Financial Instruments and Exchange Act definition

Financial Instruments and Exchange Act means the Financial Instruments and Exchange Act of Japan (Act No. 25 of 1948, as amended);
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Financial Instruments and Exchange Act means the Financial Instruments and Exchange Act (Act No. 25 of 1948, as amended).
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Financial Instruments and Exchange Act has the meaning set forth in Section 11.02.
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Examples of Financial Instruments and Exchange Act in a sentence

  • The Covered Bonds have not been and will not be registered under the Financial Instruments and Exchange Act of Japan (Law No. 25 of 1948, as amended, the “FIEL”).

  • The Covered Bonds have not been and will not be registered under the Financial Instruments and Exchange Act of Japan (Act No. 25 of 1948, as amended, the “FIEA”).

  • The solicitation of applications for acquisition of Beneficial Interests shall be conducted by way of the offering of securities as set forth in Article 2, Paragraph 3, Item 1 of the Financial Instruments and Exchange Act.


More Definitions of Financial Instruments and Exchange Act

Financial Instruments and Exchange Act is defined in Section 6.3.
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Financial Instruments and Exchange Act or “FIEA” is defined in Section 6.4(a).
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Related to Financial Instruments and Exchange Act

  • Securities and Exchange Commission means the United States Securities and Exchange Commission.

  • Financial Instruments Accounts Act means the Swedish Financial Instruments Accounts Act (lag (1998:1479) om kontoföring av finansiella instrument).

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations made thereunder, as now in effect or as the same may from time to time be amended, re-enacted or replaced.

  • Financial Instruments means commodities, securities, and derivatives of all types, including, without limitation, stocks and other equity instruments, bonds and other debt instruments, commodities and futures, forwards, swaps, and options that derive their value from bonds, equities, commodities or indices thereof. EXHIBIT C

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.

  • financial instrument means those instruments specified in Section C of Annex I;

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • Reporting Jurisdictions means British Columbia, Alberta, Manitoba and Ontario;

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • Non-Reporting Financial Institution means any Financial Institution that is:

  • Reporting Financial Institution means any Member State Financial Institution or San Marino Financial Institution, as the context requires, that is not a Non-Reporting Financial Institution.

  • Common Reporting Standard (CRS) means the Standard for Automatic Exchange of Financial Account Information (“AEOFAI”) in Tax Matters and was developed in response to the G20 request and approved by the Organisation for Economic Co-operation and Development (OECD) Council on 15 July 2014, calls on jurisdictions to obtain information from their financial institutions and automatically exchange that information with other jurisdictions on an annual basis. It sets out the financial account information to be exchanged, the financial institutions required to report, the different types of accounts and taxpayers covered, as well as common due diligence procedures to be followed by financial institutions.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;