MANAGING DEALER FOR definition

MANAGING DEALER FOR. BROKER: CNL HOSPITALITY PROPERTIES, INC.: _______________________________________ CNL SECURITIES CORP. (Name of Broker) By:_____________________________________ By______________________________ Print Name:______________________________ Print Name:_____________________ Title:___________________________________ Title:__________________________ Witness:_________________________________ Witness:________________________ EXHIBIT A TO PARTICIPATING BROKER AGREEMENT OF CNL HOSPITALITY PROPERTIES, INC. This Exhibit A is attached to and made a part of that certain Participating Broker Agreement, dated as of the ___ day of _________________, _________, by and between CNL SECURITIES CORP., as Managing Dealer, and _______________________________________________, as Broker.
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MANAGING DEALER FOR. BROKER: CNL HEALTH CARE PROPERTIES,INC. _______________________________________ CNL SECURITIES CORP. (Name of Broker) By:_____________________________________ By:_______________________________ Print Name:_____________________________ Print Name:_______________________ Title:__________________________________ Title:____________________________ Witness:________________________________ Witness:__________________________ EXHIBIT A TO PARTICIPATING BROKER AGREEMENT OF CNL HEALTH CARE PROPERTIES, INC. (To be completed by Broker) This Exhibit A is attached to and made a part of that certain Participating Broker Agreement, dated as of the ___ day of ___________________, 19__, by and between CNL SECURITIES CORP., as Managing Dealer, and __________________________________, as Broker.
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Examples of MANAGING DEALER FOR in a sentence

  • BROKER MANAGING DEALER FOR CORPORATE CAPITAL TRUST II CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CNL MACQUARIE GLOBAL GROWTH TRUST, INC.

  • BROKER: MANAGING DEALER FOR CB XXXXXXX XXXXX REALTY TRUST CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR MACQUARIE CNL GLOBAL INCOME TRUST, INC.

  • BROKER MANAGING DEALER FOR CNL MACQUARIE GLOBAL INCOME TRUST, INC.

  • BROKER ______________________________ (Name of Broker) By: ___________________________ Printed Name: ___________________ Title: __________________________ MANAGING DEALER FOR CNL Strategic Capital, LLC CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CNL Strategic Capital, LLC CNL SECURITIES CORP.

  • BROKER ______________________________ By: ___________________________ Printed Name: ___________________ Title: __________________________ MANAGING DEALER FOR CNL Strategic Capital, LLC CNL SECURITIES CORP.

  • BROKER: MANAGING DEALER FOR CNL AMERICAN PROPERTIES FUND, INC.: _______________________________ CNL SECURITIES CORP.

  • Every Security presented or surrendered for registration of transfer or for exchange shall (if so required by the Company, any Guarantor or the Trustee) be duly endorsed, or be accompanied by a written instrument of transfer in form satisfactory to the Company and the Security Registrar duly executed, by the Holder thereof or such Holder’s attorney duly authorized in writing.

Related to MANAGING DEALER FOR

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • soliciting dealer means a person whose interest in a distribution of rights is limited to soliciting the exercise of the rights by holders of those rights;

  • investment dealer means a person or company registered in the category of investment dealer;

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Forward Hedge Selling Commission means, for any Forward Contract, the product of (x) the Forward Hedge Selling Commission Rate for such Forward Contract and (y) the Volume-Weighted Hedge Price.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Underwritten Net Cash Flow means, as of any date of determination, the excess of: (i) for the twelve (12) month period ending on such date, the sum of (A) the lesser of (1) GPR multiplied by 94.0%, and (2) Actual Rent Collections, and (B) Other Receipts; over (ii) for the twelve (12) month period ending on such date, the sum of (A) Operating Expenses, adjusted to reflect exclusion of amounts representing non-recurring expenses, (B) Underwritten Capital Expenditures and (C)

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Initial Purchaser As defined in the preamble hereto.