Other Rights and Duties. (1) The Transfer Agent and the Fund have agreed upon the allocation of certain functions between the parties and have reflected on Schedule 2.1(F)(1) (as amended from time to time, the "Functional Matrix") certain obligations to be performed by the Transfer Agent hereunder. To the extent required under the Functional Matrix, the Transfer Agent shall answer correspondence from Shareholders relating to their Share accounts and such other correspondence as may from time to time be addressed to the Transfer Agent or forwarded to the Transfer Agent for response by the Fund.
(2) The Transfer Agent shall provide a file to the Fund’s print/mail vendor in order that the vendor may prepare and send materials from the Fund to Shareholders in connection with shareholder meetings of each Fund.
(3) The Transfer Agent shall establish and maintain facilities and procedures for (a) the safekeeping of check forms and facsimile signature imprinting devices, if any; and (b) the preparation or use, and for keeping account of, such certificates, forms and devices.
(4) The Transfer Agent shall: (a) operationally support transactions with the registered owners of omnibus accounts with whom the Funds have an agreement for the provision of services necessary for the recordkeeping or sub-accounting of share positions held in underlying sub-accounts (each, a "Recordkeeping Agreement"), by agreeing to perform, pursuant to Proper Instructions, those obligations of the Funds under such Recordkeeping Agreements as are set forth in the written agreement between the Fund and the Recordkeeping Agent and (b) enter into account Control Agreements, for, on behalf of, and in the name of, the Funds for the purpose of perfecting the security interest of a lender in Shares pledged as collateral by a Shareholder under and pursuant to an Uncertificated Securities Account Control Agreement(each a “Control Agreement”), and to perform the obligations of the Issuer (as defined therein) thereunder in accordance with the terms thereof. It is expressly acknowledged and agreed, however, that to the extent that any Recordkeeping Agreement or Control Agreement contains terms or conditions that are not contained in, or are materially different from, the terms and conditions set forth in the then-current forms of Recordkeeping Agreement and Control Agreement that have been reviewed by the Transfer Agent, the Funds shall afford Transfer Agent a reasonable opportunity within which to review such modified Recordke...
Other Rights and Duties. You must supply all information reasonably requested to allow State One to comply with requirements. For exchange traded options (“options”), where You lodge holdings sponsored by State One as cover for a written position and You inform State One, You authorise State One to do whatever is required to satisfy ASX Clear Pty Ltd (“ASX Clear”) requirements. Where You arrange a charge over holdings sponsored by State One, You authorise State One to do whatever is required to give effect to that arrangement. Where a sub-position (as per Rule 14.1.3) is created through the actions of State One, in accordance with the Agreement and Your instructions, You agree that any transfers or conversions will be restricted in accordance to the Rules relating to sub-positions (e.g. acceptance of a take over offer or the lodgement of stock as collateral for an ETO position) The Agreement does not override any interest that ASX Clear may have. You must pay all brokerage and associated transactional costs to State One within the prescribed period.
Other Rights and Duties. SUPPLY OF INFORMATION
4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Operating Rules. EXCHANGE TRADED OPTIONS, PLEDGING AND SUBPOSITIONS
4.2 Where You arrange with ASX Clear to lodge Financial Products in its Sponsored Holding as Cover under the ASX Clear Rules, You authorise us to take whatever action is reasonably required by ASX Clear in accordance with the ASX Clear and ASX Settlement Rules to give effect to that arrangement.
4.3 Where You inform us that a charge or any other interest in financial products in Your Sponsored Holding has been given, You authorise us to take whatever action is reasonably required by the person in accordance with the ASX Settlement Rules to give effect to or record that interest.
4.4 Where we, in accordance with this Sponsorship Agreement or the ASX Settlement Rules, initiate any action which creates a subposition over Financial Products in Your Sponsored Holding, You acknowledge that Your right to transfer, convert or otherwise deal with those Financial Products is restricted in accordance with the ASX Settlement Rules.
4.5 Nothing in this Sponsorship Agreement operates to override any interest of ASX Clear in the financial products.
Other Rights and Duties. SUPPLY OF INFORMATION
4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Operating Rules.
Other Rights and Duties supply of information
4.1 You will supply all information and supporting documentation which is reasonably required to permit us to comply with the registration requirements, as are in force from time to time under the ASX Settlement Rules.
4.2 Where you arrange with ASX Clear to lodge Financial Products in its Sponsored Holding as Cover under the ASX Clear Rules, you authorise us to take whatever action is reasonably required by ASX Clear in accordance with the ASX Clear and ASX Settlement Rules to give effect to that arrangement.
4.3 Where you inform us that a charge or any other interest in financial products in your Sponsored Holding has been given, you authorise us to take whatever action is reasonably required by the person in accordance with the ASX Settlement Rules to give effect to or record that interest.
4.4 Where we, in accordance with this Sponsorship Agreement or the ASX Settlement Rules, initiate any action which creates a sub-position over Financial Products in your Sponsored Holding, you acknowledge that your right to transfer, convert or otherwise deal with those Financial Products is restricted in accordance with the ASX Settlement Rules.
4.5 Nothing in this Sponsorship Agreement operates to override any interest of ASX Clear in the financial products.
Other Rights and Duties. 4.1 SUPPLY OF INFORMATION: The Sponsored Holder will supply all information and supporting documentation which is reasonably required to permit the Participant to comply with the registration requirements, as are in force from time to time, under the ASX Settlement Operating Rules.
4.2 EXCHANGE TRADED OPTIONS, PLEDGING AND SUB- POSITIONS
4.2.1 Where the Sponsored Holder arranges with ASX Clear to lodge financial products in a Sponsored Holding as cover for written positions in the Australian Options Market, and informs the Participant of the arrangement, the Sponsored Holder authorises the Participant to take whatever action is reasonably required by ASX Clear in accordance with the Rules to give effect to that arrangement.
Other Rights and Duties. 7.1. On and after the Effective Date, CHESAPEAKE through its duly authorized representatives shall have the right to obtain and retain all records, books and data of ATAC relating to the ATAC Assumed Policies (including such records, books and data that may be essential to the proper administration of the business covered by this Agreement), to administer the business assumed hereunder, and to take any and all such other action as it shall deem necessary to effect the proper transfer of the administration of the ATAC Assumed Policies to CHESAPEAKE in accordance with the terms of this Agreement and the Services Agreement. CHESAPEAKE shall, whenever reasonably requested by ATAC, permit ATAC to have access to such records, books and data turned over to CHESAPEAKE pursuant to this Agreement as may be required by ATAC in connection with any audit or investigation by any governmental authority, or any matter relating to insurance coverage or third party claims. CHESAPEAKE shall preserve and maintain such records, books and data for at least three (3) years after the Effective Date or such longer period as shall be required under applicable law and regulations.
7.2. On and after the Effective Date, ATAC agrees to cooperate with CHESAPEAKE in the transfer of the administration of such business to CHESAPEAKE.
Other Rights and Duties. Purchaser may only market goods in packaging as provided for by Seller by enclosing the labelling as required by the law or the authorities, the accompanying documents and information for consumers. Purchaser must observe all labelling and packaging regulations as demanded by the law and otherwise. Seller is not obligated to take back sold goods or to com- pensate Purchaser if the same was prohibited by the au-thorities from placing on the market the acquired goods with re- spect to quantity, time or in any other manner. If the return of the xxxxxxx-xxxx is demanded by the authorities, then Pur- chaser shall be obliged to return the goods in the original packaging without the addition of any other materials, prepara- tions or finished goods at the Purchaser’s expense. In the event that Purchaser obtains knowledge about any prop-erty of the merchandise that was not known to the same beforehand, then Purchaser shall notify Seller thereof without delay. Advertising for the Seller’s goods may only occur in agreement with the statutory regulations and under observance of the relevant regulations. Purchaser shall be liable to Seller for any damage (especially pecuniary damage) caused by failure to observe such regulations.
Other Rights and Duties. The provisions of this clause shall not affect in any way any other rights and duties of either party pursuant to the Act or any other Act or at common law in relation to any matter.
Other Rights and Duties
