distribution of the Notes to eligible counterparties and professional clients are appropriate.
EU MiFID II PRODUCT GOVERNANCE / PROFESSIONAL INVESTORS AND ELIGIBLECOUNTERPARTIES ONLY TARGET MARKET – Solely for the purposes of the manufacturer's product approval process, the target market assessment in respect of the Notes has led to the conclusion that: (i) the target market for the Notes is eligible counterparties and professional clients only, each as defined in EU MiFID II; and(ii) all channels for distribution of the Notes to eligible counterparties and professional clients are appropriate.
Although the UK has voted to leave the EU, MiFID II will still be implemented in the UK on 03 January 2018 for three reasons.
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU, as amended ("MiFID II"); or (ii) a customer within the meaning of Directive (EU) 2016/97 (the "Insurance Distribution Directive"), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.
For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11) of Article 4(1) of Directive 2014/65/EU (as amended, “EU MiFID II”); or (ii) a customer within the meaning of Directive (EU) 2016/97 (the “Insurance Distribution Directive”), where that customer would not qualify as a professional client as defined in point (10) of Article 4(1) of EU MiFID II.