Form of Underlying Securities definition

Form of Underlying Securities. Book-entry system of the U.S. Federal Reserve Banks.
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Form of Underlying Securities. Book-entry system of the U.S. Federal Reserve Banks. Retained Interest: None SCHEDULE II SERIES 1997-USTS-1 DESCRIPTION OF THE CALL RIGHTS ------------------------------- The Call Rights represents the rights to purchase at a set Redemption Price on each specific Redemption Date all of the Underlying Securities. Such purchase will result in an Optional Redemption of the Certificates. The Redemption Prices, as set forth below, correspond to the related Redemption Dates. Price as a Price as a % of the % of the Face Amount Face Amount of the of the Redemption Underlying Redemption Underlying Date Securities Date Securities ---------- ----------- ---------- ------------ 11/15/98 13.010% 11/15/11 36.069% 05/15/99 13.530 05/15/12 37.512 11/15/99 14.071 11/15/12 39.012 05/15/00 14.634 05/15/13 40.573 11/15/00 15.219 11/15/13 42.196 05/15/01 15.828 05/15/14 43.883 11/15/01 16.461 11/15/14 45.639 05/15/02 17.120 05/15/15 47.464 11/15/02 17.805 11/15/15 49.363 05/15/03 18.517 05/15/16 51.337 11/15/03 19.257 11/15/16 53.391 05/15/04 20.028 05/15/17 55.526 11/15/04 20.829 11/15/17 57.748 05/15/05 21.662 05/15/18 60.057 11/15/05 22.529 11/15/18 62.460 05/15/06 23.430 05/15/19 64.958 11/15/06 24.367 11/15/19 67.556 05/15/07 25.342 05/15/20 70.259 11/15/07 26.355 11/15/20 73.069 05/15/08 27.409 05/15/21 75.992 11/15/08 28.506 11/15/21 79.031 05/15/09 29.646 05/15/22 82.193 11/15/09 30.832 11/15/22 85.480 05/15/10 32.065 05/15/23 88.900 11/15/10 33.348 11/15/23 92.456 05/15/11 34.682 05/15/24 96.154 EXHIBIT A Standard Terms for Trust Agreements (begins on next page) ================================================================================ STANDARD TERMS FOR TRUST AGREEMENTS between LEHMAN ABS CORPORATION, as Depositxx and THE BANK OF NEW YORK, as Trustee BOND-BACKED CERTIFICATES Dated as of February 28, 1996 ================================================================================ TABLE OF CONTENTS Page PRELIMINARY STATEMENT...................................................... 1
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Form of Underlying Securities. Book-entry debt security with DTC
Sample 1

Related to Form of Underlying Securities

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Underlying Securities Trustee means The Bank of New York.

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision, as applicable):

  • Underlying Securities Indenture As set forth in Schedule I.

  • Underlying Security means a security issued or transferred, or to be issued or transferred, in accordance with the terms of a convertible security, an exchangeable security or a multiple convertible security;

  • Qualifying Securities means securities issued by the Issuer that:

  • Underlying Agreement means an agreement that is an underlying agreement for the purposes of paragraph 48 or Schedule 6 to the Act.

  • NIM Securities Any debt securities secured or otherwise backed by some or all of the Class X and Class P Certificates that are rated by one or more Rating Agencies.

  • Underlying Transfer Agent means State Street Bank and Trust Company or such other organization which may from time to time be appointed by the Fund to act as a transfer agent for the Underlying Portfolios and with respect to which the Custodian is provided with Proper Instructions.

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Transfer Agent Instruction Letter means the letter from the Company to the Transfer Agent which instructs the Transfer Agent to issue Underlying Shares pursuant to the Transaction Documents, in the form of Exhibit B attached hereto.

  • Personal Securities Transaction means any transaction in a Covered Security in which an Access Person has a direct or indirect Pecuniary Interest.

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Regulation S Global Securities Appendix A

  • Form of Contract means the document comprising Section 1 of the Contract signed by or on behalf of the Parties confirming their willingness to enter into and be bound by the terms of the Contract.

  • CDS Global Warrants means Warrants representing all or a portion of the aggregate number of Warrants issued in the name of the Depository represented by an Uncertificated Warrant, or if requested by the Depository or the Corporation, by a Warrant Certificate;

  • Asset-Backed Securities means securities which:

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Private Securities Transaction means any securities transaction relating to new offerings of securities which are not registered with the Securities and Exchange Commission, provided however that transactions subject to the notification requirements of Rule 3050 of the Financial Industry Regulatory Authority’s (FINRA) Conduct Rules, transactions among immediate family members (as defined in the interpretation of the FINRA Board of Governors on free-riding and withholding) for which no associated person receives any selling compensation, and personal securities transactions in investment company and variable annuity securities shall be excluded.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • central securities depository or ‘CSD’ means a central securities depository as defined in point (1) of Article 2(1) of Regulation (EU) No 909/2014.

  • Private Placement Lock-up Period means, with respect to Private Placement Warrants that are held by the initial purchasers of such Private Placement Warrants or their Permitted Transferees, and any of the Ordinary Shares issued or issuable upon the exercise or conversion of the Private Placement Warrants and that are held by the initial purchasers of the Private Placement Warrants or their Permitted Transferees, the period ending 30 days after the completion of the Company’s initial Business Combination.