Form BD definition

Form BD has the meaning set forth in Section 4.15(d).

Form BD means the Uniform Application for Broker-Dealer Registration.

Form BD means the current Uniform Application for Broker-Dealer Registration as issued by FINRA.

Examples of Form BD in a sentence

• If any of the above DRPs provides that a DRP has been filed on Form ADV, BD, or U4 for the applicable event, information provided by Xxxxx on Form BD or Form U4 is publicly accessible through reports generated by BrokerCheck at xxxx://xxxxxxxxxxx.xxxxx.xxx, and Xxxxx’x most recent Form ADV is publicly accessible at the Investment Adviser Public Disclosure website at xxxx://xxx.xxxxxxxxxxx.xxx.xxx.

More Definitions of Form BD

Form BD shall have the meaning stated in Section 3.24(b).

Form BD as defined in Section 4.13(e).

Form BD has the meaning ascribed to such term in Section 2.09(a)(i).

Form BD has the meaning set forth in Section 5.02(gg)(ii).

Form BD has the meaning specified in Section 2.25(c)(i).

Form BD is defined in Section 3.9(c).

Form BD means the Uniform Application for Broker-Dealer Registration required to be filed by broker-dealers with the SEC.