Fund Transactions definition

Fund Transactions means (i) adoption by or on behalf of such Fund of (A) an investment management agreement with the applicable Acquired Subsidiary (which agreement shall be in form and substance substantially identical to such Fund's existing investment management agreement with such Acquired Subsidiary), (B) an underwriting agreement on behalf of such Fund with an appropriately licensed Affiliate of Purchaser, (which agreement shall be in form and substance substantially identical to the existing underwriting agreement with such Fund), provided, however, that this clause (B) shall not apply to any Fund which as of the date hereof does not have an underwriting agreement with an Affiliate of Sellers, and (C) administrative services, transfer agency services and pricing and book-keeping services agreements with the applicable Acquired Subsidiaries with respect to other services provided to the Funds (which agreements shall be in form and substance substantially identical to such Funds' existing agreements with such Acquired Subsidiaries for such services), with each such agreement to be effective upon the Closing and (ii) all required actions under federal or state securities Laws in connection with the foregoing.
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Fund Transactions means the reorganizations of each of the FBR Large Cap Fund, the FBR Small Cap Fund and the FBR Mid Cap Fund into the ▇▇▇▇▇▇▇▇ Cornerstone Large Growth Fund, the ▇▇▇▇▇▇▇▇ Cornerstone Growth Fund and the ▇▇▇▇▇▇▇▇ Focus 30 Fund, respectively; and the reorganizations of each of the FBR Focus Fund, the FBR Gas Utility Index Fund, the FBR Small Cap Financial Fund, the FBR Large Cap Financial Fund, the FBR Technology Fund, the FBR Balanced Fund and the FBR Core Bond Fund into the ▇▇▇▇▇▇▇▇ Select Focus Fund, the ▇▇▇▇▇▇▇▇ Select Gas Utility Index Fund, the ▇▇▇▇▇▇▇▇ Select Small Cap Financial Fund, the ▇▇▇▇▇▇▇▇ Select Large Cap Financial Fund, the ▇▇▇▇▇▇▇▇ Select Technology Fund, the ▇▇▇▇▇▇▇▇ Select Balanced Fund and the ▇▇▇▇▇▇▇▇ Select Core Bond Fund, respectively (“Shell Merger Reorganizations”).
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Fund Transactions with respect to a Fund, means (i) adoption by or on behalf of such Fund of (A) an investment management agreement with the applicable Subsidiary (which agreement shall be in form and substance substantially identical to such Fund's existing investment management agreement with such Subsidiary), (B) an underwriting agreement on behalf of such Fund with Liberty Funds Distributor, Inc., a Massachusetts corporation and a Subsidiary of the Company ("LFDI") (which agreement shall be in form and substance substantially identical to LFDI's existing underwriting agreement with such Fund), provided, however, that this clause (B) shall not apply to any Fund which as of the date hereof does not have an underwriting agreement with LFDI, and (C) administrative services, transfer agency services and pricing and bookkeeping services agreements with the applicable Subsidiaries with respect to other services provided to the Funds (which agreements shall be in form and substance substantially identical to such Funds' existing agreements with such Subsidiaries for such services) and (ii) all required actions under federal or state securities laws in connection with the foregoing.
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Examples of Fund Transactions in a sentence

  • Certain Fund Transactions (e.g., when-issued securities, delayed delivery transactions, and reverse repurchase agreements) require the Fund to segregate liquid assets sufficient to cover the future liability involved in these transactions.

  • The Company proposes to seek (i) the approval of the Fund Cooperation Framework Agreement and the Fund Transactions to be provided by the Group (including the Annual Caps) by the Independent Shareholders at the EGM, and (ii) the approval and ratification of the Past Fund Transactions by the Independent Shareholders at the EGM.

  • All conditions precedent to consummation of each of the Fund Transactions shall have been satisfied or complied with in all material respects prior to the Closing Date.

  • In those cases where there are insufficient available funds in the checking account to cover one or more transactions that the member has initiated, the following will occur: Non-Sufficient Fund Transactions (NSFs).

  • The respective representations, warranties and covenants contained in this Agreement shall not survive the consummation of the Fund Transactions contemplated hereunder; provided that this paragraph 10.5 shall not limit any covenant contained herein that by its terms contemplates performance after Closing, including paragraph 1.5, nor shall it limit any covenants contained in Article VII.

  • Upon effectiveness of the Registration Statement, the Acquired Funds will cause the Proxy Statement/Prospectus to be delivered to shareholders of the Acquired Funds entitled to vote on this Agreement and the Fund Transactions contemplated herein at least twenty days and no more than ninety days prior to the date of the shareholders meeting called pursuant to Section 5.3.

  • If you believe the listed transactions are inaccurate, you must notify the Claims Administrator by the deadline stated in the Record of Fund Transactions.

  • Investor may authorize Emmes, from time to time, to borrow funds ("Borrowings") on its behalf pursuant to a Revolving Credit Facility Loan Agreement (the "First Boston Credit Facility") between CS First Boston Capital Corp., or any successor lender, ("First Boston"), as Lender, and Emmes Real Estate Opportunity Fund, L.P., to be used to leverage Investor's participation in certain mortgage loan Investments (herein referred to as "Leveraged Fund Transactions").

  • The Company will, and the Purchaser will use all commercially reasonable efforts to cooperate to, solicit the approval ("Fund Board Resolutions") of each of the Fund Boards, in accordance with the requirements of the Investment Company Act and subject to the terms of Section 5.10, with respect to the Fund Transactions pertaining to such Fund.

  • The votes to be taken at the EGM in relation to the resolutions for (i) the approval of the Fund Cooperation Framework Agreement and the Fund Transactions to be provided by the Group (including the Annual Caps) by the Independent Shareholders and (ii) the approval and ratification of the Past Fund Transactions by the Independent Shareholders will be taken by poll.


More Definitions of Fund Transactions

Fund Transactions means the transactions described in Section 3.2(d).
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Fund Transactions means any subscription or redemptions of shares or units in the Underlying on a Trading Day;
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Fund Transactions means the reorganization of the TwinLine Energy Fund into the ▇▇▇▇▇▇▇▇ ▇▇ Energy Fund and the reorganization of the TwinLine MLP Fund into the ▇▇▇▇▇▇▇▇ ▇▇ Midstream Fund.
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Fund Transactions means any transactions in a relevant Fund;
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Fund Transactions means the reorganization of the ▇▇▇▇▇▇▇ Funds into ▇▇▇▇▇▇▇▇ Funds as follows: (i) ▇▇▇▇▇▇▇ Communications Fund reorganized into ▇▇▇▇▇▇▇▇ Cornerstone Growth Fund; (ii) ▇▇▇▇▇▇▇ Growth & Income Fund reorganized into ▇▇▇▇▇▇▇▇ Cornerstone Value Fund; (iii) ▇▇▇▇▇▇▇ Large-Cap Growth Fund reorganized into ▇▇▇▇▇▇▇▇ Total Return Fund; (iv) ▇▇▇▇▇▇▇ Market Neutral Fund reorganized into ▇▇▇▇▇▇▇▇ Balanced Fund; and (v) ▇▇▇▇▇▇▇ Small-Cap Growth Fund reorganized into ▇▇▇▇▇▇▇▇ Cornerstone Growth Fund.
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Fund Transactions means the reorganizations of each of the Westport Fund and the Westport Select Cap Fund into the ▇▇▇▇▇▇▇▇ Cornerstone Mid Cap 30 Fund.
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Related to Fund Transactions

  • Related Transactions means the initial borrowing under the Revolving Loan on the Closing Date, the Refinancing, the payment of all fees, costs and expenses associated with all of the foregoing and the execution and delivery of all of the Related Transactions Documents.

  • Card Transactions means any payment made for goods or services, cash withdrawals from a bank or financial institution (including ATM withdrawals) or transfer of funds made through the use of the Card or the Card number.

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Certain Transactions, Description of Capital Stock," "Shares Eligible for Future Sale" and "Underwriters" and (B) in the Registration Statement in Items 14 and 15, in each case insofar as such statements constitute summaries of the legal matters, documents or proceedings referred to therein, fairly present the information called for with respect to such legal matters, documents and proceedings and fairly summarize the matters referred to therein;