Insider Transactions definition

Insider Transactions. Section 3.01(k)(ii) “IRS” — Section 3.01(m)
Sample 1Sample 2
Insider Transactions. Section 3.01(k)(ii) “K&L” — Section 8.01I “knowledge” — Section 3.01(a)(iv)
Sample 1
Insider Transactions. Section 3.24
Sample 1

Examples of Insider Transactions in a sentence

  • Insider Transactions and Outside Employment Certification: All employees must sign this form (See Insider Transactions and Outside Employment Certification) on a quarterly basis to comply with Smith Group’s policies and procedures.

  • Schedule 5.16-1 describes all Contracts between the Company, on the one hand, and one or more Insiders, on the other hand, and Schedule 5.16-2 describes all transactions (including any payments) between the Company, on the one hand ("Insider Transactions"), and any Insider, on the other hand, that have occurred within the past three years.

  • Insider Transactions -------------------- LSI and NIMD entered into a strategic relationship that included the purchase of at least $10 million worth of LaserSight products during a twelve-month period ending in August of 2003, distribution of LaserSight products in mainland China, Hong Kong, Macao and Taiwan, and a $2 million equity investment in LaserSight Incorporated by NIIC.

  • All loans and extensions of credit which are classified as Insider Transactions by Regulation O of the Federal Reserve Board have been made by the Company in an arms-length manner made on substantially the same terms, including interest rates and collateral, as those prevailing at the time for comparable transactions with other persons and do not involve more than normal risk of collectability or present other unfavorable features.

  • Smith Group prohibits employees from serving on the board of a company that is a portfolio holding.Insider Transactions and Outside Employment Certification: All employees must sign this form (See Insider Transactions and Outside Employment Certification) on a quarterly basis to comply with Smith Group’s policies and procedures.

  • Section 4.25(a) of the Company Disclosure Schedule describes all Contracts between any Group Company, on the one hand, and one or more Insiders, on the other hand, and Section 4.25(b) of the Company Disclosure Schedule describes all Insider Transactions that are currently in effect or have occurred during the past three (3) years, other than cash compensation paid by any Group Company in the Ordinary Course.

  • The requirements are summarized in the following policies adopted by the Boards of Directors of the Holding Company and the Bank: Policies and Procedures on Confidential Information and the Avoidance of Insider Trading and the Policy Regarding Pre-clearance of Insider Transactions and Procedures for Officers and Directors Pursuant to Section 16 of the Securities Exchange Act of 1934, as Amended.

  • Employees must place Smith Group and its clients’ interests before their own and not deprive Smith Group and its clients of the advantage of their skills and abilities, divulge confidential information, or otherwise cause harm to Smith Group and its clients.Insider Transactions and Outside Employment Certification: All employees must sign this form (See Insider Transactions and Outside Employment Certification) on a quarterly basis to comply with Smith Group’s policies and procedures.

  • All loans and extensions of credit which are classified as Insider Transactions by Regulation O of the Federal Reserve Board have been made by the Purchaser in an arms-length manner made on substantially the same terms, including interest rates and collateral, as those prevailing at the time for comparable transactions with other persons and do not involve more than normal risk of collectability or present other unfavorable features.

  • Except as set forth on Schedule 3.24, there are no Contracts to which the Company, the LLC or any of their Affiliates (other than Seller) (the "Insiders"), on the one hand, and Seller or any of his Related Parties, on the other hand, is a party nor any transactions of any kind (the "Insider Transactions") between Seller or his Related Parties, on one hand, and any Insider, on the other hand, that have occurred since December 31, 1995.


More Definitions of Insider Transactions

Insider Transactions. Section 3.01(k)(ii) “Joint Proxy Statement/Prospectus” -- Section 7.06(a) “K&L” -- Section 8.01(c) “knowledge” -- Section 3.01(a)(iv) “Loan Assets” -- Section 3.01(j) “Loan Documentation” -- Section 3.01(j)
Sample 1
Insider Transactions. Except as set forth on Schedule 3.25, neither -------------------- the Seller nor any of its officers, directors, employees or Affiliates is a party to any agreement, contract, commitment, transaction or understanding with the Company or which pertains to the business of the Company, or has any interest in any property, real or personal or mixed, tangible or intangible, used in or pertaining to the business of the Company.
Sample 1

Related to Insider Transactions

  • Merger Transactions means the Merger and the other transactions relating thereto or contemplated by the Merger Agreement.

  • Formation Transactions means the transactions contemplated by this Agreement and the other Formation Transaction Documentation.

  • Insider Trading means the use of Material Non-Public Information to trade in a Security (whether or not one is an Access Person) or the communication of Material Non-Public Information to others. Insider Trading generally includes:

  • Separation Transactions means the Contribution, the Distribution and the other transactions contemplated by this Agreement and the Separation Step Plan.

  • Insider Trading Policy means the written policy of the Company pertaining to the purchase, sale, transfer or other disposition of the Company’s equity securities by Directors, Officers, Employees or other service providers who may possess material, nonpublic information regarding the Company or its securities.

  • Certain Transactions, Description of Capital Stock," "Shares Eligible for Future Sale" and "Underwriters" and (B) in the Registration Statement in Items 14 and 15, in each case insofar as such statements constitute summaries of the legal matters, documents or proceedings referred to therein, fairly present the information called for with respect to such legal matters, documents and proceedings and fairly summarize the matters referred to therein;

  • Insider Trading Regulations means the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015, as amended from time to time.

  • Closing Transactions has the meaning set forth in Section 11.8(a)(i) of these Bylaws.

  • Acquisition Transactions means the transactions contemplated by the Acquisition Agreement.

  • Master Transaction Agreement has the meaning set forth in the recitals.

  • Business Combination Transaction means:

  • Personal Securities Transactions means any transaction in a Security pursuant to which an Access Person would have a Beneficial Ownership interest with the exception of obligations of the U.S. Government, bankers’ acceptances, bank certificates of deposit, money market fund shares, commercial paper, high quality short-term debt instruments and registered open-end investment companies, none of which are funds advised or sub-advised by the Firm.

  • Business Combination Agreement shall have the meaning given in the Recitals hereto.

  • Company Acquisition Transaction means any transaction or series of transactions involving:

  • Separation Transaction means the sale or separation of the non-television business of the Holding Company in whole or in part, whether by asset sale or otherwise.

  • Reorganization Transactions shall have the meaning set forth in the recitals.

  • Suspicious transaction means a “transaction” as defined below, including an attempted transaction, whether or not made in cash, which, to a person acting in good faith:

  • Merger Transaction means any merger, acquisition or similar transaction involving a recapitalization as contemplated by Rule 10b-18(a)(13)(iv) under the Exchange Act.

  • Company Ancillary Agreements means, collectively, each certificate to be delivered on behalf of the Company by an officer or officers of the Company at the Closing pursuant to Article VII and each agreement or document (other than this Agreement) that the Company is to enter into as a party thereto pursuant to this Agreement.

  • Company Acquisition Agreement has the meaning set forth in Section 5.04(a).

  • Contemplated Transactions means all of the transactions contemplated by this Agreement.

  • Online Transaction means any Phone/Electronic Transaction requested through an Electronic Transmission over the Internet.

  • Transfer Agreements As defined in the Mortgage Loan Sale Agreement. Transferor: Each seller of Mortgage Loans to the Seller pursuant to the Transfer Agreements.