FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA.
FSA Rules means the rules, regulations, guidelines and other similar rules of the FSA as from time to time varied, amended or substituted by the FSA;
Examples of FSA Rules in a sentence
The Local Manager maintains procedures in accordance with FSA Rules for the effective consideration and handling of client complaints.
DFAL has categorised DFA as a Professional Client (as defined in the FSA Rules) and DFAL will provide its services hereunder on that basis.
DFA has the right to request DFAL to categorise it as a retail client (as defined in the FSA Rules) either generally or in specific circumstances.
In securing Best Execution, the Local Manager will take reasonable care to obtain the best available price in accordance with FSA Rules.
You may request to be treated as a Professional Client or Eligible Counterparty, however, if you do so you will lose the protections afforded to Retail Clients under the FSA Rules.
More Definitions of FSA Rules
FSA Rules means the rules and regulations as amended or varied from time to time, of the FSA, including its Conduct of Business Rules, established under or pursuant to the FSMA by which the Custodian is regulated in the conduct of its investment brokers or any successor bodies.
FSA Rules means the Rules, Directives, Regulations, Guidance notes opinions or recommendations of FSA.
FSA Rules means the rules of the FSA;
FSA Rules means the principles and rules of the Financial Services Authority or any successor regulator, as may be amended from time to time;
FSA Rules means the rules and guidance issued by the FSA pursuant to Part X of FSMA from time to time, including any successor rules, guidance or legislation;