Fee or commission definition

Fee or commission means, except as provided in paragraph (b) of this sec- tion, any loan, gift, donation or other payment of $1,000 or more made, or of- fered or agreed to be made directly or indirectly, whether in cash or in kind, and whether or not pursuant to a writ- ten contract, which is:
Fee or commission means compensation paid to a fiduciary or an affiliate thereof on account of its services to or on behalf of an investment.
Fee or commission means compensation paid to a trustee or an affiliate thereof on

Examples of Fee or commission in a sentence

  • A Licensee who Holds Out and who is not otherwise prohibited by this Rule from receiving a commission or Contingent Fee shall disclose to the recipient of Professional Services or the buyer of a product, in writing, the nature, amount, and source of any Contingent Fee or commission prior to performing the Professional Services or making the sale that generates the commission or Contingent Fee.

  • Fee Schedule The proposed fee schedule shall include the following items: ▪ Fee or commission for the services associated with marketing and selling properties.

  • The proposed fee schedule shall include the following items:• Fee or commission for the services associated with marketing and selling properties.• Additional costs, if any, associated with the marketing and sales of properties.• All fees must be disclosed in the proposal.

  • Each determination by the Agent of an interest rate, Fee or commission hereunder shall be conclusive and binding for all purposes, absent demonstrable error.

  • In the event the Company fails to comply with this provision, the Company shall pay to the Placement Agent an amount equal to the greater of (x) an amount in excess of 1% of the Offering proceeds if additional compensation is available under the compensation guideline of this Offering or (y) five percent (5%) of the Placement Fee or commission paid in connection with the Subject Transaction, in each case subject to any limitation imposed by FINRA.


More Definitions of Fee or commission

Fee or commission means compensation which is a fixed charge or calculated as a percentage of an amount not directly related to work or services performed.
Fee or commission means a payment, actual, promised or expected, as com- pensation for the performance of any act requiring a real estate license.
Fee or commission means compensation paid to a trustee or an affiliate thereof on account of its services to or on behalf of an investment, including by way of illustration and not limitation, advisory fees, management fees, brokerage fees, service fees, special performance fees, profit allocations, and expense reimbursements.
Fee or commission means, except as provided in paragraph (a)2 below of this clause, any loan, gift, donation, or other payment of $1,000 or more made or offered or agreed to be made, directly or indirectly, whether in cash or in kind, and whether or not pursuant to a written contract, which is (i) To or at the direction of any person, irrespective of nationality, whether or not employed by or affiliated with the Seller; and (ii) For the solicitation or promotion or otherwise to secure the conclusion of a sale of defense articles or defense services to or for the use of the armed forces of a foreign country or international organization.
Fee or commission means a payment, actual, promised or expected,
Fee or commission means a payment, actual, promised or expected, as compensation for the performance of any act requiring a real estate li- cense.
Fee or commission means a payment, actual, promised or ex-