Fund Distributor definition
Examples of Fund Distributor in a sentence
At the request of the Fund, Distributor will assume responsibility for the review and clearance of all advertisements and sales literature.
The Fund, the Distributor and the Adviser agree that the obligations assumed by the Company pursuant to this Agreement shall be limited in any case to the Company and its assets and neither the Fund, Distributor nor Adviser shall seek satisfaction of any such obligation from the shareholders of the Company, the directors, officers, employees or agents of the Company, or any of them.
In consideration of Distributor’s services in connection with the distribution of Shares of the Fund, Distributor shall receive the compensation set forth in Exhibit A.
With respect to the distribution and sales of Shares, Dealer shall have authority to act as limited agent of a Fund, Distributor or any other dealer only with respect to facilitating the purchase and sale of Shares as described herein.
If the Fund Distributor or Advisor reasonably determines that the Fund has engaged in a Listed Transaction, it will (i) provide the Company with prompt notice thereof and (ii) with respect to any such transaction, the Fund will provide the Company, upon the Company's request, (A) with all information relating to such Listed Transaction which the Company would need in order to comply with its disclosure obligations under the Code and applicable regulations and state laws.
Distributor or its designee reserves the right to reasonably object to the continued use of any such sales literature or other promotional material in which Issuer, any Fund, Distributor or any of their affiliates is named, and no such material shall be used if Distributor or its designee so object.
The Fund, the Distributor and the Adviser agree that the obligations assumed by GALIC pursuant to this Agreement shall be limited in any case to GALIC and its assets and neither the Fund, Distributor nor Adviser shall seek satisfaction of any such obligation from the shareholders of GALIC, the directors, officers, employees or agents of the GALIC, or any of them.
The Fund, the Distributor and the Adviser agree that the obligations assumed by GWL&A pursuant to this Agreement shall be limited in any case to GWL&A and its assets and neither the Fund, Distributor nor Adviser shall seek satisfaction of any such obligation from the shareholders of GWL&A, the directors, officers, employees or agents of GWL&A, or any of them, except to the extent permitted under this Agreement.
The Custodian may appoint one or more service providers or contractors (including an affiliate of the Custodian or a contractor or affiliate of the Fund Distributor or the Fund or the transfer agent for a Fund) to carry out any or all of its duties hereunder.
In seeking to enforce any claim against any Fund, Distributor shall look to the assets only of that Fund and not to the assets of any other Fund.