Exchange Subsidiary definition
Examples of Exchange Subsidiary in a sentence
New members shall be admitted only upon the approval of the Member and pursuant to an amendment to this Agreement, which, for so long as the Company shall control, directly or indirectly, an Exchange Subsidiary, shall not be effective until filed with and approved by the SEC under Section 19 of the Exchange Act and the rules and regulations promulgated thereunder by the SEC or otherwise.
By: Aspen Steaks Exchange Subsidiary Inc., its manager By: Name: Title: Texas Roadhouse of Gainesville, Inc., I By: Name: Title: Texas Roadhouse Management Corp.
Any amounts payable with respect to the Exchangeable Shares pursuant to Section 1.06 (including the Canada Dividend Amount) shall be deposited by the Stockholder Representative with the Canada Exchange Subsidiary, pursuant to the Articles of Incorporation of such entity, in accordance with wire transfer instructions provided to the Stockholder Representative by the Company no later than three (3) Business Days prior to the Closing Date.
The officers, directors, employees and agents of the Company, by virtue of their acceptance of such position, shall be deemed to agree (x) to comply with the U.S. federal securities laws and the rules and regulations thereunder and (y) to cooperate with the SEC and each Exchange Subsidiary in respect of the SEC’s oversight responsibilities regarding the Exchange Subsidiaries and the self- regulatory functions and responsibilities of the Exchange Subsidiaries.
For so long as the Company shall control, directly or indirectly, an Exchange Subsidiary, the Company’s books and records shall be subject at all times to inspection and copying by the SEC and the applicable Exchange Subsidiary or, in the case of ISE Exchange, ISE SRO, provided that such books and records are related to the operation or administration of an Exchange Subsidiary.
If at any time after the Closing Date a Subsidiary that was previously a Registered Securities Exchange Subsidiary ceases to be a Registered Securities Exchange Subsidiary as defined herein, the Borrower agrees to use its commercially reasonable efforts to promptly pledge, or cause to be pledged, a perfected security interest in the Equity Interest of such Subsidiary.
In making the determinations referred to in the immediately preceding sentence, the Board may impose on the Person in question and its Related Persons such conditions and restrictions as it may in its sole discretion deem necessary, appropriate or desirable in furtherance of the objectives of the Exchange Act and the rules and regulations promulgated thereunder, and the governance of any Regulated Securities Exchange Subsidiary.
For so long as the Company shall control, directly or indirectly, an Exchange Subsidiary, the Company’s books and records shall be subject at all times to inspection and copying by the SEC and the applicable Exchange Subsidiary; provided that such books and records are related to the operation or administration of an Exchange Subsidiary.
The officers, directors, employees and agents of the Company, by virtue of their acceptance of such position, shall be deemed to agree (x) to comply with the U.S. federal securities laws and the rules and regulations thereunder and (y) to cooperate with the SEC and each Exchange Subsidiary in respect of the SEC’s oversight responsibilities regarding the Exchange Subsidiaries and the self-regulatory functions and responsibilities of the Exchange Subsidiaries.
Notwithstanding the foregoing, the Company and the Members agree that each Regulated Securities Exchange Subsidiary shall be managed by its respective Exchange Board.