Examples of GMO Entity in a sentence
On occasion, because of their affiliation with the Funds or Accounts, Access Persons may be offered, or may receive without notice, gifts from clients, brokers, vendors, or other persons not affiliated with any GMO Entity.
Securities issued by any mutual funds for which a GMO Entity serves as an investment adviser, sub-adviser or principal underwriter are exempt from pre-clearance requirements as set forth in Part II.B.1 of this Code, but subject to quarterly transaction reporting and annual holdings disclosure as set forth in Part II.B.2.d of this Code.
Any transaction in the following: (1) limited partnerships and other pooled vehicles sponsored by a GMO Entity, (2) open-end investment vehicles not market traded and (3) other Securities as may from time to time be designated in writing by the Conflicts of Interest Committee on the ground that the risk of abuse is minimal or non-existent.
Due to the number and frequency of trades and automated security selection and trading processes employed by the Algorithmic Trading Division, for all purposes of this Code: (1) the Securities held by accounts managed by that Division will not be deemed to be held by a GMO Client Account and (2) Securities shall not be treated as being considered for purchase or sale by a GMO Entity if those Securities are only being considered for purchase and sale by that Investment Division.
On occasion, because of their affiliation with the Funds or Accounts, Access Persons may be offered, or may receive with- out notice, gifts from clients, brokers, vendors, or other persons not affiliated with any GMO Entity.
Any transaction in the following: (1) limited partnerships and other pooled vehicles sponsored by a GMO Entity, (2) open-end investment vehicles not market traded and (3) other Securities as may from time to time be designated in writing by the Conflicts of Interest Committee on the ground that the risk of abuse is minimal or non-existent; and o Donation of Securities to a Charity.
All members, officers, employees and on-site consultants of any GMO Entity, and certain other related persons are subject to these rules (collectively referred to herein as "Covered Persons").
Due to the number and frequency of trades and automated security selection and trading processes employed by the Algorithmic Trading Division, for all purposes of this Code: (1) the Securities held by accounts managed by that Division will not be deemed to be held by a GMO Client Account and (2) Securities shall not be treated as being considered for purchase or sale by a GMO Entity if those Securities are only beingconsidered for purchase and sale by that Investment Division.
Any transaction in the following: (1) limited partnerships and other pooled vehicles sponsored by a GMO Entity, (2) open-end investment vehicles not market traded and (3) other Securities as may from time to time be designated in writing by the Conflicts of Interest Committee on the ground that the risk of abuse is minimal or non-existent; and • Donation of Securities to a Charity.
Persons meeting the definition of "Access Persons" in the Code, including all members, directors/trustees, officers, employees and on-site consultants of any GMO Entity, are subject to the pre-clearance and reporting rules (unless otherwise specified below and in the Code).