FSC Rules definition
Examples of FSC Rules in a sentence
However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain FSC Rules and the other Applicable Regulations may be reduced.
We will take all reasonable steps to provide you with best execution in accordance with the FSC Rules and our Order Execution Policy when we execute Transactions on your behalf.
We will treat all money received from you or held by us on your behalf in accordance with the FSC’s Client Money Provisions and as a consequence, such money will be held separately from money belonging to us and in the event of our insolvency, winding up or other Distribution Event (as defined in the FSC Rules), such money will be subject to the FSC’s Client Money Distribution Rules.
We shall treat you as a retail client for the purposes of the FSC Rules.
An investment dealer who satisfies such conditions relating to security and safety of physical securities as may be specified in FSC Rules may be authorised under its licence to offer custody services to his clients.