Securities and Exchange Commission definition

Securities and Exchange Commission means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission and any agency or instrumentality of the United States government succeeding to its functions.
Securities and Exchange Commission includes any governmental body or agency succeeding to the functions thereof.

Examples of Securities and Exchange Commission in a sentence

  • Terms in quotation marks in this Section shall have the meaning such terms are assigned in the Identity Theft Red Flag Rules under 16 CFR §681.2 issued by the Federal Trade Commission in November 2007, and replaced by 17 CFR Part 248 issued by the Securities and Exchange Commission on April 10, 2013 (in each case pursuant to the Fair and Accurate Credit Transactions Act of 2003 (the “FACT Act”)), as may be amended from time to time, and the implementing regulations (collectively, the “Rules”).

  • The Company is not and has never been a shell company as such term is defined in Rule 12(b)(2) under the Securities Exchange Act of 1934, as amended and the rules and regulations of the Securities and Exchange Commission thereunder.

  • Such Buyer is an “accredited investor” as defined in Regulation D promulgated by the Securities and Exchange Commission under the Act.

  • Notwithstanding Section 5.2, Either Party may disclose the terms of this Agreement to the extent required, in the reasonable opinion of such Party’s legal counsel, to comply with applicable laws, including, without limitation, the rules and regulations promulgated by the United States Securities and Exchange Commission.

  • Indemnitee understands and acknowledges that the Company has undertaken or may be required in the future in certain circumstances to undertake with the Securities and Exchange Commission to submit the question of indemnification to a court for a determination of the Company’s right under public policy to indemnify Indemnitee.


More Definitions of Securities and Exchange Commission

Securities and Exchange Commission means the US Securities and Exchange Commission, or any successor thereto.
Securities and Exchange Commission means the United States Securities and Exchange Commission, including any governmental body or agency succeeding to the functions thereof.
Securities and Exchange Commission means the securities and exchange commission established by the Securities Exchange Act of 1934.
Securities and Exchange Commission or “Commission” means the United States Securities and Exchange Commission.
Securities and Exchange Commission means the United States Securities and Exchange Commission or any successor to the functions of such agency.
Securities and Exchange Commission means the United States securities and exchange commission.27A. “Securities and regulated industries bureau” means the securities and regulated industries bureau of the insurance division of the department of commerce.
Securities and Exchange Commission. The Securities and Exchange Commission or any other Federal agency at the time administering the Securities Act or the Exchange Act.