FCA Rules definition

FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

FCA Rules means the principles, rules and guidance issued by the FCA, as amended from time to time.

FCA Rules means the rules issued by the FCA, including (without limitation) the FCA Handbook;

Examples of FCA Rules in a sentence

• The Manager confirms and the Investor accepts that periodic statements sent by the Manager will include such information as is prescribed by the FCA Rules for confirmation of trades.

• As a result, none of the protections offered to clients under the FCA Rules will apply to the FX Contracts that you enter into with us under these Terms.

• The FX Contracts constitute unregulated business and are therefore outside the scope of the FCA Rules.

• As a result, the regulatory protections available under the Regulations and any applicable FCA Rules will apply to those transactions.

• Xxxxxx will not benefit from any protections under the FCA Rules.

More Definitions of FCA Rules

FCA Rules means the rules of the FCA as amended from time to time.

FCA Rules means the rules promulgated by the FCA under FSMA as amended or replaced from time to time.

FCA Rules means the rules, guidance and principles set out in the FCA Handbook;

FCA Rules means the FCA Handbook of Rules and Guidance as amended, replaced or supplemented from time to time.

FCA Rules means the rules contained in the Collective Investment Schemes Sourcebook published as part of the FCA Handbook that shall, for the avoidance of doubt, not include guidance or evidential requirements contained in that Sourcebook.

FCA Rules means the FCA’s Handbook of rules and guidance, as amended from time to time.

FCA Rules means the rules of the FCA from time to time, or any rules which replace or succeed such rules