OTCQB Sponsor definition

OTCQB Sponsor means a firm that is approved to sponsor Companies for the OTCQX market and is published on the list found on https://www.otcmarkets.com/research/otcqx- sponsors.
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Examples of OTCQB Sponsor in a sentence

  • Based on available information, the OTCQB Sponsor has a reasonable belief that the Company is in compliance with Exchange Act Rule 12g3-2(b) or, if the Company is not in compliance with Exchange Act Rule 12g3-2(b), the OTCQB Sponsor has a reasonable belief that the Company is not required to register under Exchange Act Section 12(g) and is current and fully compliant with the obligations of a Company relying on the exemption from registration provided by Exchange Act Rule 12g3-2(b).

  • The Scottish Government is proposing a motion which provides consent to the following provisions of the Bill: Waste and resourcesClauses 47, 48, 49, 50 and 61 and their associated Schedules and clauses 55and 60.

  • To reinstate trading on OTCQB, Northland Capital Markets, a full-service investment bank headquartered in the U.S., is engaged to act as OTCQB Sponsor and Advisor to the Company on May 4, 2020.

  • An OTCQB Sponsor must be a firm already approved to sponsor Companies for the OTCQX market and published on the list found on https://www.otcmarkets.com/corporate-services/otcqx-sponsors.

  • To reinstate trading on OTCQB, Northland Capital Markets, a full-service investment bank headquartered in the U.S., is engaged to act as OTCQB Sponsor and Advisor to the Company on 4 May 2020.

  • EAS Advisors have participated in over US$6 billion of transactions to date.❖ Northland Securities Inc, which acts as OTCQB Sponsor and Advisor to the Company has submitted a Form 211 with the Financial Industry Regulatory Authority (“FINRA”) to satisfy requirements of FINRA Rule 6432, as part of the requirement to initiate quotation as defined in rule 15c2-119(e)(i) under the Securities Exchange Act of 1934 (“1934 Act”).

  • An OTCQB Sponsor must be a firm already approved to sponsor Companies for the OTCQX market and published on the list found on https://www.otcmarkets.com/corporate-services/otcqx-sponsors.a. Content of Letter of Introduction for an International Reporting Company.Each letter may state that it may be relied upon only by OTC Markets Group for purposes of qualification for trading on OTCQB, but not by any other Person or for any other reason.

  • Based on available information, the OTCQB Sponsor has a reasonable belief that the Company is in compliance with Exchange Act Rule 12g3-2(b) or, if the Company is not in compliance with Exchange Act Rule 12g3-2(b), the OTCQB Sponsor has a reasonable belief that the Company is not required to register under Exchange Act Section 12(g) and is current and fullycompliant with the obligations of a Company relying on the exemption from registration provided by Exchange Act Rule 12g3-2(b).

Related to OTCQB Sponsor

  • Underlier Sponsor means S&P Dow Jones Indices LLC.

  • OTCQB has the meaning set forth in Section 2.3 hereof.

  • Prototype Sponsor Means the entity specified on the Adoption Agreement which sponsors this prototype plan.

  • Financial Sponsor means any Person, including any Subsidiary of such Person, whose principal business activity is acquiring, holding, and selling investments (including controlling interests) in otherwise unrelated companies that each are distinct legal entities with separate management, books and records and bank accounts, whose operations are not integrated with one another and whose financial condition and creditworthiness are independent of the other companies so owned by such Person.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • OTCQX means the OTCQX tier of the OTC Markets Group Inc.

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Plan Sponsor has the meaning given in ERISA Section 3(16)(B).

  • Sponsoring agency means a child welfare agency licensed to place children in group homes, a county agency speci- fied in s. 48.56 (1), Stats., or the department; which enters into a written contract with the licensee.

  • OTC means Over-the-Counter.

  • Bulletin Board means the Over-the-Counter Bulletin Board.

  • Sponsor shall have the meaning given in the Recitals hereto.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • School-sponsored media means all student media that are:

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • ERISA Investor means an Investor that is: (a) an “employee benefit plan” (as such term is defined in Section 3(3) of ERISA) subject to Title I of ERISA, (b) any “plan” defined in and subject to Section 4975 of the Code, or (c) a partnership or commingled account of a fund, or any other entity, whose assets include or are deemed to include the assets of one or more such employee benefit plans or plans in accordance with the Plan Assets Regulations or otherwise.

  • OTC Market means any over-the-counter market or over-the-telephone market in any country in any part of the world, and in relation to any particular Authorised Investment shall be deemed to include any responsible firm, corporation or association in any country in any part of the world dealing in the Authorised Investment which the Manager may from time to time elect.

  • Nasdaq National Market means the National Association of Securities Dealers Automated Quotation National Market or any successor national securities exchange or automated over-the-counter trading market in the United States.

  • Sponsoring entity means a nonprofit corporation, nonprofit cooperative, state governmental entity, local unit of government as defined in ORS 466.706, housing authority or any other person, provided that the person has agreed to restrictive covenants imposed by a nonprofit corporation, nonprofit cooperative, state governmental entity, local unit of government or housing authority.

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • Over-the-counter drug means a drug that contains a label

  • Fixing Sponsor means the Fixing Sponsor as specified in § 1 of the Product and Underlying Data.

  • NYSRC means the New York State Reliability Council or any successor organization thereto.

  • Nasdaq Stock Market means The Nasdaq Stock Market, Inc.