OTC market maker definition

OTC market maker means any dealer that holds itself out as being willing to buy from and sell to its cus- tomers, or others, in the United States, an NMS stock for its own account on a regular or continuous basis otherwise than on a national securities exchange in amounts of less than block size.
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Examples of OTC market maker in a sentence

  • That is delivered immediately upon receipt to another exchange mem- ber or OTC market maker that com- plies with the requirements of this sec- tion with respect to that order.

  • Any system operated by, or on be- half of, an OTC market maker or ex- change market maker that executes customer orders primarily against the account of such market maker as prin- cipal, other than riskless principal.

  • Any other NMS security for which such member acts in the capac- ity of an OTC market maker and has in effect an election, pursuant to § 242.602(a)(5)(ii), to communicate to its association bids, offers, and quotation sizes for the purpose of making such bids, offers, and quotation sizes avail- able to a vendor.

  • No vendor may disseminate or display on a terminal or other display device any bid, offer, quotation size, or aggregate quotation size from any na- tional securities exchange or OTC mar- ket maker for any NMS security which is not a subject security with respect to such exchange or OTC market maker.

  • That is delivered immediately upon receipt to another exchange member or OTC market maker that complies with the requirements of this section with respect to that order.

  • Any other covered security for which such member acts in the capacity of an OTC market maker and has in effect an election, pursuant to paragraph (b)(5)(ii) of this section, to communicate to its association bids, offers and quotation sizes for the purpose of making such bids, offers and quotation sizes available to quotation vendors.

  • Here, we focus on discussing the periodicity, causality, and non- overlapping constraints for tasks, and provide a more com- pact formulation for reasoning about prefetching techniques and AER characteristics.

  • Like the ASTM standard for full-size cribs, ASTM F 406–10a includes definitions; general requirements; performance requirements; specific test methods; and requirements for marking, labeling, and instructional literature.

  • The terms bid and offer shall mean the bid price and the offer price com- municated by an exchange member or OTC market maker to any broker or dealer, or to any customer, at which it is willing to buy or sell one or more round lots of a covered security, as ei- ther principal or agent, but shall not include indications of interest.

  • We expressed an unmodified audit opinion on those financial statements in our report dated July 15, 2015.

Related to OTC market maker

  • OTC Market means any over-the-counter market or over-the-telephone market in any country in any part of the world, and in relation to any particular Authorised Investment shall be deemed to include any responsible firm, corporation or association in any country in any part of the world dealing in the Authorised Investment which the Manager may from time to time elect.

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Bulletin Board means the Over-the-Counter Bulletin Board.

  • OTC means Over-the-Counter.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • Market Maker means a broker or dealer permitted by the SEHK to act as such by making a market for the Units in the secondary market on the SEHK.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • OTCQB has the meaning set forth in Section 2.3 hereof.

  • OTCQX means the OTCQX tier of the OTC Markets Group Inc.

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.

  • NASD means the National Association of Securities Dealers, Inc.

  • OTCBB means the Over-The-Counter Bulletin Board.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • Trading Market means any of the following markets or exchanges on which the Common Stock is listed or quoted for trading on the date in question: the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market or the New York Stock Exchange (or any successors to any of the foregoing).

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Quotation means the Bidder’s response made on the Quotation form set out on Part E of this RFQ with all appendices or addenda submitted by the Bidder in response to the RFQ;

  • Principal Market means the Nasdaq National Market, the Nasdaq SmallCap Market, the American Stock Exchange, the OTC Bulletin Board or the New York Stock Exchange, whichever is at the time the principal trading exchange or market for the Common Stock.

  • JOBURG MARKET means Johannesburg Fresh Produce Market (SOC) Limited (trading as Joburg Market), a corporatized municipal entity incorporated in terms of the laws of the RSA under registration number 2000/023383/07 and with VAT registration number 4840195038, with its domicilium citandi et executandi situated at The Office of the CEO, 3rd Floor, Main Building, Joburg Market, 4 Fortune Road (off Heidelberg Road), City Deep, 2049, Johannesburg.

  • published market means, for a class of securities, a marketplace on which the securities have traded that discloses regularly in a publication of general and regular paid circulation or in a form that is broadly distributed by electronic means the prices at which those securities have traded;

  • Market Making means the continuous tender of two-way quotes by a Market Maker i.e. Bid Price and Offer Price for the purchase and sale of the equity securities of GC;

  • Eligible Market means The New York Stock Exchange, the NYSE Amex, the Nasdaq Global Select Market, the Nasdaq Global Market, the Nasdaq Capital Market or the Principal Market.

  • Flea market means a market place, other than a dealer's location licensed under this chapter, where a space or location is provided for a fee or compensation to a seller to exhibit and offer for sale or trade, motor vehicles to the general public.

  • securities dealer means a person or entity that is authorized under provincial legislation to engage in the business of dealing in securities or any other financial instruments or to provide portfolio management or investment advising services.