Holder Transferee definition

Holder Transferee means a transferee of such Holder that has become a party to this Agreement as provided in Section 5.2.4.
Sample 1Sample 2Sample 3
Holder Transferee means any direct or indirect purchaser from, or transferee or assignee of, the holder of this Warrant, or any Affiliate of such purchaser, transferee or assignee, OTHER THAN: (a) a purchaser, transferee or assignee to which HF Holdings Shares or any portion of this Warrant representing the right to receive HF Holdings Shares is sold, transferred or assigned from the holder of this Warrant either (i) in a widely dispersed public distribution, or (ii) in one or more private transactions that do not result in one purchaser, transferee or assignee obtaining more than four and nine-tenths percent (4.9%) of the HF Holdings Shares, or that portion of this Warrant representing the right to receive more than four and nine-tenths percent (4.9%) of the HF Holdings Shares, which purchaser, transferee or assignee purchases such HF Holdings Shares or such portion of the Warrant in the normal course of its business for investment purposes only, and with no intention of influencing control over HF Holdings; and (b) any other purchaser, transferee or assignee to which HF Holdings (in the case of this clause (b) only) consents, in HF Holdings' sole discretion. A purchaser, transferee or assignee referred to in either clause (a) or clause (b) above is referred to herein as an "Exempt Transferee."
Sample 1
Holder Transferee shall have the meaning specified in the CSFB Warrant(s).
Sample 1

Examples of Holder Transferee in a sentence

  • Upon the completion of any transfer to a Permitted Initial Holder Transferee, such Permitted Initial Holder Transferee shall be deemed to be an Initial Holder for purposes of this Agreement.

  • If an Owner Transferor wishes at any time to transfer a beneficial interest in a Restricted Global Security to a Holder Transferee, such transfer may be effected only in accordance with this Section 305(f)(ii).

  • Any purported transfer of Common Shares and/or Common Share Equivalents by a Party which is not permitted by the provisions of Section 3.1, 3.2, 3.3 or 3.4, or which is in violation of such provisions, or which is not a transfer to a Permitted Individual Holder Transferee pursuant to Section 3.9 shall be void and of no force and effect whatsoever.

  • No Common Shares may be transferred by the Individual Holder or any Permitted Individual Holder Transferee (other than pursuant to an effective registration statement under the Securities Act) unless such Party first delivers to the Company an opinion of counsel, which opinion and counsel shall be reasonably satisfactory to the Company, to the effect that such transfer is not required to be registered under the Securities Act.

  • If there is an assignment, sale, or participation to a Holder Transferee for which consent of the Company or Parent is required pursuant to Section 14.12 hereof and not received, the Company may prepay such Holder Transferee at any time, along with accrued interest and any applicable Yield Maintenance, and is permitted as a prepayment under Section 2.8 hereof.

  • The Individual Holder and each Permitted Individual Holder Transferee (if any) shall take all action within its power, including, but not limited to, the voting of Capital Shares of the Company (to the extent that any such Person holds Capital Shares of the Company entitled to vote thereon), required to cause the Board of Directors to include all of the directors designated by DLJ Partners II, or its successor in interest.

  • The proceeds from the sale of the Put Eligible Stock pursuant to the Put Right shall be paid in immediately available funds by wire transfer, which shall be delivered to the Management Holder (or his Permitted Management Holder Transferee, including his beneficiary or estate, as applicable), at the closing of such purchase.

  • Upon and in connection with any such Transfer, the Registered Holder or Transferee, as applicable, shall satisfy any Regulatory Requirements necessary in connection with such Transfer applicable to the Registered Holder, Transferee or their respective Affiliates.

Related to Holder Transferee

  • Principal Stockholder Transferee means any Person who acquires voting stock of the Corporation from the Principal Stockholder (other than in connection with a public offering) and who is designated in writing by the Principal Stockholder as a “Principal Stockholder Transferee.”

  • Initial Holder has the meaning set forth in the preamble.

  • Permitted Transferee Any Transferee of a Residual Certificate other than a Disqualified Organization or Non-United States Person.

  • Transferee Any Person who is acquiring by Transfer any Ownership Interest in a Certificate.

  • Prospective Transferee means any person to whom a Key Holder proposes to make a Proposed Key Holder Transfer.

  • Beneficial Holder A Person holding a beneficial interest in any Book-Entry Certificate as or through a DTC Participant or an Indirect DTC Participant or a Person holding a beneficial interest in any Definitive Certificate.

  • Subsequent Transferee has the meaning set forth in Section 4.06(b).

  • Principal Holder means a person who, directly or indirectly, beneficially owns or controls 10% or more of any class of voting securities of the Corporation.

  • Initial Holders has the meaning set forth in the preamble.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Equity Holder means any Person that owns the Equity Interests in any Practice that is a party to any Management Agreement.

  • Purported Beneficial Transferee means, with respect to any purported Transfer (or other event) which results in a transfer to a Trust, as provided in Section 6.2.2 of this Article VI, the Purported Record Transferee, unless the Purported Record Transferee would have acquired or owned shares of Capital Stock for another Person who is the beneficial transferee or owner of such shares, in which case the Purported Beneficial Transferee shall be such Person.

  • Initial Holder Limit means a number of the Outstanding shares of Class B Preferred Stock of the Corporation having an Aggregate Value not in excess of the excess of (x) 15% of the Aggregate Value of all Outstanding shares of Equity Stock over (y) the Aggregate Value of all shares of Equity Stock other than Class B Preferred Stock that are Beneficially Owned by the Initial Holder. From the Issue Date, the secretary of the Corporation, or such other person as shall be designated by the Board of Directors, shall upon request make available to the representative(s) of the Initial Holder and the Board of Directors, a schedule that sets forth the then-current Initial Holder Limit applicable to the Initial Holder.

  • Policy Holder means the person who is a legal holder of this Policy and is named as the “Policy Holder” in the Policy Schedule.

  • Transferor Any Person who is disposing by Transfer of any Ownership Interest in a Certificate.

  • Series B Holder means a Record Holder of the Series B Preferred Units.

  • Certificateholder or Holder The person in whose name a Certificate is registered in the Certificate Register, except that, solely for the purpose of giving any consent pursuant to this Agreement, any Certificate registered in the name of the Depositor or any affiliate of the Depositor shall be deemed not to be Outstanding and the Percentage Interest evidenced thereby shall not be taken into account in determining whether the requisite amount of Percentage Interests necessary to effect such consent has been obtained; provided, however, that if any such Person (including the Depositor) owns 100% of the Percentage Interests evidenced by a Class of Certificates, such Certificates shall be deemed to be Outstanding for purposes of any provision hereof that requires the consent of the Holders of Certificates of a particular Class as a condition to the taking of any action hereunder. The Trustee is entitled to rely conclusively on a certification of the Depositor or any affiliate of the Depositor in determining which Certificates are registered in the name of an affiliate of the Depositor.

  • Note A-8 Holder means the Initial Note A-8 Holder or any subsequent holder of Note A-8, as applicable.

  • Transferee Letter The meaning specified in Section 12.16.

  • Initial Investor Interest means $750,000,000.

  • Holder means a Person in whose name a Security is registered in the Security Register.

  • Initial Note A-8 Holder shall have the meaning assigned to such term in the preamble to this Agreement.

  • Membership Interest means a Member’s entire interest in the Company including such Member’s right to receive allocations and distributions pursuant to this Agreement and the right to participate in the management of the business and affairs of the Company in accordance with this Agreement, including the right to vote on, consent to, or otherwise participate in any decision or action of or by the Members granted pursuant to this Agreement.

  • Class B Holder means the Person in whose name a Class B Certificate is registered in the Certificate Register, except that, solely for the purpose of giving any consent, request or waiver pursuant to this Agreement, the interest evidenced by any Class B Certificate registered in the name of the Transferor, Servicer, or any Person actually known to an Authorized Officer of Trustee to be an Affiliate of the Transferor or Servicer, shall not be taken into account in determining whether the requisite percentage necessary to effect any such consent, request or waiver shall have been obtained.

  • Stockholder Shares means all securities of the Company registered in the name of, or Beneficially Owned by the Stockholder Parties, including any and all securities of the Company acquired and held in such capacity subsequent to the date hereof.

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;