Networking arrangement definition

Networking arrangement means a contractual or other arrangement between a dealer and a bank pursuant to which the dealer conducts broker-dealer services on the premises of the bank where retail deposits are taken.
Sample 1Sample 2Sample 3
Networking arrangement means, an arrangement between a dealer or an adviser and a financial institution (whether or not registered) under which the dealer or the adviser:
Sample 1Sample 2Sample 3
Networking arrangement means a contractual or other written agreement between a member and a financial institution under which the member offers broker-dealer services on or off the premises of the financial institution.
Sample 1Sample 2Sample 3

Examples of Networking arrangement in a sentence

  • Networking arrangement or brokerage affiliate arrangement—A contractual agreement between a broker- dealer registered under section 301 of the act and a financial institution by which the broker-dealer effects transactions in securities for the account of customers of the financial institution and the general public which transactions are effected on, or emanate from, the premises of a financial institution.

  • Networking arrangement or brokerage affiliate arrangement—A contractual agreement between a broker- dealer registered under section 301 of the act and a financial institution by which the broker-dealer effects transactions in securities for the account of customers of the financial institution and the general public whichtransactions are effected on, or emanate from, the premises of a financial institution.

  • We also append, with the organisers’ consent, extracts from the Report of the IRENE workshop.

  • Networking arrangement" means a contractual or other arrangement between a broker-dealer and a financial institution pursuant to by which the broker-dealer conducts broker-dealer services on the premises of such the financial institution where retail deposits are taken.

  • Networking arrangement and brokerage affiliate arrangements and program management.

  • Networking arrangement for foreign tie-ups is recognized subject to maximum sharing of 25% of brokerage with the foreign broker.

  • Amend LMS as in Amend existing award with the actual amount spent on the original award on LMS.

  • When TVP DS1 SALs are upgraded to an Optical Networking arrangement, the number of DS1 SALs upgraded will remain in the quantity count for the purpose of determining the applicable threshold level rate.

  • Networking arrangement or brokerage affiliate arrangement—A contractual agreement between a broker-dealer registered under section 301 of the act and a financial institution by which the broker-dealer effects transactions in securities for the account of customers of the financial institution and the general public which transactions are effected on, or emanate from, the premises of a financial institution.

  • Networking arrangement and brokerage affiliate arrangements and program manage- ment.


More Definitions of Networking arrangement

Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution pursuant to which the broker-dealer conducts bro- ker-dealer services on the premises of such financial institu- tion where retail deposits are taken.
Sample 1Sample 2Sample 3
Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution pursuant to which the broker-dealer conducts broker-dealer services on the premises of such financial institution where retail deposits are taken.
Sample 1Sample 2Sample 3
Networking arrangement means an arrangement between a registrant and a financial intermediary (whether or not a registrant) under which the registrant
Sample 1Sample 2
Networking arrangement means a contractual or other arrangement between a broker-dealer and a financial institution by which the broker-dealer conducts broker-dealer services on the premises of the financial institution where retail deposits are taken or through an affiliate of the financial institution.
Sample 1
Networking arrangement means a contractual or other written
Sample 1
Networking arrangement means a contractual or other ar- rangement between a broker-dealer and a financial institution pursuant to which the broker-dealer conducts broker-dealer services on the premises of such financial institution where retail deposits are tak- en.
Sample 1Sample 2

Related to Networking arrangement

  • Networking means NSCC’s system that allows mutual funds and life insurance companies to exchange account level information electronically; and “Settling Bank” shall mean the entity appointed by the Trust or you, as applicable, to perform such settlement services on behalf of the Trust and you, as applicable, which entity agrees to abide by NSCC’s then current rules and procedures insofar as they relate to same day funds settlement. In all cases, processing and settlement of share transactions shall be done in a manner consistent with applicable law.

  • Wireless services provider means a person who provides wireless services.

  • Network means the participating providers described in the Provider Directory.

  • Wireless services means any services, provided using licensed or unlicensed spectrum, including the use of Wi-Fi, whether at a fixed location or mobile.

  • Interconnection Agreement means the interconnection agreement entered into by Seller pursuant to which the Facility will be interconnected with the Transmission System, and pursuant to which Seller’s Interconnection Facilities and any other Interconnection Facilities will be constructed, operated and maintained during the Contract Term.