Financial and compliance audit definition

Financial and compliance audit means the determination in accordance with generally accepted auditing standards:
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Financial and compliance audit means a systematic review or appraisal to determine each of the following:
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Examples of Financial and compliance audit in a sentence

  • We introduce a free policy rate µaf (t), which is the transition rate of becoming a free policy at time t.We introduce the notation: s−t fspx+t= e− , s(µad(τ )+µas(τ )+µaf (τ )) dτtt= e− , s(µas(τ )+µaf (τ )) dτs−tpx+ttp= e− , s µaf (τ ) dτs−tsx+t which is the probability of staying in State 0, i.e., not becoming a free policy, surrendering nor dying.If the free policy transition occurs at time t, the future benefits are reduced by a factor ρ(t), and the future premiums are canceled.

  • Financial and compliance audit reports covering the COVID-19 response funds as captured in the budget execution reports described above to be published online within two months of the end of each quarter for three quarters: Q3 2020, Q4 2020 and Q1 2021.

  • TYPES OF EXTERNAL AUDITS PERFORMED BY THE ALABAMA DEPARTMENT OF EXAMINERS OF PUBLIC ACCOUNTS: Financial and compliance audit of state and local funds.

  • Financial and compliance audit was conducted on the accounts and operations of Taft Water District for the year ended December 31, 2017.

  • Financial and compliance audit were conducted on the accounts and operations of Taft Water District for the year ended December 31, 2014.

  • Financial and compliance audit reports may be found on the Finance and Administrative Services website http://www.palomar.edu/fiscal_services/LeftNav/Reports.html.

  • Financial and compliance audit were conducted on the accounts and transactions of the City Government of Marikina for Calendar Year 2011.

  • Scope of Audit Financial and compliance audit was conducted on the transactions and operations for Calendar Year 2005, including some funds transferred in 2004 but implemented/liquidated in 2005.

  • Financial and compliance (audit work) determines (a) whether the financial statements of an audited entity present fairly the financial position and the results of financial operations in accordance with generally accepted accounting principles and (b) whether the entity has complied with laws and regulations that may have a material effect upon the financial statements.

  • Financial and compliance audit was conducted on the accounts and operations of Taft Water District for the year ended December 31, 2015.

Related to Financial and compliance audit

  • Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Compliance Report means, as applicable in relation to the test being conducted, a report containing the results of the Compliance Tests carried out by State Street.

  • Compliance Plan means the compliance obligations, program, and procedures described in this Consent Decree at paragraph 13.

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

  • Compliance agreement means a written agreement between a person and the Commissioner to achieve compliance with this quarantine.