NZX Firm definition

NZX Firm means an:
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NZX Firm means any entity designated as an NZX Firm under the Participant Rules of NZX.
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NZX Firm means an: (a) NZX Trading and Advising Firm; (b) NZX Advising Firm; and (c) any company, firm, organisation or corporation or any other business entity designated or approved as an NZX Firm from time to time by NZX pursuant to Rule 3.19; 3.19; “NZX Listed Products” means Financial Instruments Llisted or qQuoted on a market operated or provided by NZX; “NZX Sponsor(s)” means a Market Participant that has been accredited by NZX as an NZX Sponsor for the purpose of bringing, but not distributing, Securities to the markets provided by NZX and includes, but is not limited to those companies, firms and organisations accredited as NZX Sponsors on the NZAX prior to these Rules coming into force; “NZX Trading and Advising Firm” means a Market Participant that has been accredited and approved by NZX as an NZX Trading and Advising Firm for the purpose of providing investment advice and/or Securitiesinvestment recommendations, with respect to transactions in NZX Listed Products, to clients, facilitating Trades in the Securities markets provided by NZX as principal or on behalf of clients and may include being a Market Maker in any of the markets provided by NZX; “NZX Trainer” means a trainer (which may include NZX) or training facility appointed or provided electronically by NZX to undertake any of the initial and ongoing training required under these Rules that has been approved by NZX as an NZX Trainer; “OECD” means the Organisation for Economic Co-operation and Development; “Offer” means the price or yield of Securities to be sold; “Off-Market Trade” means any transaction between Trading Participants in Securities quoted Quoted on a Securities market operated or provided by NZX effected outside the Trading System and includes a Crossing; “One Off Sale” means a one off request received by a Client Advising Participant from a person to sell all of that persons holdings in a given Security or that persons entire holdings in Securities listed or Quoted on a market operated or provided by NZX or otheranother Recognised Securities Exchange that does not result in an ongoing relationship being created between that Client Advising Participant and that person;
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Examples of NZX Firm in a sentence

  • If ‘No’, please notify us immediately if this changes and if you or any person associated with this account becomes a prescribed person of another NZX Firm.

  • An NZX Sponsor must establish a relationship with an NZX Firm, Bank Only Participant or a Distribution and Underwriting Sponsor to distribute and/or underwrite an issue (or seek to become designated as an NZX Firm, Bank Only Participant or Distribution and Underwriting Sponsor).

  • If you wish to sell Shares you hold directly on the NZX Main Board, you should contact an NZX Firm and have a CSN and an Authorisation Code (FIN).

  • NZX Prescribed Person ConfirmationAs an NZX Market Participant (‘NZX Firm’), Jarden Securities Limited (Jarden) is prohibited under the NZX Participant Rules from buying or selling securities for a Prescribed Person of any other NZX Firm (i.e. another company that has the ability to advise and or trade in financial instruments (e.g. shares) on behalf of clients, on the New Zealand Stock Exchange (see https://www.nzx.com/services/market-participants for the full list of NZX Market Participants).

  • If you are not an NZX Shareholder and you wish to trade your Rights on the NZX Main Board, please contact your broker, an NZX Firm or an ASX Broker.

  • Each Market Participant that is designated as an NZX Firm must have appointed an individual to be its Managing Principal.

  • EnquiriesEnquiries about the Offer can be directed to an NZX Firm, an authorised financial advisor, or your solicitor, accountant or other professional adviser.

  • What you need to do to sell your SharesIf you wish to sell your Shares on the NZX Main Board after confirming your allocation you must contact an NZX Firm and have a CSN and an Authorisation Code (“FIN”).

  • Perhaps one reason for this failed hypothesis is that the surveyors only required students to use Twitter for a one-week period.

  • You can find an NZX Firm by visiting www.nzx.com/services/market-participants/find-a-participant.


More Definitions of NZX Firm

NZX Firm means a participant in the markets provided by NZX who has been accredited and approved by NZX as an NZX Firm.
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Related to NZX Firm

  • Accounting Firm means a nationally recognized certified public accounting firm or other professional organization that is a certified public accounting firm recognized as an expert in determinations and calculations for purposes of Section 280G of the Code that is selected by the Corporation prior to a Change in Control for purposes of making the applicable determinations hereunder.

  • Independent Expert means a Person or entity with no material current or prior business or personal relationship with the Advisor or the Directors and who is engaged to a substantial extent in the business of rendering opinions regarding the value of assets of the type held by the Company.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).