Offering company definition

Offering company means a reg- istered open-end investment company (other than a registered separate ac- count) or any principal underwriter thereof that makes an offer (an ‘‘ex- change offer’’) to the holder of a secu- rity of that company, or of another open-end investment company within the same group of investment compa- nies as the offering company, to ex- change that security for a security of the offering company;
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Offering company means a Company as defined in the Act;
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Offering company means a reg- istered open-end investment company
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Examples of Offering company in a sentence

  • It corresponds to: (i) the amount set by the Company from time to time for Standard Accounts; €10,000 for Gold Accounts; and (iii) €25,000 for Black Accounts, except in cases where the Offering company decides to identify a higher minimum ticket than those indicated herein.

  • If the invoice fails to include the foregoing data, SYMBOTIC shall not be obligated to pay the stated turnover tax.

  • The Offering company will send you a notice when it's time to sign a subscription agreement to finalize your investment.SIGN SUBSCRIPTION AGREEMENT 1.

  • Prospectus: A detailed report published by the Initial Public Offering company, which includes all terms and conditions, application procedures, IPO prices etc, for the IPO Put Option: The right to sell the underlying securities at a specified exercise price on of before a specified expiration date.

  • Offering company stock to the public is not only a decision regarding ownership of the firm, but it will also require an extensive preparatory process with strict demands set on corporate governance, past and future fiscal performance, accounting standards and an effective financial disclosures system.

  • If the change is voluntary, then the causal factors can come from the client-side such as financial distress, failed management, ownership change, Initial Public Offering, company size, company growth, and others; and from the auditor's side such as audit fee, audit delay, audit tenure, audit opinion, KAP size, audit quality, and others.

Related to Offering company

  • Participating Companies means any insurance company (including Insurance Company) that offers variable annuity and/or variable life insurance contracts to the public and that has entered into an agreement with one or more of the Funds.

  • Qualifying Company means a qualifying company within the meaning of section 110 of the Taxes Act;

  • Participating Company Group means, at any point in time, all corporations collectively which are then Participating Companies.

  • mixed-activity holding company means a parent undertaking, other than a financial holding company or an institution or a mixed financial holding company, the subsidiaries of which include at least one institution;

  • Participating Corporation means any Parent, Subsidiary or Affiliate that the Committee designates from time to time as eligible to participate in this Plan. For purposes of the Section 423 Component, only the Parent and Subsidiaries may be Participating Corporations, provided, however, that at any given time a Parent or Subsidiary that is a Participating Corporation under the Section 423 Component shall not be a Participating Corporation under the Non-Section 423 Component. The Committee may provide that any Participating Corporation shall only be eligible to participate in the Non-Section 423 Component.

  • School District/Public Entity means the School District/Public Entity that executes the contract.

  • Qualified CFC Holding Company means a Wholly Owned Subsidiary of the Issuer that is a limited liability company, the primary asset of which consists of Equity Interests in either (i) a Foreign Subsidiary or (ii) a limited liability company the primary asset of which consists of Equity Interests in a Foreign Subsidiary.

  • existing company means a company formed and registered under any of the previous companies laws…”

  • Participating Subsidiaries means the Subsidiaries that have been designated as eligible to participate in the Plan, and such other Subsidiaries that may be designated by the Committee from time to time in its sole discretion.

  • mixed financial holding company means a mixed financial holding company as defined in point (21) of Article 4(1) of Regulation (EU) No 575/2013;

  • Participating Company means the Company or any Parent Corporation or Subsidiary Corporation.

  • Plan Affiliate means, with respect to any Person, any employee benefit plan or arrangement sponsored by, maintained by or contributed to by such Person, and with respect to any employee benefit plan or arrangement, any Person sponsoring, maintaining or contributing to such plan or arrangement.

  • Controlling Company shall have the meaning set forth in Section 10.02(a) of this Agreement.

  • Local Distribution Company or “LDC” means a Person licensed by the OEB as a “Distributor” in connection with a Distribution System.

  • CEI / “CEIG” shall mean Chief Electrical Inspector to the State Government.

  • Acquiring Company means a person who obtains Control of the Company;

  • School District/Public Entity means the School District/Public Entity that executes the contract.

  • Investment Entity means any Entity that conducts as a business (or is managed by an entity that conducts as a business) one or more of the following activities or operations for or on behalf of a customer: (1) trading in money market instruments (cheques, bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, interest rate and index instruments; transferable securities; or commodity futures trading; (2) individual and collective portfolio management; or (3) otherwise investing, administering, or managing funds or money on behalf of other persons. This subparagraph 1(j) shall be interpreted in a manner consistent with similar language set forth in the definition of “financial institution” in the Financial Action Task Force Recommendations.

  • Participating private hospital means a hospital that has a hospital purchaser provider agreement with Latrobe.

  • Parent Holding Company means any direct or indirect parent entity of Holdings which holds directly or indirectly 100% of the Equity Interest of Holdings and which does not hold Capital Stock in any other Person (except for any other Parent Holding Company).

  • DCP means disclosure controls and procedures;

  • Participating Subsidiary means a Subsidiary which has been designated by the Administrator as covered by the Plan.

  • financial holding company means a financial holding company as defined in point (20) of Article 4(1) of Regulation (EU) No 575/2013;

  • Bidding Company shall refer to such single company that has made a Response to RFP for the Project;

  • Participating public employer means a public employer as defined in ORS 238.005 that

  • Company has the meaning set forth in the Preamble.