FSA Rules definition

FSA Rules meanss the rules, guidance, principles and codes comprised in the Handbook of Rules and Guidance issued by the FSA. The parties understand and agree that such categorisation is not intended to, and does not, affect the relationship between and among the parties under the 1940 Act or the Advisers Act.

FSA Rules means the Rules included within the FSA Handbook issued by the FSA.

FSA Rules means the designated rules made, from time to time, by the FSA under and in accordance with the FSMA, including under the FSA Handbook of Rules and Guidance.

Examples of FSA Rules in a sentence

• However, if you do request such different categorization and we agree to such categorization, the protection afforded by certain FSA Rules and the other Applicable Regulations may be reduced.

• If there is any conflict between this Customer Agreement and the FSA Rules, the FSA Rules will prevail.

• In the event of a change in law or regulation (including FSA Rules) which affects any of the Parties’ obligation under this Agreement, the Parties will co-operate in good faith to agree any necessary amendment(s) or variation(s) to the Agreement.

• Nothing in this Customer Agreement purports to exclude or restrict any duty or liability owed by us to you under the Act or FSA Rules which under the Act or the Rules we are not permitted to exclude or restrict.

• Each Consenting Beneficiary acknowledges and agrees that it will keep the Company informed of any change that could affect its categorisation pursuant to the FSA Rules.

More Definitions of FSA Rules

FSA Rules means the rules and regulations as amended or varied from time to time, of the FSA, including its Conduct of Business Rules, established under or pursuant to the FSMA by which the Custodian is regulated in the conduct of its investment brokers or any successor bodies.

FSA Rules means the Rules, Directives, Regulations, Guidance notes, opinions or recommendations of the FSA.

FSA Rules means the rules of the FSA;

FSA Rules means the principles and rules of the Financial Services Authority or any successor regulator, as may be amended from time to time;

FSA Rules means the rules, requirements, guidance and directions issued by the FSA.

FSA Rules means the FSA Handbook of Rules and Guidance as amended from time to time;

FSA Rules means the rules and guidance issued by the FSA pursuant to Part X of FSMA from time to time, including any successor rules, guidance or legislation;