Financial Instruments Exchange definition
Examples of Financial Instruments Exchange in a sentence
If I/we am/are an agency firm, I/we shall ensure that any applicant abide by the rules of the Financial Instruments Exchange and that, if requested by the Financial Instruments Exchange, I/we shall submit reference materials on my/our agent services either through your company or directly to the Financial Instruments Exchange.
In the case where foreign currency is submitted or deposited as margin, I/we shall not object to your company receiving such foreign currency as long as acceptable to your company within the scope specified by the rules of the Financial Instruments Exchange and JSCC.
The terms used herein shall have the same meaning as the terms defined in the Articles of Incorporation, the Business Regulations, the Brokerage Agreement Standards, the special regulations for such rules concerning Futures/Options Trading, Trading Participant Regulations, the Clearing and Settlement Regulations and the Margin Rules of the Financial Instruments Exchange, and the Business Rules and the Rules on Margins, etc.
In the event that I/we fail to fulfill any of the obligations I/we owe your company relating to Futures/Options Trading, I/we shall not object, upon request by your company, to paying your company overdue interest at the rate prescribed by the Financial Instruments Exchange on which the Futures/Options Trading was conducted for the period from the day following the due date to the date of actual fulfillment.
In the event that the Financial Instruments Exchange, prior to the final settlement date for Index Futures Trading, finds any error in the special settlement index value or the special quotation and changes such index or value pursuant to its rules, I/we shall comply with such a change.
In the event that a notice of any kind with respect to the Futures/Options Trading by your company, the Financial Instruments Exchange or JSCC addressed to my/our reported address or office location is delayed or does not arrive due to my/our change of address or location, absence or any other reason attributable to me/us, it shall be deemed to have arrived at the time when it should have normally arrived.
In the event that any error is deemed to exist in the special settlement index value or the special quotation prior to the settlement date pertaining to the exercise of an option in Index Options Trading and the Financial Instruments Exchange has changed the option settlement index value or the option settlement price pursuant to its rules, I/we shall comply with such a change.
In the event that the Financial Instruments Exchange, prior to the final settlement date for Interest Rate Futures Trading, finds any error in the final settlement price and changes such index or value pursuant to its rules, I/we shall comply with such a change.
In the event that Futures/Options Trading by an erroneous order is carried out, and the Financial Instruments Exchange cancels the trading pursuant to its rules, I/we shall comply with such actions.
I/we shall not object to your company reporting the matters in connection with the Futures/Options Trading carried out by me/us to the governmental authorities of Japan, the Financial Instruments Exchange or JSCC (in the case where your company is a Non- Clearing Participant; governmental authorities of Japan, the Financial Instruments Exchange or your company’s Designated Clearing Participant), etc., if it is required under the laws of Japan or the rules of the Financial Instruments Exchange or JSCC, etc.