Listed Funds definition

Listed Funds means exchange traded funds that issue index participation units, or exchange traded funds in respect of which the Manager has obtained exemptive relief from certain of the control, concentration or “fund of fund” restrictions of NI 81-102;
Listed Funds means exchange traded funds, including those managed by Horizons, and exchange traded funds in respect of which the Manager has obtained exemptive relief from certain of the control, concentration or “fund of funds” restrictions of NI 81-102;

Examples of Listed Funds in a sentence

  • Periodic disclosures by Reporting Entities of Listed Funds are required in a number of circumstances, and examples can include interim and annual financial reports and accounts and Prospectuses.

  • Guidance Chapter 6 contains the requirements relating to accounting periods and financial reporting in respect of Listed Funds.

  • The market disclosure requirements applicable to Listed Funds are in chapter 6.

  • The applicant for a fireworks display permit shall submit an application to the Commissioner of Building and Zoning at least 15 days in advance of the date of the proposed fireworks display.

  • Guidance Chapter 6 contains Connected Person disclosure requirements relevant to Listed Funds.

  • IOF is governed by the Independent Board of Investa Listed Funds Management Limited as Responsible Entity, and managed by Investa – one of Australia’s largest and most highly regarded office managers.

  • With the exception of Part 2 of the Markets Law 2012, that Law and Rules made for the purpose of that Law govern the listing of the Units of a Fund and continuous disclosure obligations that apply to in relation to Listed Funds.

  • The Listing Principles apply in addition to the Corporate Governance Principles in Chapter 3 which apply to all Reporting Entities (other than Reporting Entities of Listed Funds).

  • Pursuant to Chapter 8.6(t) of the Code and question 13 of the Frequently Asked Questions on Exchange Traded Funds and Listed Funds, the Sub-Funds may not strictly comply with certain provisions of the Code for the period from and including the Trading Cessation Date up until the Deauthorisation and Delisting Date, provided that the specific conditions and requirements imposed by the SFC are met.

  • However, the other provisions of OSR do apply to a Fund in relation to the listing of Units, Listed Funds and to Operators which are Reporting Entities.

Related to Listed Funds

  • Related Funds means with respect to any Lender that is an Approved Fund, any other Approved Fund that is managed by the same investment advisor as such Lender or by an Affiliate of such investment advisor.

  • Approved Fund means any Fund that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a Lender.