Pacific Capital Funds entered into in the name or on behalf hereof by any of the Trustees, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, shareholders or representatives of the Trust personally, but bind only the assets of the Trust and all persons dealing with any series of shares of the Trust must look solely to the assets of the Trust belonging to such series for the enforcement of any claims against the Trust.
Pacific Capital Funds and "Trustees" refer respectively to the Trust created and to the Trustees, as trustees but not individually or personally, acting from time to time under an Agreement and Declaration of Trust dated as of October 30, 1992 to which reference is hereby made and a copy of which is on file at the office of the Secretary of State of The Commonwealth of Massachusetts and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed. The obligations of "Pacific Capital Funds" entered into in the name or on behalf hereof by any of the Trustees, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, shareholders or representatives of the Trust personally, but bind only the assets of the Trust and all persons dealing with any series of shares of the Trust must look solely to the assets of the Trust belonging to such series for the enforcement of any claims against the Trust.
Pacific Capital Funds and "Trustees" refer respectively to the Trust created and to the Trustees, as trustees but not individually or personally, acting from time to time under an Agreement and Declaration of Trust dated as of October 30, 1992, as amended, to which
Examples of Pacific Capital Funds in a sentence
One Group Funds Pacific Capital Funds Paypal.com Performance Funds Permal Asset Management Fund PPF Premier Fund - Lux ProFunds Putnam Rainbow Fund RBC Funds, Inc.
The names "Pacific Capital Funds" and "Trustees" refer respectively to the Trust created and to the Trustees, as trustees but not individually or personally, acting from time to time under an Agreement and Declaration of Trust dated as of October 30, 1992 to which reference is hereby made and a copy of which is on file at the office of the Secretary of State of The Commonwealth of Massachusetts and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed.
The names "Pacific Capital Funds" and "Trustees" refer respectively to the Trust created and to the Trustees, as trustees but not individually or personally, acting from time to time under an Agreement and Declaration of Trust dated as of October 30, 1992, as amended, to which reference is hereby made and a copy of which is on file at the office of the Secretary of State of The Commonwealth of Massachusetts and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed.
Xxxxxxxx, Vice President SCHEDULE A Hawaiian Tax-Free Trust Cash Assets Trust Tax-Free Cash Assets Trust U.S. Treasuries Cash Assets Trust Pacific Capital Funds Trust, and any series or class thereof, managed by HTCo or any HTCo Affiliate, except to the extent that it holds itself out as a "money-market fund" under Rule 2a-7 promulgated by the Securities and Exchange Commission under the 1940 Act.
Xxxxxxxx, President SCHEDULE A Hawaiian Tax-Free Trust Cash Assets Trust Tax-Free Cash Assets Trust U.S. Treasuries Cash Assets Trust Pacific Capital Funds Trust, and any series or class thereof, managed by HTCo or any HTCo Affiliate, except to the extent that it holds itself out as a "money-market fund" under Rule 2a-7 promulgated by the Securities and Exchange Commission under the 1940 Act.
More Definitions of Pacific Capital Funds
Pacific Capital Funds entered into in the name or on behalf thereof by any of the Trustees, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, Shareholders or representatives of the Trust personally, but bind only the assets of the Trust, and all persons dealing with any series of shares of the Trust must look solely to the assets of the Trust belonging to such series for the enforcement of any claims against the Trust. If the foregoing is in accordance with your understanding, kindly so indicate by signing and returning to us the enclosed copy hereof. Very truly yours, PACIFIC CAPITAL FUNDS By: /s/ Xxxxxxx X. Xxxxxx ------------------------- Name: Xxxxxxx X. Xxxxxx Title: President Accepted: THE WINSBURY COMPANY LIMITED PARTNERSHIP By: The Winsbury Corporation, General Partner By: /s/ Xxxxxxx X. Xxxxxxxx -------------------------- Name: Xxxxxxx X. Xxxxxxxx Title: Sr. Vice President Dated: October 29, 1993 Schedule A to the Administration Agreement between Pacific Capital Funds and The Winsbury Company Limited Partnership Compensation1/(annual rate Name of Fund of the average daily net assets) ------------ -------------------------------- U.S. Treasury Securities Fund 0.20% Short Intermediate U.S. Treasury Securities Fund 0.20% Diversified Fixed Income Fund 0.20% Tax-Free Short Intermediate Securities Fund 0.20% Tax-Free Securities Fund 0.20% Growth Stock Fund 0.20% Income Stock Fund 0.20% Balanced Fund 0.20% ; subject, in the case of each such fund that has commenced operations, to a minimum annual fee of $75,000 (or a pro rata portion of such minimum annual fee for any portion of a fiscal year during which a fund is in operation). PACIFIC CAPITAL FUND By: /s/ Xxxxxxx X. Xxxxxx --------------------------- Name: Xxxxxxx X. Xxxxxx Title: President THE WINSBURY COMPANY LIMITED PARTNERSHIP By: The Winsbury Corporation General Partner By: /s/ Xxxxxxx X. Xxxxxxxx ---------------------------- Name: Xxxxxxx X. Xxxxxxxx Title: Sr. Vice President ---------- 1/ All fees are computed daily and paid periodically as agreed by the Trust and Administration.
Pacific Capital Funds. (including, for all purposes of this paragraph, any combination, variation or abbreviation thereof and any logo or graphic used in association therewith) is a property right of an affiliate of the Investment Adviser which has been licensed to the Investment Adviser. The Investment Adviser hereby sublicenses the right to use such term to the Trust, subject such license and subject to the following agreements and comments. The Trust agrees and consents that: (i) it will use the term "Pacific Capital Funds" as a component of its corporate name, the name of any series or class, or both and for no other purpose; (ii) it will not grant to any third party the right to use the term "Pacific Capital Funds" for any purpose; (iii) the Investment Adviser or any corporate affiliate of the
Pacific Capital Funds as a component of its corporate name, the name of any series or class, or both and for no other purpose; (ii) it will not grant to any third party the right to use the term "Pacific Capital Funds" for any purpose; (iii) the Investment Adviser or any corporate affiliate of the
Pacific Capital Funds as all or a portion of a corporate or business name or for any commercial purpose, other than a grant of such right to another registered investment company not advised by the Investment Adviser or one of its affiliates; and (iv) in the event that the Investment Adviser or an affiliate thereof is no longer acting as investment adviser to any Fund, the Trust shall, upon request by the Investment Adviser, promptly take such action as may be necessary to change its corporate name to one not containing the term "Pacific Capital Funds" and following such change, shall not use the term "Pacific Capital Funds" as a part of its corporate name or for any other commercial purpose, and shall use its best efforts to cause its trustees, officers and shareholders to take any and all actions that the Investment Adviser may request to effect the foregoing and to reconvey to the Investment Adviser any and all rights to such term.
Pacific Capital Funds as a part of its corporate name or for any other commercial purpose, and shall use its best efforts to cause its trustees, officers and shareholders to take any and all actions that the Investment Adviser may request to effect the foregoing and to reconvey to the Investment Adviser any and all rights to such term.
Pacific Capital Funds entered into in the name or on behalf thereof by any of the Fund's Trustees, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, shareholders, representatives, or agents of the Fund personally, but bind only the assets of the Fund, and all persons dealing with any Portfolio of the Fund must look solely to the assets of the Fund belonging to such Portfolio for the enforcement of any claims against the Fund. CUSTODIAN FUND BANK ONE TRUST COMPANY, N.A. PACIFIC CAPITAL FUNDS By______________________________ By_______________________ Title____________________________ Title______________________ Attest___________________________ Attest_____________________ SCHEDULE A FEE SCHEDULE This agreement is made as of __________________, 199___, by and between Pacific Capital Funds, with its principal office located at _________________________________ (the"Fund") on behalf of each Portfolio listed on Schedule C and Bank One Trust Company, N.A., with its principal offices located at 000 Xxxx Xxxxx Xxxxxx, Xxxxxxxx, Xxxx 00000 ("Custodian").
Pacific Capital Funds and "Trustees of Pacific Capital Funds" refer respectively to the Trust created and the Trustees, as trustees but not individually or personally, acting from time to time under the Agreement and Declaration of Trust dated as of October 30, 1992 to which reference is hereby made and a copy of which is on file at the office of the Secretary of State of the Commonwealth of Massachusetts and elsewhere as required by law, and to any and all amendments thereto so filed or hereafter filed. The obligations of "Pacific Capital Funds" entered into in the name or on behalf thereof by any of the Trustees, representatives or agents are made not individually, but in such capacities, and are not binding upon any of the Trustees, Shareholders or representatives of the Trust personally, but bind only the assets of the Trust, and all persons dealing with any series of Shares of the Trust must look solely to the assets of the Trust belonging to such series for the enforcement of any claims against the Trust. Please confirm that the foregoing is in accordance with your understanding by indicating your acceptance hereof at the place designated below, whereupon it shall become a binding agreement between us. Yours very truly, PACIFIC CAPITAL FUNDS By: ---------------------------- Name: ----------------------- Title: -----------------------