Examples of Listed Funds in a sentence
Periodic disclosures by Reporting Entities of Listed Funds are required in a number of circumstances, and examples can include interim and annual financial reports and accounts and Prospectuses.
Guidance Chapter 6 contains the requirements relating to accounting periods and financial reporting in respect of Listed Funds.
The market disclosure requirements applicable to Listed Funds are in chapter 6.
The applicant for a fireworks display permit shall submit an application to the Commissioner of Building and Zoning at least 15 days in advance of the date of the proposed fireworks display.
Guidance Chapter 6 contains Connected Person disclosure requirements relevant to Listed Funds.
IOF is governed by the Independent Board of Investa Listed Funds Management Limited as Responsible Entity, and managed by Investa – one of Australia’s largest and most highly regarded office managers.
With the exception of Part 2 of the Markets Law 2012, that Law and Rules made for the purpose of that Law govern the listing of the Units of a Fund and continuous disclosure obligations that apply to in relation to Listed Funds.
The Listing Principles apply in addition to the Corporate Governance Principles in Chapter 3 which apply to all Reporting Entities (other than Reporting Entities of Listed Funds).
Pursuant to Chapter 8.6(t) of the Code and question 13 of the Frequently Asked Questions on Exchange Traded Funds and Listed Funds, the Sub-Funds may not strictly comply with certain provisions of the Code for the period from and including the Trading Cessation Date up until the Deauthorisation and Delisting Date, provided that the specific conditions and requirements imposed by the SFC are met.
However, the other provisions of OSR do apply to a Fund in relation to the listing of Units, Listed Funds and to Operators which are Reporting Entities.