New Procedures. New procedures as to who shall provide certain of these services in Section 1 may be established in writing from time to time by agreement between the Fund and the Transfer Agent. The Transfer Agent may at times perform only a portion of these services and the Fund or its agent may perform these services on the Fund's behalf;
New Procedures. New procedures as to who shall provide certain of these services in Section 2 may be establishes through an amendment to this Agreement from time to time, such that the Transfer Agent may at times perform some of these services and the Fund or its agent may perform other of these services.
New Procedures. New procedures as to who shall provide certain of these services in Section 2 may be established in writing from time to time by agreement between the Trust and GFS. GFS may at times perform only a portion of these services and the Trust or its agent may perform these services on the Trust’s behalf.
New Procedures. New procedures as to who shall provide certain of these services in Section 1 may be established in writing from time to time by agreement between the Trust and the Transfer Agent. If it is agreed in writing between the Trust and the Transfer Agent, then the Transfer Agent may at times perform only a portion of these services and the Trust or its agent may perform these services on such Trust’s behalf;
New Procedures. New procedures as to whom shall provide certain of these services in Section 1 may be established from time to time by agreement between the Fund and ALPS. With the Fund's prior approval, ALPS may at times perform only a portion of these services and the Fund or its agent may perform these services on the Fund's behalf.
New Procedures. New procedures as to who shall provide certain of these services in Section 2 may be established in writing from time to time by agreement between the Trust and GFS. GFS may at times perform only a portion of these services and the Trust or its agent may perform these services on the Trust’s behalf.
(i) Anti-Money Laundering (“AML”) Delegation. If the Trust elects to delegate to GFS certain AML duties under this Agreement, the parties will agree to such duties and terms which may be changed from time to time subject to mutual written agreement between the parties. In consideration of the performance of the duties by GFS pursuant to Section 2(k), the Trust agrees to pay GFS for the reasonable administrative expense that may be associated with such additional duties in the amount as the parties may from time to time agree in writing in accordance with Section 3 (Fees and Expenses) below.
(j) National Securities Clearing Corporation (the “NSCC”). GFS will: (i) process accounts through Networking and the purchase, redemption, transfer and exchange of shares in such accounts through Fund/SERV (Networking and Fund/SERV being programs operated by the NSCC on behalf of NSCC’s participants, including the Trust), in accordance with, instructions transmitted to and received by GFS by transmission from NSCC on behalf of broker-dealers and banks which have been established by, or in accordance with the instructions of authorized persons, as hereinafter defined on the dealer file maintained by GFS; (ii) issue instructions to the Trust’s bank for the settlement of transactions between the Trust and NSCC (acting on behalf of its broker-dealer and bank participants); (iii) provide account and transaction information from the affected Trust’s records on an appropriate computer system in accordance with NSCC’s Networking and Fund/SERV rules for those broker-dealers; and (iv) maintain Shareholder accounts through Networking.
New Procedures. New procedures as to who shall provide certain of these services in Section 1 may be established in writing from time to time by agreement between the Fund and the Bank. The Bank may at times perform only a portion of these services and the Fund or its agent may perform these services on the Fund's behalf.
New Procedures. New procedures as to who shall provide certain of these services in Section 1 may be established in writing from time to time by agreement between the Funds and the Transfer Agent. The Transfer Agent may at times perform only a portion of these services and a Fund or its agent may perform these services on such Fund’s behalf; and Anti-Money Laundering (“AML”) Delegation. If a Fund elects to delegate to the Transfer Agent certain AML duties under this Agreement, the parties will agree to such duties and terms as stated in the attached schedule (“Schedule 1.2(g) entitled “AML Delegation”) which may be changed from time to time subject to mutual written agreement between the parties. In consideration of the performance of the duties by the Transfer Agent pursuant to this Section 1.2(g), each Fund agrees to pay the Transfer Agent for the reasonable administrative expense that may be associated with such additional duties in the amount as the parties may from time to time agree in writing in accordance with Section 3 (Fees and Expenses) below.
New Procedures. New procedures as to whom shall provide certain of these services in Section 1 may be established from time to time by agreement between the Trust and ALPS. With the Trust's prior approval, ALPS may at times perform only a portion of these services and the Trust or its agent may perform these services on the Trust's behalf.
New Procedures. The Transfer Agent and the fund may, from time to time, agree in writing that the Fund or another of the Fund's Agents will perform some or all of the services described in this Section 1, --------- or that additional or different services shall be performed by the Transfer Agent, and any such written agreement will supersede any provisions of this agreement with respect to the subject matter thereof; and
