Examples of Legal Title Transfer Depository Participant in a sentence
In case of a voluntary filing, parties shall wait until the Antitrust Court issues its final resolution.
CDO may allow a Depository Participant to be a Legal Title Transfer Depository Participant and to access the Legal Title Transfer System.
This Policy applies to matters that may arise during the course of Wheelchair Basketball Canada’s business, activities, and events including, but not limited to, competitions, practices, tryouts, training camps, travel associated with Wheelchair Basketball Canada activities, and any meetings.
The electronic information available through the Legal Title Transfer System is to be used by the Legal Title Transfer Depository Participant only to effect the transfer of legal title to Securities and not for gathering information generally or for any other purposes not related to the transfer of legal title to Securities.
If documents of any kind are required pursuant to Rule 8.5.3 to support a transfer of Securities, the Legal Title Transfer Depository Participant who gave effect to the transfer of Securities must deliver the documents to the Securities Registry used by the Issuer of those Securities by 12.00 pm, or such other time as determined by the operator of the Approved Market from time to time, on the Trading Day following that transfer.
Total Client Assets held in a Transfer Account of a Legal Title Transfer Depository Participant, Nominee Account and Client Funds Account taken together but excluding any Buffer must, at the end of each Business Day, equal its total Outstanding Obligations.
Each Legal Title Transfer Depository Participant who forwards a Stock Reservation instruction to an Issuer’s Securities Registry warrants to that Securities Registry that the transfer the subject of the Stock Reservation instruction is valid and is duly authorised by the registered holder of the Securities being transferred.
Each Legal Title Transfer Depository Participant is responsible for ensuring that only authorised persons have access to a client’s Authorisation Code until completion of the transfer.
If the Securities that are transferred are Securities of an overseas Issuer which has a New Zealand Securities Register, a Legal Title Transfer Depository Participant must deliver those Securities through the Legal Title Transfer System on that New Zealand Securities Register.
Each Legal Title Transfer Depository Participant who forwards a CIT to an Issuer’s Securities Registry warrants to that Securities Registry and to the Issuer that the transfer the subject of the CIT is valid and is duly authorised by the registered holder of the Securities being transferred.