Managing principal definition

Managing principal means a natural person who meets the requirements of Section 37‑22‑140(C) and who agrees to be primarily responsible for the operations of a licensed mortgage lender.
Managing principal means a natural person who meets the requirements of Section 40‑58‑50(B) and who agrees to be primarily responsible for the operations of a licensed mortgage broker.
Managing principal means, in relation to NZX Firms, a responsible individual who is designated, in accordance with Rule 3.3, as a Principal of the NZX Firm and who is responsible for carrying out the duties of the chief executive, managing director or managing partner of the relevant NZX Firm, whichever is appropriate, and includes any delegate of the Managing Principal;

Examples of Managing principal in a sentence

  • Managing principal; branch offices; notification of commissioner of designation and change of managing principal or branch manager.

  • Please include the following information:o Managing principal, CEO, or president;o Number of total employees;o Number of employees who will be dedicated to this work;o Type of organization (nonprofit, sole proprietorship, partnership, corporation, etc.); ando Resumes for key staff members assigned to the project • References - Provide two (2) references from City or State governments or other entities that have worked with your firm on similar projects.

  • Managing principal risks and uncertainties The Directors are committed to a strong control environment throughout the Group.

  • Managing principal risks and uncertainties As an asset management business, the Board of Directors considers it appropriate to differentiate between those financial risks which directly impact the Company and those which indirectly impact the Company due to the risks borne by its clients and the subsequent impact on the Company’s revenues.

  • Please include the following for each firm:• Name, address, and telephone number• Number and location of offices• Managing principal, CEO, or president• MWBE Status• Legal actions currently pending against firm• Role on the team• Resumes for key staff members assigned to the project The URA requires that all consultants demonstrate a good faith effort to obtain minority- and women- owned business participation in work performed in connection with URA projects.


More Definitions of Managing principal

Managing principal means a natural person who meets the requirements of KRS 286.8-032(6) and who agrees to actively participate in and be primarily responsible for the operations of a licensed mortgage loan broker;
Managing principal means a person who meets the
Managing principal means a person who agrees to be primarily responsible for the operations of a licensee or registrant;
Managing principal means an individual who agrees to be primarily responsible for the operations of a licensed mortgage lender or mortgage loan broker;
Managing principal means a natural person who meets the requirements of Section 37-22-140(C) and who agrees to be primarily responsible for the operations of a licensed mortgage lender.
Managing principal means a natural person who:
Managing principal means a person who meets the requirements of