Exchange Commission definition
Exchange Commission means the Agricultural Futures Exchange Commission under the law on agricultural futures trading;
Exchange Commission. (the "Commission") a registration statement (the "Registration Statement") in order to register the Shares with the Commission for resale by Purchaser from time to time through underwriters, agents or otherwise, in negotiated or market transactions or through the automated quotation system of the Nasdaq or the facilities of any national securities exchange on which the Company's Common Stock is then traded or in privately negotiated transactions;
(B) use its best efforts, subject to the receipt of necessary information from the Purchaser, to cause the Registration Statement to become effective within sixty (60) days after the Registration Statement is filed by the Company;
(C) prepare and file with the Commission such amendments and supplements to the Registration Statement and the prospectus used in connection therewith as may be necessary to keep the Registration Statement effective for a period of sixty (60) days after it is declared effective by the Commission or, if earlier, until Purchaser has sold all of the Shares covered by such Registration Statement (provided that the Company shall not be deemed to have used its best efforts to keep the Registration Statement effective if it voluntarily takes any action that would result in Purchaser not being able to sell any of its Shares pursuant to the Registration Statement unless (i) such action is required under applicable law or taken by the Company in good faith and for valid business reasons, including without limitation the acquisition or divestiture of assets and (ii) the Company promptly complies with the requirements of this Section 7.1, if applicable);
(D) furnish to Purchaser with respect to the Shares registered under the Registration Statement such number of copies of prospectuses and preliminary prospectuses in conformity with the requirements of the Securities Act, in order to facilitate the public sale or other disposition of all or any of the Shares by Purchaser; provided, however, that the obligation of the Company to deliver copies of prospectuses or preliminary prospectuses to Purchaser shall be subject to the receipt by the Company of reasonable assurances from Purchaser that Purchaser will comply with the applicable provisions of the Securities Act and of such other securities or blue sky laws as may be applicable in connection with any use of such prospectuses or preliminary prospectuses; and
(E) file documents required of the Company for normal blue sky clearance in states specified ...
Exchange Commission. (the "Commission") thereunder, and has been filed with the Commission under the Act and one or more amendments to such registration statement may have been so filed. After the execution of this Agreement, the Company will file with the Commission either (i) if such registration statement, as it may have been amended, has been declared by the Commission to be effective under the Act, a prospectus in the form most recently included in an amendment to such registration statement (or, if no such amendment shall have been filed, in such registration statement), with such changes or insertions as are required by Rule 430A under the Act or permitted by Rule 424(b) under the Act and as have been provided to and approved by the Representative prior to the execution of this Agreement, or (ii) if such registration statement, as it may have been amended, has not been declared by the Commission to be effective under the Act, an amendment to such registration statement, including a form of prospectus, a copy of which amendment has been furnished to and approved by the Representative prior to the execution of this Agreement. As used in this Agreement, the term "Registration Statement" means such registration statement, as amended at the time when it was or is declared effective, including all financial schedules and exhibits thereto and including any information omitted therefrom pursuant to Rule 430A under the Act and included in the Prospectus (as hereinafter defined); the term "Preliminary Prospectus" means each prospectus subject to completion filed with such registration statement or any amendment thereto (including the prospectus subject to completion, if any, included in the Registration Statement or any amendment thereto at the time it was or is declared effective); and the term "Prospectus" means the prospectus first filed with the Commission pursuant to Rule 424(b) under the Act, or, if no prospectus is required to be filed pursuant to said Rule 424(b), such term means the prospectus included in the Registration Statement; except that if such registration statement or prospectus is amended or such prospectus is supplemented, after the effective date of such registration statement and prior to the Option Closing Date (as hereinafter defined), the terms "Registration Statement" and "Prospectus" shall include such registration statement and prospectus as so amended, and the term "Prospectus" shall include the prospectus as so supplemented, or both, as the case may...
Examples of Exchange Commission in a sentence
The confidential redacted portion has been omitted and filed separately with the Securities and Exchange Commission.
A complete version of this exhibit has been filed separately with the Securities and Exchange Commission.
If a sales charge is in effect, Distributors shall have the right subject to such rules or regulations of the Securities and Exchange Commission as may then be in effect pursuant to Section 22 of the Investment Company Act of 1940 to pay a portion of the sales charge to dealers who have sold shares of the Issuer.
The Trustee is hereby irrevocably authorized to effect registration or transfer of the Securities in fully registered form to the name of the Trustee or to the name of its nominee or to hold the Securities in a clearing agency registered with the Securities and Exchange Commission or in a book entry system operated by the Federal Reserve Board.
A complete copy of this document has been filed separately with the Securities and Exchange Commission.
Copies of the exhibit containing the redacted portions have been filed separately with the Securities and Exchange Commission subject to a request for confidential treatment pursuant to Rule 24b-2 under the Securities Exchange Act.
A complete version of this exhibit has been provided separately to the Securities and Exchange Commission.
The omitted material has been filed separately with the Securities and Exchange Commission.
An unredacted version of this document has been filed separately with the Securities and Exchange Commission.
Confidential Portions of this Exhibit marked as [***] have been omitted pursuant to a request for confidential treatment and have been filed separately with the Securities and Exchange Commission.
More Definitions of Exchange Commission
Exchange Commission. (herein called the "SEC") and the equivalent ruling or letter pursuant to applicable state law in form satisfactory to the Company covering such transfer, and the Company may withhold transfer, registration and delivery of such securities until one of the three conditions set forth in this paragraph 7(b) shall have been met.
Exchange Commission. (the "SEC") of a proxy statement in connection with the Shareholders' Meeting (such proxy statement, including any preliminary version thereof, in either case, as amended, modified or supplemented from time to time, the "Proxy Statement"), (B) the filing with the SEC of a Rule 13e-3 Transaction Statement on Schedule 13E-3 (the "Schedule 13E-3") under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (C) state securities or "blue sky" Laws, (D) any other filings or reports required under the Exchange Act or the rules and regulations promulgated thereunder in connection with the transactions contemplated by this Agreement, (E) the filing and recordation of appropriate merger or other documents under the IBCA and ILLCA, (F) compliance with the rules and regulations of the Over-the-Counter Bulletin Board (the "OTCBB"), (G) antitrust or other competition Laws, and (H) such consents, approvals, orders, authorizations, registrations, declarations and filings with any Governmental Entity the failure of which to make or obtain would not reasonably be expected to have a Material Adverse Effect on the Company or prevent the consummation of the Merger by the Outside Date.
Exchange Commission. (the "SEC"), relating to shares of beneficial interest of the Trust, without par value (the "Shares");
Exchange Commission means the Securities and Exchange Commission ------------------- which oversees compliance with the Exchange Act.
Exchange Commission. (the "SEC") or by any securities association registered under the Securities Exchange Act of 1934.