FCA Rules definition

FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

FCA Rules means the rules established by the FCA in the FCA's Handbook of rules and guidance from time to time.

FCA Rules means the principles, rules and guidance issued by the FCA, as amended from time to time.

Examples of FCA Rules in a sentence

• Unless Customer has been specifically notified in writing to the contrary, TFM LTD shall treat Customer as a retail client for the purposes of the rules of the Financial Conduct Authority ("FCA Rules").

• We will not assess the suitability or appropriateness of investments held for you or other services provided to you under these Terms and Conditions and you are not subject to the FCA Rules on assessing suitability and appropriateness.

• These insurers agree to the co-mingling of insurer and client money subject to FCA Rules and agree to the subordination of their interests to those of clients.

• The only exception to this is where such liabilities or costs we incur are the result of our own fault or negligence or fraud or a breach of the FCA Rules (or that of NomineeCo’s).

• However, if TFM LTD agrees and Customer is re- categorised, Customer would lose the protection afforded by certain FCA Rules.

More Definitions of FCA Rules

FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time.

FCA Rules means the rules, guidance and principles set out in the FCA Handbook;

FCA Rules means the FCA Handbook of Rules and Guidance as amended, replaced or supplemented from time to time.

FCA Rules means the rules contained in the Collective Investment Schemes Sourcebook published as part of the FCA Handbook that shall, for the avoidance of doubt, not include guidance or evidential requirements contained in that Sourcebook.

FCA Rules means the Handbook of Rules and Guidance of the FCA;

FCA Rules means the rules of the FCA from time to time, or any rules which replace or succeed such rules

FCA Rules means the FCA’s Handbook of rules and guidance, as amended from time to time.