Participant Change Notice definition

Participant Change Notice means the Notice sent to a Participant Sponsored Holder which complies with the requirements of Rule 7.1.10(a)
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Participant Change Notice means the notice sent to a Client which complies with the requirements of Rule 7.1.5(a) and (b).
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Participant Change Notice means the Notice sent to a Participant Sponsored Holder which complies with the requirements of Rule 7.1.10(a) Amended 04/04/05
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Examples of Participant Change Notice in a sentence

  • The Effective Date may as a result be later than the date set out in the Participant Change Notice.

  • If you sign the account opening form or do not do anything to indicate that you do not agree to the Participant Change Notice you receive from FNZ Securities, you acknowledge that you have understood the effect of the Sponsorship Terms.

  • It is important that you read this document and understand it before signing a FNZ Securities account opening form or before you agree to the Participant Change Notice you receive from FNZ Securities.

  • In clause 1.1 you appoint UBSSA to act as your agent on CHESS in respect of your holding(s) of the Financial Products identified by your HIN in an account opening form or on a Participant Change Notice that UBSSA sends to you.

  • As a result, the applicable date may be later than the date set out in the Participant Change Notice.

  • The Effective Date may as a result be later that the date set out in the Participant Change Notice.

  • The effective Date may as a result be later than the date set out in the Participant Change Notice.

  • Exchange Traded Options refers to the instruments in which Morgans has authority to deal and may include, but are not limited to, any of the following: Participant Change Notice was received at least 20 Business Days prior to the date proposed in the Participant Change Notice for the change of Participant (‘the Effective Date’), the Client is under no obligation to agree to the change of Participant, and may choose to do any of the things set out below.

  • If the Client receives a Participant Change Notice from Morgans and the The Client will be taken to have consented to the events referred to above by the doing of any act which is consistent with the novation of the agreement to the new Participant (for example by giving an instruction to the new Participant), on or after the Effective Date, and such consent will be taken to be given as of the Effective Date.

  • Participant Change Notice means a notice sent to the Client notifying of a change of Participant in accordance with ASX Clear Operating Rules 7.1.5(a) and (b).

Related to Participant Change Notice

  • Participant ID means each unique identifier assigned to a Participant other than a DMA Customer by BSEF for access to the SEF operated by BSEF.

  • Change Notice is defined in Section 3.5(a) of this Agreement.

  • Deferral Notice has the meaning set forth in Section 3(h) hereof.

  • Deferral Election means the Participant’s election under Section 3.1 to defer all or a portion of his or her Compensation.

  • Participant Agreement means an employment or other services agreement between a Participant and the Service Recipient that describes the terms and conditions of such Participant’s employment or service with the Service Recipient and is effective as of the date of determination.

  • Distribution Election With respect to any Series, as specified in the related Supplement.

  • Participant contract means a contract by which a sponsored captive insurance company insures the risks of a participant and limits the losses of the participant to the assets of a protected cell.

  • Section 162(m) Participant means any key Employee designated by the Administrator as a key Employee whose compensation for the fiscal year in which the key Employee is so designated or a future fiscal year may be subject to the limit on deductible compensation imposed by Section 162(m) of the Code.

  • Deferral Period has the meaning set forth in Section 3(h) hereof.

  • Pre-Notice shall have the meaning ascribed to such term in Section 4.13.

  • Economic Load Response Participant means a Member or Special Member that qualifies under Operating Agreement, Schedule 1, section 1.5A, and the parallel provisions of Tariff, Attachment K-Appendix, section 1.5A, to participate in the PJM Interchange Energy Market and/or Ancillary Services markets through reductions in demand.

  • Hardship Distribution means a severe financial hardship to the Participant resulting from a sudden and unexpected illness or accident of the Participant or of his or her dependent (as defined in Section 152(a) of the Code), loss of a Participant’s property due to casualty, or other similar or extraordinary and unforseeable circumstances arising as a result of events beyond the control of the Participant. The circumstances that would constitute an unforseeable emergency will depend upon the facts of each case, but, in any case, a Hardship Distribution may not be made to the extent that such hardship is or may be relieved (i) through reimbursement or compensation by insurance or otherwise, (ii) by liquidation of the Participant’s assets, to the extent the liquidation of assets would not itself cause severe financial hardship, or (iii) by cessation of deferrals under this Plan.

  • Deferral Election Form means each form established from time to time by the Administrator that the Executive completes, signs and returns to the Administrator to designate the amount of Deferrals.

  • Regular primary election means the election on the fourth Tuesday of June of

  • Election cycle means the period beginning on the first day persons are eligible to

  • Program participant means an individual certified by the secretary as a program participant under Iowa Code section 9E.3.

  • Distribution Election Form means the form established from time to time by the Plan Administrator that the Director completes, signs and returns to the Plan Administrator to designate the time and form of distribution.

  • Eligibility Waiting Period means the continuous length of time you must be in Active Employment in an eligible class to reach your Eligibility Date.

  • Administrator/Benchmark Event Date means, in respect of an Administrator/Benchmark Event, the date on which the authorisation, registration, recognition, endorsement, equivalence decision, approval or inclusion in any official register is (i) required under any applicable law or regulation; or

  • Excess Elective Deferrals means the amount of Elective Deferrals (as defined below) for a calendar year that the Participant designates to the Plan pursuant to the following procedure. The Participant’s designation: shall be submitted to the Administrator in writing no later than March 1; shall specify the Participant’s Excess Elective Deferrals for the preceding calendar year; and shall be accompanied by the Participant’s written statement that if the Excess Elective Deferrals is not distributed, it will, when added to amounts deferred under other plans or arrangements described in Section 401(k), 408(k) or 403(b) of the Code, exceed the limit imposed on the Participant by Section 402(g) of the Code for the year in which the deferral occurred. Excess Elective Deferrals shall mean those Elective Deferrals that are includible in a Participant's gross income under Section 402(g) of the Code to the extent such Participant's Elective Deferrals for a taxable year exceed the dollar limitation under such Code section.

  • Elective Deferral means the portion of Compensation which is deferred by a Participant under Section 4.1.

  • Salary reduction plan means a benefit plan whereby state and

  • Section 16 Participant means a participant under the Plan who is then subject to Section 16 of the Exchange Act.

  • Deferral means the amount or amounts of a Participant’s Compensation deferred under the provisions of Section 3.

  • Fundamental Change Notice has the meaning specified in Section 8.02(a).

  • Performance Cycle means one or more periods of time, which may be of varying and overlapping durations, as the Administrator may select, over which the attainment of one or more Performance Criteria will be measured for the purpose of determining a grantee’s right to and the payment of a Restricted Stock Award, Restricted Stock Units, Performance Share Award or Cash-Based Award, the vesting and/or payment of which is subject to the attainment of one or more Performance Goals. Each such period shall not be less than 12 months.