Examples of Exchange Member Firm in a sentence
If you or a family member are associated with a Financial Industry Regulatory Authority (FINRA) or Exchange Member Firm, you agree to notify your employer before opening an HSBA and obtain any required authorizations.
The second cluster is a possible interaction between the most downstream components of the signaling cascade including BEM1, BNI1 and FUS1, mediating cell fusion (see website [21] for details).
Since 2007 he has been Chairman at Baron Global Financial Canada Ltd., a subsidiary of the Hong Kong Stock Exchange Member Firm VBG International Holdings Limited.
You certify that you are not a professional trader or money manager and that you are not associated with or employed by a NASD or Exchange Member Firm.
Since 2007 he has been Chairman at Baron Global Financial Canada Ltd., a subsidiary of the Hong Kong Stock Exchange Member Firm VBG Group.
They are responsible for guiding a company through compliance with AIM Rules and admission requirements.– Broker – must be a London Stock Exchange Member Firm.
Members and nonmember customers of a Minneapolis Grain Exchange Member Firm shall deposit and maintain initial and maintenance margins according to the Member Firm's requirements.
If the Account Owner or a family member is associated with a FINRA or Exchange Member Firm (as defined by applicable law and regulation), the Account Owner agrees to notify the Account Owner’s employer prior to opening an HSBA and to obtain any required authorizations.
You should be able to trade your FSGL shares by instructing that sharebroker, who will in turn pass your instructions on to a partner firm who is a Singapore Exchange Member Firm and who will execute the trade on your behalf.
Date: (Please sign exactly as name appears on Warrant) Taxpayer ID No. Signature guaranteed by (National Bank or New York Stock Exchange Member Firm) EXERCISE FORM (To be executed by Holder to purchase Common Stock pursuant to the Warrant) American IronHorse Motorcycle Company, Inc.