Name of Broker definition

Name of Broker. Broker Phone:_______________ Broker Account Number:___________________ Broker Fax:_________________
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Name of Broker. Broker Phone: Broker Account Number: Broker Fax:
Sample 1
Name of Broker. Dealer:_________________ Authorized Signature:__________________ Total Number of Orders On This Bid Form:____ Submit to: EXHIBIT C (To be used only for transfers made to a Broker-Dealer other than pursuant to an Auction) ALLIANCE NATIONAL MUNICIPAL INCOME FUND, INC. NATIONAL MUNICIPAL INCOME PREFERRED SHARES, SERIES [M] [T] [W] [TH] ("Preferred Shares") TRANSFER FORM We are the Broker-Dealer to whom the Existing Holder named below transferred shares of the above series of Preferred Shares other than pursuant to an Auction. We hereby notify you that such Existing Holder or Beneficial Owner has transferred ____ shares of the above series of Preferred Shares to us. _________________________ (Name of Existing Holder or Beneficial Owner) _________________________ (Name of Broker-Dealer) By:______________________ Printed Name: Title: EXHIBIT D (To be used only for failures to deliver Preferred Shares sold pursuant to an Auction) ALLIANCE NATIONAL MUNICIPAL INCOME FUND, INC. NATIONAL MUNICIPAL INCOME PREFERRED SHARES, SERIES [M] [T] [W] [TH] ("Preferred Shares") NOTICE OF A FAILURE TO DELIVER Complete either I or II
Sample 1

Examples of Name of Broker in a sentence

  • Date Type Name of Broker Signature of Broker or of Designated Officer of Corporate Broker Type Name of Person(s) Signing This Notice NOTE: AN AMENDED NOTICE MUST BE FILED BY THE BROKER WITHIN 30 DAYS OF ANY MATERIAL CHANGE IN THE INFORMATION REQUIRED TO BE SET FORTH HEREIN.

  • Bank Name: Bank Address: Bank Routing Number: Account Number: “BROKER” (Print Name of Broker) By: Name: Title: Date: Every United States state or jurisdiction, including the District of Columbia and Puerto Rico.

  • Beneficial Owner: Shares Registered in the Name of Broker, Bank or Other AgentIf your shares are held by your broker, bank or other agent, you should follow the instructions provided by your broker, bank or other agent.

  • Construction All Risks Insurance/Third Party Liability Insurance Name of Insurer: Policy No.: Insured Amount: Renewal Date: Name of Broker: Contact details of Broker: 2.

  • Workers’ Compensation/Employer’s Liability Insurance Name of Insurer: Policy No.: Insured Amount: Renewal Date: Name of Broker: Contact details of Broker: 3.

  • Beneficial Owner: Shares Registered in the Name of Broker or Bank If your shares are held by your broker or bank as a nominee or agent, you should follow the instructions provided by your broker or bank.

  • By: Name: Title: “BROKER” (Print Name of Broker) By: Name: Title: NAME OF ISSUER: [ ] NAME OF BROKER: [ ] SCHEDULE TO AGREEMENT DATED: The Broker hereby authorizes the Managing Dealer or its agent to deposit shareholder servicing and/or distribution fee and other payments due to it pursuant to the Selected Intermediary Agreement to its bank account specified below.

  • Broker Dealer And Financial Advisor Information Name of Broker Dealer: DTC #:Name of Financial Advisor:Advisor #:Branch #:Advisor Street Address/PO Box: City:State:Zip Code:E-mail Address: Telephone #:Fax #: Financial Advisor Signature: Date:Principal Signature (if applicable): Date: q NAV Purchases/Registered Investment Advisor (RIA).

  • By: By: Printed Name: Printed Name: Title: Title: Name of Broker: The following reflects the selling commission, marketing fee and/or distribution and stockholder servicing fee as agreed upon between CNL Securities Corp.

  • Name of Broker, Dealer or Bank with which Account Is HeldAccount Type (i.e. Third Party Discretionary Managed) Or  As a Fund of Insider of the Closed-End Funds, I hereby certify that I do not have any bank, broker, or nominee accounts, that held or may have held Fund Shares during the period ended December [____].


More Definitions of Name of Broker

Name of Broker. Dealer: (if applicable) _________________________________________
Sample 1
Name of Broker. [Broker Party Name]
Sample 1

Related to Name of Broker

  • Data Broker means either of the following:

  • Morgan Stanley Broker means a broker-dealer affiliated with Morgan Stanley.

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Associate broker means a licensed broker who is employed by

  • Mortgage broker means any person who for compensation or

  • Contact Name Date: Address: Phone: City: State: Zip Code: Email:

  • Print Name Signature: Date:

  • Seller’s Broker means CB Xxxxxxx Xxxxx.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Introducing Broker means a third party who introduces prospective Clients to the Company.

  • First Name XXXXX XXXX" and "XXXXX," or "XXXXXXX" and "XXXX."

  • insurance broker means an insurance brokerage firm,

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Managing Director means the Managing Director of the Food Corporation of India.

  • Duff & Xxxxxx means Duff & Xxxxxx Credit Rating Co. or any successor thereto.

  • Account Number means the identification number given by the U.S. EPA to each NOx allowance tracking system account.

  • Biller means an organisation which tells you that you can make payments to them through the BPAY Scheme.

  • Company Name Address: Attention: Tel: Fax: Email: For all correspondence except payments Center for Technology Licensing at Cornell University Attention: Executive Director 000 Xxxx Xxxx Xxxx, Xxxxx 000 Xxxxxx, XX 00000 FAX: 000-000-0000 TEL: 000-000-0000 EMAIL: xxx-xxxxxxxxx@xxxxxxx.xxx Center for Technology Licensing at Cornell University XX Xxx 0000 Xxxxxx, XX 00000-0000 Receiving bank name: Xxxxxxxx Trust Co. Bank account no.: 0111000065 Bank routing (ABA) no.: 000000000 SWIFT code: Bank account name: XXXXXX00 Cornell University Bank ACH format code: Not required Bank address: X.X. 000, Xxxxxx, XX 00000 Additional information: Reference D-4677 Agreement No.: <to be assigned> An email copy of the transaction receipt shall be sent to xxx-xxxxxxxxx@xxxxxxx.xxx. Licensee is responsible for all bank charges of wire transfer of funds for payments. The bank charges shall not be deducted from the total amount due to Cornell.

  • Lodger means a member of the household group (see OAR 461-110-0210) who---

  • s Name Property Address: _________________________________________________________

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • Xxxxxxx Family means Xxxxx X. Xxxxxxx, Xxxxx X. Xxxxxxx, Xx., Xxxxxx Xxxxxxx, Xxxx Xxxxxxx and the members of their Families.

  • Signed by TITLE: FIRM: TELEPHONE NO: ADDRESS: DATE: CITY: STATE: ZIP: FEDERAL I.D. NO. OR SOCIAL SECURITY NO.: Eastern Kentucky University requires a Federal Tax Identification number or Social Security number for all vendors or persons doing business with the University in order to comply with Federal Regulations and tax reporting requirements. Please take a few minutes to fill out this information and return to us to ensure prompt payment of your invoices. Thank you for the valuable service you have provided Eastern Kentucky University, and we look forward to a long and lasting relationship. IF SENDING A W-9, PLEASE RETURN THIS FORM ALSO. For your convenience, you may return the information one of the following ways: FAX: Attn: Xxxxx @ 000-000-0000 E-Mail: Xxxxx.Xxxxxx@xxx.xxx Facilities Management Mail: Purchasing Division Eastern Kentucky University 000 Xxxxxxxxx Xxxxxx Phone: 000-000-0000 Commonwealth 1411 Richmond, Kentucky 40475 Phone # (000)000-0000 Please type or print legibly Name of Firm * (Company or Individual) Phone Number * Make Checks Payable To * Address * Fax Number * Payment Address * Address Web Site Address or E-mail Payment Address Address Vendor Representative Name on Invoice * City * State * Zip* Federal Tax ID Number ** Social Security Number ** Willing to accept ACH payments * Yes No Bank Routing # Bank Account # Willing to accept credit card payments* Yes No Payment Terms * VENDOR INFORMATION * required fields **Federal Tax ID Number- This field must be completed if “Name of Firm” is a company name. Social Security Number- This field must be completed if “Name of Firm” is an individual’s name. CERTIFICATION Under penalties of perjury. I certify that: