MANAGING DEALER FOR definition

MANAGING DEALER FOR. BROKER: CNL HOSPITALITY PROPERTIES, INC.: _______________________________________ CNL SECURITIES CORP. (Name of Broker) By:_____________________________________ By______________________________ Print Name:______________________________ Print Name:_____________________ Title:___________________________________ Title:__________________________ Witness:_________________________________ Witness:________________________ EXHIBIT A TO PARTICIPATING BROKER AGREEMENT OF CNL HOSPITALITY PROPERTIES, INC. This Exhibit A is attached to and made a part of that certain Participating Broker Agreement, dated as of the ___ day of _________________, _________, by and between CNL SECURITIES CORP., as Managing Dealer, and _______________________________________________, as Broker.
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Examples of MANAGING DEALER FOR in a sentence

  • BROKER ______________________________ (Name of Broker) By: ___________________________ Printed Name: ___________________ Title: __________________________ MANAGING DEALER FOR CNL Strategic Capital, LLC CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CORPORATE CAPITAL TRUST II (Name of Broker) By: By: Printed Name: Printed Name: Title: Title: The following reflects the Marketing Support Fee, Distribution Fee and/or Contingent Deferred Sales Charge as agreed upon between CNL Securities Corp.

  • BROKER ______________________________ By: ___________________________ Printed Name: ___________________ Title: __________________________ MANAGING DEALER FOR CNL Strategic Capital, LLC CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CORPORATE CAPITAL TRUST II By: By: Printed Name: Printed Name: Title: Title: Name of Broker: _____________________________________ The following reflects the Selling Commission, Marketing Support Fee and/or Distribution Fee as agreed upon between CNL Securities Corp.

  • MANAGING DEALER FOR BROKER:________________________________ CNL HEALTH CARE PROPERTIES, INC.: (Name of Broker) CNL SECURITIES CORP.

  • BROKER: MANAGING DEALER FOR CNL RETIREMENT PROPERTIES, INC.: _______________________________________ CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CNL Strategic Capital, LLC By: By: Printed Name: Printed Name: Title: Title: Name of Broker: _________________________________ The following reflects the up-front selling commission, dealer manager fee and/or distribution and shareholder servicing fee as agreed upon between CNL Securities Corp.

  • BROKER: MANAGING DEALER FOR CNL AMERICAN PROPERTIES FUND, INC.: _______________________________ CNL SECURITIES CORP.

  • BROKER MANAGING DEALER FOR CNL Strategic Capital, LLC By: By: Printed Name: Printed Name: Title: Title: Name of Broker: The following reflects the up-front selling commission, dealer manager fee and/or distribution and shareholder servicing fee as agreed upon between CNL Securities Corp.

  • BROKER MANAGING DEALER FOR CNL STRATEGIC CAPITAL, LLC CNL SECURITIES CORP.

Related to MANAGING DEALER FOR

  • managing dealer means a person that has entered into an agreement with an issuer under which the person has agreed to organize and participate in the solicitation of the exercise of the rights issued by the issuer;

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company) for New Securities.

  • Soliciting Dealers means those broker-dealers that are members of the Financial Industry Regulatory Authority, or that are exempt from broker-dealer registration, and that, in either case, enter into participating broker or other agreements with the Dealer Manager to sell Shares.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Wholesale dealer means any dealer who deals in, or who holds a licence under any law to deal in, as the case may be, wholesale quantities of goods, and the business and stock of a wholesale dealer shall be deemed to include the business and stocks of any retail dealer who conducts business on the same premises on which the wholesale dealer conducts his or her business; and

  • investment dealer means a person or company registered in the category of investment dealer;

  • Dealer Manager Fee means the fee from the sale of Shares in a Primary Offering, payable to the Dealer Manager for serving as the dealer manager of such Primary Offering.

  • Broker-Dealer Agreement means each agreement between the Auction Agent and a Broker-Dealer substantially in the form attached hereto as Exhibit A.

  • Used motor vehicle dealer means a person that is engaged in the business of purchasing, selling, exchanging, or dealing in used motor vehicles and that has an established place of business in this state at which it conducts that business. The term does not include a new motor vehicle dealer purchasing, selling, exchanging, or dealing in used motor vehicles as part of its business of purchasing, selling, exchanging, or dealing in new motor vehicles.

  • Dealer Manager means Realty Capital Securities, LLC, or such other Person selected by the Board of Directors to act as the dealer manager for the Offering.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Eligible Dealer means any corporation or other entity having as a principal business acting as a broker or dealer in securities.

  • Dealer Managers shall have the meaning set forth in the preamble.

  • Renminbi Dealer means an independent foreign exchange dealer of international repute active in the Renminbi exchange market in Hong Kong reasonably selected by the Issuer.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Vehicle dealer means a person engaged in the business of buying, selling, or exchanging a vehicle as defined in Subsection (138).

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e)(iii).

  • Forward Hedge Selling Commission means, for any Forward Contract, the product of (x) the Forward Hedge Selling Commission Rate for such Forward Contract and (y) the Volume-Weighted Hedge Price.

  • New motor vehicle dealer means a person, including a distributor, that holds a dealer agreement granted by a manufacturer, distributor, or importer for the sale or distribution of its motor vehicles; is engaged in the business of purchasing, selling, exchanging, or dealing in new motor vehicles; and has an established place of business in this state.

  • Dealer Manager Agreement shall have the meaning set forth in the preamble.

  • Underwritten Net Cash Flow means, as of any date of determination, the excess of: (i) for the twelve (12) month period ending on such date, the sum of (A) the lesser of (1) GPR multiplied by 94.0%, and (2) Actual Rent Collections, and (B) Other Receipts; over (ii) for the twelve (12) month period ending on such date, the sum of (A) Operating Expenses, adjusted to reflect exclusion of amounts representing non-recurring expenses, (B) Underwritten Capital Expenditures and (C)

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Initial Purchaser As defined in the preamble hereto.

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).