Issuer Rules definition

Issuer Rules means these issuer rules as updated from time to time, which are‘listing rules’ for the purposes of Part 5 of the Act.
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Issuer Rules means the Catalist Public Market issuer rules as published on theWebsite from time to time.
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Issuer Rules means the issuer rules of NASDAQ OMX Stockholm and the listing rules of NGM “Listing Agreement” means the listing agreement of the relevant Swedish Exchange
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Examples of Issuer Rules in a sentence

  • These Issuer Rules and the ETS Rules, as amended from time to time, are incorporated into the Issuer Agreement and will be binding on the Issuer from the time Catalist approves that Issuer’s listing in accordance with Rule 3.5 (Approval by Catalist).

  • Consob Issuer Rules: the Rules issued by Consob with resolution nr.

  • Starting from the Report on Corporate Governance related to the 2007 financial year, UniCredit already took into account the guidelines included in such format.In light of the provisions contained in the Code and based on the form supplied by Borsa Italiana, UniCredit drafted this Corporate Governance Report in pursuance of the TUF, the Consob Issuer Rules, and the current Instructions accompanying the Rules of the Markets organised and managed by Borsa Italiana S.p.A..

  • Report: the corporate governance report that companies are required to draft in accordance with the Italian Consolidated Law on Finance, the Consob Issuer Rules and the Instructions to the Stock Exchange Rules.

  • Infringement of the Issuer Rules may inter alia result in publicly announced reprimands, suspension of trading in the Shares, fines being levied on the Issuer or, if infringements are grievous or reoccurring, the permanent removal of the Shares from trading.

  • With respect to the Cboe RM, Securities may be admitted to trading subject to meeting the requirements of the Issuer Rules, and having an application for admission approved.

  • PGS is registered in Norway as a public limited liability company, and our corporate governance model is based on Norwegian corporate law, the Oslo Stock Exchange’s Issuer Rules, and the Norwegian Code of Practice for Corporate Governance (the “NUES Recommendations”).

  • The Issuer Rules apply to issuers listed on either of the Swedish Exchanges and contain a number of provisions relevant to takeovers, including a requirement to inform the relevant Swedish Exchange about a potential public offer and rules on the selective disclosure of price- sensitive information.

  • It would be more appropriate for provisions that regulate the duties of the issuer and the management company to be stated as part of the Oslo Børs Issuer Rules rather than in the agreement itself.

  • The agenda for the course covers the areas of company law, the Oslo Børs Issuer Rules, the Norwegian Code of Practice for Corporate Governance, an overview of the various players in the securities market, as well as specific topics such as raising new capital.


More Definitions of Issuer Rules

Issuer Rules means the Catalist Public Market issuer rules as published on the Website from time to time.
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Related to Issuer Rules

  • Issuer Call means termination of the Securities by the Issuer in accordance with Product Condition 3;

  • Issuer Request means a written order or request signed in the name of the Issuer by any one of its Authorized Officers and delivered to the Indenture Trustee.

  • Issuer Order and “Issuer Request” means a written order or request of the Issuer signed in the name of the Issuer by any one of its Authorized Officers and delivered to the Indenture Trustee.

  • Issuing Entity Order or “Issuing Entity Request” means a written order or request signed in the name of the Issuing Entity by any one of its Authorized Officers and delivered to the Indenture Trustee.

  • Issuer-Represented Free Writing Prospectus means any “issuer free writing prospectus,” as defined in Rule 433(h) of the Securities Act Regulations, relating to the Securities. The term does not include any writing exempted from the definition of prospectus pursuant to clause (a) of Section 2(a)(10) of the Securities Act, without regard to Rule 172 or Rule 173 of the Securities Act Regulations.

  • Issuer-Represented Limited-Use Free Writing Prospectus means any Issuer-Represented Free Writing Prospectus that is not an Issuer-Represented General Free Writing Prospectus. The term Issuer-Represented Limited-Use Free Writing Prospectus also includes any “bona fide electronic road show,” as defined in Rule 433 under the Securities Act, that is made available without restriction pursuant to Rule 433(d)(8)(ii), even though not required to be filed with the Commission.

  • Issuer-Represented General Free Writing Prospectus means any Issuer-Represented Free Writing Prospectus that is intended for general distribution to prospective investors.

  • Issuer-ICSDs Agreement means the agreement entered into between the Issuer and each of the ICSDs;

  • Issuer Representative means the person or persons at the time designated to act on behalf of the Issuer by written certificate furnished to the Company and the Trustee containing the specimen signatures of such person or persons and signed on behalf of the Issuer by its duly authorized agent. Such certificate may designate an alternate or alternates.

  • Issuer Information shall have the meaning set forth in Section 5(a) hereof.

  • Securities Act Legend means a Restricted Securities Legend or a Regulation S Legend.

  • Trust Indenture Act of 1939 (except as otherwise provided in Sections 8.1 and 8.2) means the Trust Indenture Act of 1939 as in force at the date as of which this Indenture was originally executed.

  • Regulation S Global Notes means, collectively, the Temporary Regulation S Global Notes and the Permanent Regulation S Global Notes.

  • BBA Partnership Audit Rules means Sections 6221 through 6241 of the Code, and any regulations promulgated or proposed under any such Sections and any administrative guidance with respect thereto.

  • Issuer Person is defined in Section 10.02(d).

  • Issuer Group is defined in Section 10.02(d).

  • Regulation S Permanent Global Security means a permanent global Security in the form of Exhibit A hereto bearing the Global Security Legend and the Private Placement Legend and deposited with or on behalf of and registered in the name of the Depositary or its nominee, issued in a denomination equal to the outstanding principal amount of the Regulation S Temporary Global Security upon expiration of the Restricted Period.

  • Regulation S Global Security The meaning specified in Section 3.01(c).

  • Regulation S Global Securities Appendix A

  • Issuer as used in this Note includes any successor or the Issuer under the Indenture. The Issuer is permitted by the Indenture, under certain circumstances, to merge or consolidate, subject to the rights of the Indenture Trustee and the holders of Notes under the Indenture. The Notes are issuable only in registered form in denominations as provided in the Indenture, subject to certain limitations therein set forth. This Note and the Indenture shall be construed in accordance with the laws of the State of New York, without reference to its conflict of law provisions and the obligations, rights and remedies of the parties hereunder and thereunder shall be determined in accordance with such laws. No reference herein to the Indenture and no provision of this Note or of the Indenture shall alter or impair, the obligation of the Issuer, which is absolute and unconditional, to pay the principal of and interest on this Note at the times, place and rate, and in the coin or currency herein prescribed. Anything herein to the contrary notwithstanding, except as expressly provided in the Basic Documents, none of Wilmington Trust Company in its individual capacity, JPMorgan Chase Bank, in its individual capacity, any owner of a beneficial interest in the Issuer, or any of their respective partners, beneficiaries, agents, officers, directors, employees or successors or assigns shall be personally liable for, nor shall recourse be had to any of them for, the payment of principal of or interest on this Note or performance of, or omission to perform, any of the covenants, obligations or indemnifications contained in the Indenture. The holder of this Note by its acceptance hereof agrees that, except as expressly provided in the Basic Documents, in the case of an Event of Default under the Indenture, the holder shall have no claim against any of the foregoing for any deficiency, loss or claim therefrom; provided, however, that nothing contained herein shall be taken to prevent recourse to, and enforcement against, the assets of the Issuer for any and all liabilities, obligations and undertakings contained in the Indenture or in this Note.

  • Issuer Limited Use Free Writing Prospectus means any Issuer Free Writing Prospectus that is not an Issuer General Use Free Writing Prospectus.

  • Issuer General Free Writing Prospectus means any Issuer Free Writing Prospectus that is intended for general distribution to prospective investors, as evidenced by its being specified in Schedule II hereto.

  • Issuer’s Order means a written request or order signed on behalf of the Issuer by an Officer of the Issuer, who must be the principal executive officer, the principal financial officer, the treasurer, the secretary or the principal accounting officer of the Issuer, and delivered to the Trustee.

  • Restricted Notes Legend means the legend set forth in Section 2.2(f)(i) herein.

  • Partnership Tax Audit Rules means Sections 6221 through 6241 of the Code, as amended by the Bipartisan Budget Act of 2015, together with any guidance issued thereunder or successor provisions and any similar provision of state or local tax laws.

  • Issuer’s Bonds means any Bonds which are owned by the Issuer or any Affiliate of the Issuer.