Examples of NYSE Listing Rules in a sentence
Further, there is and has been no failure on the part of the Company or, to the knowledge of the Company, any of the Company’s officers or directors, in their capacities as such, to comply with (as and when applicable), and immediately following the Effective Date the Company will be in compliance with, the phase-in requirements and all other provisions of the NYSE corporate governance requirements set forth in the NYSE Listing Rules.
General Risk Factors The requirements of being a public company may strain our resources and divert management’s attention.As a public company, we are subject to the reporting requirements of the Exchange Act, the Sarbanes- Oxley Act of 2002 (“SOX”), the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2009, NYSE Listing Rules and other applicable securities rules and regulations.
All Awards under the Plan are intended to qualify as “employment inducement awards” as described in Rule 303A.08 or any successor provision of the NYSE Listing Rules.
Each grant of a Company Stock Option, Company RSU and Company PSU was made in all material respects in accordance with (i) the terms of the applicable Company Stock Plan, (ii) all applicable securities Laws, including the NYSE Listing Rules, (iii) the Code and (iv) all other applicable Laws.
As soon as legally required to do so, the Company and its directors and officers, in their capacities as such, shall take all actions necessary to comply with any applicable provision of the Sxxxxxxx-Xxxxx Act, including Section 402 related to loans and Sections 302 and 906 related to certifications, and to comply with the NYSE Listing Rules.
Our Board has determined that Douglas Roth and Wallace Ruiz are independent in accordance with standards under the NYSE Listing Rules.
Rule 303.A.03 of the NYSE Listing Rules also contains similar requirement.
We are seeking stockholder approval of the Incentive Plan (i) in order for incentive stock options to meet the requirements of the Code and (ii) in order to comply with the NYSE Listing Rules.
In such respect, the Board of Directors determined that Mr. William Federici and Mr. Fabio Buttignon are both “audit committee financial experts” as defined by the SEC rules and meet the financial experience requirement set forth by the NYSE Listing Rules.
Based on information provided by each director concerning his or her background, employment and affiliations, the Board of Directors has determined that Ms. Butts, Ms. Chiquet, Mr. Davison, Mr. Gunn, Mr. Huët and Mr. Armstrong, representing six of the nine members of the Board of Directors, are “independent” as that term is defined under the NYSE Listing Rules, NI 58-101 and Rule 10A-3 under the U.S. Securities Exchange Act of 1934 (the “Exchange Act”).