Frequent Trading definition

Frequent Trading means the frequent trading in shares of an open-end fund in violation of the fund’s prospectus and/or trading policies, including any trading designed to exploit perceived inefficiencies in the prices of Fund shares.

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Frequent Trading means trading more frequently than permitted by an open-end mutual fund’s prospectus. Market timing is an example of Frequent Trading.

Frequent Trading means frequent purchases and redemptions of U.S. registered open end fund shares by shareholders. Shareholders will be deemed to be engaged in Frequent Trading and may not exchange shares (i) with respect to purchases and sales in Funds, within six months of purchase and (ii) with respect to Mutual Fund Securities, within three months of purchase. Market timing, short term trading and excessive trading are all forms of Frequent Trading.

Examples of Frequent Trading in a sentence

• Intermediary and Fund Company reserve the right to modify the Frequent Trading monitoring practices at any time by mutual agreement.

• The Fund hereby instructs and directs Intermediary to monitor for Frequent Trading.

• Intermediary and the Fund reserve the right to modify the Frequent Trading monitoring practices at any time by mutual agreement.

• A description of the Frequent Trading Policy is available to the Plan Sponsor upon request.

• The Plan Sponsor directs MassMutual to apply the Frequent Trading Policy to the Plan and to revise the Frequent Trading Policy as described above.

• Our current definition of Frequent Trading is more than one purchase and sale of the same underlying fund within a 30-day period.

• Organization agrees to cooperate fully with Fund Company for the purpose of preventing market timing and violation of its Frequent trading provisions and will cooperate with Fund Company in communicating to Customers and underlying account owners concerning the Funds’ Frequent Trading Provisions.

• Upon request, organization will furnish to Fund Company or its agents such information as they may consider necessary or desirable to review the possible existence and extent of market timing or violation of its Frequent Trading provisions by any Customer or underlying Account Owner, including information relating to the trading history of any participant in a Fund.

• We will monitor transfer activity and will restrict transfers that constitute Frequent Trading.

• Fund/Agent further represents that FIIOC’s actions, in monitoring and restricting the ability of participants to effect transactions in the Funds in accordance with the Frequent Trading Policy, are in compliance with the terms and conditions of each Fund’s Prospectus.

More Definitions of Frequent Trading

Frequent Trading means the Client’s obligation to start trading within twenty (20) working days from the day of the opening of his/her trading account and to perform the minimum of ten (10) trades within three (3) months.

Frequent Trading means frequent purchases and redemptions of U.S. registered open end fund shares by shareholders. Shareholders will be deemed to be engaged in Frequent Trading and may not exchange shares, (i) with respect to purchases and sales in Funds, within six months of purchase and (ii) with respect to Mutual Fund Securities, within three

Frequent Trading means frequent purchases and redemptions of U.S.