Firm Account definition

Firm Account means a proprietary investment or trading account maintained by Ellington for the firm or its employees.
Sample 1Sample 2Sample 3
Firm Account. – means the account or accounts required to be established for Firm Transactions of the Clearing Members pursuant to Sections B-102, B-103, C-102, C-103, D-102 and D-103.
Sample 1Sample 2Sample 3
Firm Account means an account established by an approved participant, which is confined to positions carried by the approved participant on its own behalf;
Sample 1Sample 2Sample 3

Examples of Firm Account in a sentence

  • When a Clearing Member is assigned an Exercise Notice for a given account (e.g. the Firm Account) it may not allocate that assignment to another account (e.g. a Client Account).

  • Limited Liability Partnership Firm AccountAs per communiqué 1748 dated 20.10.2009 and as per operating instruction 2.3.19 Limited Liability Partnership Firm Account (which is registered under the Limited Liability Partnership Act, 2008 can be opened in the style of “Company Name” Limited liability Partnership or “Company name” LLP.

  • By signature on this document, (i) I acknowledge the Representations and Warranties set forth in Appendix C of the prospectus, including the suitability requirements therein, and (ii) I authorize the named Financial Advisor to make changes, or correct any clerical errors, on this document with regards to the Series and/ or Class of the fund specified in Section 1(a), the Selling Firm Account Number in Section 2, or the Account Type in Section 4(a) below.

  • Firm Account or Approved Participant Account means an account established by an approved participant which is confined to securities or futures contracts transactions executed by the approved participant and positions carried by the approved participant on its own behalf.

  • The Ohio Department of Medicaid Providers Website: http://medicaid.ohio.gov/providers.aspx Agent/Accounting Firm Account Setup2.

  • On the right side of the page click “Access the MITS Portal” Agent/Accounting Firm Account SetupThe next screen should look like this: Agent/Accounting Firm Account Setup3.

  • Positions are also treated in a similar manner for Firm Account and the Market Maker Account8.

  • In addition, an increase (loss) in margin in one Firm Account can, for example, be offset by a reduction (gain) in margin in another Member's Client Account, since they share the same collateral pool (Margin Deposits).

  • The amount credited to the Employee Account, Firm Account and Rollover Account, if any, of a Participant shall be made in cash; except that such account balances invested in Treasury Zeros may be distributed in kind at the direction of the Participant, and Firm account balances may be distributed in the form of shares of A.G. Edwards, Inc.

  • If you are opening an account, please remember to attach an account application to this form.2. Please be sure the title of your account type/ registration as recorded on the transfer form is “like to like.” For example:Delivering Firm Account Title: John Doe IRA RolloverSchwab Account Title: John Doe IRA Rollover3.


More Definitions of Firm Account

Firm Account. – means the account or accounts required to be established for Firm Transactions of the Clearing Members pursuant to Sections B-102, B-103, C-102, C-103, D-102 and D-103. The requirements of the GCM or Non-GCM Regime will not be applicable to this account.
Sample 1Sample 2

Related to Firm Account

  • Separate Account shall have the respective meanings assigned to such terms in Section 3 of ERISA.

  • Cash Account has the meaning set forth in Section 2.1(a)(ii).

  • Billing Account is the checking account from which all Service fees will be automatically debited.

  • Purchase Account means the account so designated in each Purchase and Remarketing Fund.

  • Investment Account As defined in Section 3.12(a).

  • Settlement Account means an account established at a financial institution designated by Merchant as the account to be credited and debited by the Servicers for Transactions, Card Fees, Chargebacks and other amount assessed by a Card Association and passed- through to Merchant pursuant to the terms of this Agreement.

  • Expense Account The account established pursuant to Section 10.3(c).

  • Share Account means the brokerage account established by the Agent for each Participant to which shares of Common Stock purchased under the Plan are credited in accordance with Section 9. The Share Account will be established pursuant to a separate agreement between each Participant and the Agent.

  • Project Account means the account referred to in Section 3.04 (a) of this Agreement;

  • Employer Contribution Account means, for any Participant, the account established by the Administrator or Trustee to which Employer Contributions made under Section 3.5 for the Participant's benefit are credited.

  • Transaction Account means a cash account established and maintained by Repo Custodian for the Funds to effect repurchase transactions pursuant to the Master Agreement.

  • Joint Account means an Account opened in more than one name;

  • Trading Account means the unique personified register of all completed transactions, open positions, orders and nontrading operations on the trading platform.