Pershing Securities definition

Pershing Securities means Pershing Securities Ltd.
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Examples of Pershing Securities in a sentence

  • Xxxxxx has entered into an agreement ("the Pershing Agreement") with Pershing Securities International Limited ("PSIL") on behalf of ourselves and each of our clients whereby PSIL has agreed to provide settlement, safe custody, nominee and associated services for clients whom Xxxxxx introduces to them.

  • Parties The client named on the application form (Client); and Pershing Securities Australia Pty Ltd, ABN 60 136 184 962, AFSL No. 338264 (Pershing).

  • If however, your complaint concerns an aspect of the service provided to you by PSL and you wish to copy your complaint to PSL directly copies should be sent to: The Compliance Officer Pershing Securities Limited Royal Liver Building Pier Head Liverpool Merseyside L3 1LL Where you make a complaint both we and PSL will endeavour to resolve your complaint as quickly as possible but in any event we will acknowledge receipt of your complaint within 3 business days.

  • To that end, we have entered into an agreement with Pershing Securities Limited under which they will provide these services to you (the “Pershing Agreement”) in order to carry out the investment transactions we execute or arrange for you and to hold the related investments and cash.

  • If however, your complaint concerns an aspect of the service provided to you by PSIL or (if applicable) PSL and you wish to copy your complaint to PSIL directly, copies should be sent to: The Compliance Officer Pershing Securities International Limited Hanover Building Xxxxxxxx Xxxx Xxxxxx 0 (ii) Where you make a complaint both we and PSIL will endeavor to resolve your complaint as quickly as possible but in any event we will acknowledge receipt of your letter within 5 business days.

  • Should you require further disclosure, we will advise you of the amount of any commission or fees or non-monetary Xxxxxx has entered into an agreement ("the Pershing Agreement") with Pershing Securities International Limited ("PSIL") on behalf of ourselves and each of our clients whereby PSIL has agreed to provide clearing, settlement, execution, safe custody, nominee and associated services for clients whom Xxxxxx introduces to them.

  • Xxxxxx has entered into an agreement ("the Pershing Agreement") with Pershing Securities International Limited ("PSIL") on behalf of ourselves and each of our clients whereby PSIL has agreed to provide clearing, settlement, execution, safe custody, nominee and associated services for clients whom Xxxxxx introduces to them.

  • The Manager has entered into an agreement with Pershing Securities Limited (PSL) (“The Custodian”) under which PSL has agreed to provide dealing, clearing and settlement, safe custody and other associated services to our clients.

  • The excess SIPC coverage provides the following protection for assets held in custody by Xxxxxxxx and Pershing Securities Limited, its London-based affiliate: an aggregate loss limit of $1 billion for eligible securities—across all client accounts and a per-client loss limit of $1.9 million for cash awaiting reinvestment—within the aggregate loss limit of $1 billion.

Related to Pershing Securities

  • Controlling Securities means (i) the Class A Notes so long as the Class A Notes are outstanding, (ii) after the Class A Notes are no longer outstanding, the Class B Notes so long as the Class B Notes are outstanding and (iii) after the Class B Notes are no longer outstanding, the Class C Notes so long as the Class C Notes are outstanding.

  • Closing Securities shall have the meaning ascribed to such term in Section 2.1(a)(ii).

  • Existing Securities means, collectively, the Equity Securities and the Debt Securities.

  • Underlying Securities means any securities issuable on conversion, exchange or exercise of compensation securities.

  • Company Voting Securities means the combined voting power of all outstanding voting securities of the Company entitled to vote generally in the election of directors to the Board.

  • Qualifying Securities means securities issued by the Issuer that:

  • Underlying Securities Issuer With respect to an Underlying Security, the issuer thereof (including, if applicable, the guarantor of the Underlying Security), as identified in the Underlying Securities Schedule.

  • Outstanding Company Voting Securities means outstanding voting securities of the Company entitled to vote generally in the election of directors; and any specified percentage or portion of the Outstanding Company Voting Securities (or of other voting stock or voting securities) shall be determined based on the relative combined voting power of such securities;

  • Outstanding Voting Securities of any Person means the outstanding securities of such Person entitling the holders thereof to vote generally in the election of directors of such Person.

  • Securities as used herein does not include (i) securities of issuers that are affiliated with the Buyer or are part of the Buyer's Family of Investment Companies, (ii) securities issued or guaranteed by the U.S. or any instrumentality thereof, (iii) bank deposit notes and certificates of deposit, (iv) loan participations, (v) repurchase agreements, (vi) securities owned but subject to a repurchase agreement and (vii) currency, interest rate and commodity swaps.

  • Contract Securities means the Offered Securities, if any, to be purchased pursuant to the delayed delivery contracts referred to below.

  • APM Qualifying Securities means, with respect to an Alternative Payment Mechanism, any Debt Exchangeable for Preferred Equity or any Mandatory Trigger Provision, one or more of the following (as designated in the transaction documents for any Qualifying Capital Securities that include an Alternative Payment Mechanism or a Mandatory Trigger Provision or for any Debt Exchangeable for Preferred Equity, as applicable):

  • Lock-Up Securities shall have the meaning set forth in Section 4.1.

  • Offeror’s Securities means Voting Shares Beneficially Owned by an Offeror on the date of the Offer to Acquire;

  • ETP Securities means the Series of ETP Securities to which these Conditions relates or, as the context may require, any or all securities issued by the Issuer under the Programme.

  • Outstanding Securities with respect to any Income PRIDES or Growth PRIDES, means, as of the date of determination, all Income PRIDES or Growth PRIDES evidenced by Certificates theretofore authenticated, executed and delivered under this Agreement, except:

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Purchaser Securities means the Purchaser Shares, Purchaser Rights, Purchaser Units, Purchaser Warrants, collectively.

  • relevant securities means Ordinary Shares and securities carrying conversion or subscription rights into Ordinary Shares;

  • Refused Securities has the meaning ascribed to such term in Section 4.1(c)

  • Subject Securities means: (a) all securities of the Company (including all shares of Company Common Stock and all options, restricted stock units, warrants and other rights to acquire shares of Company Common Stock) Owned by Stockholder as of the date of this Agreement; and (b) all additional securities of the Company (including all additional shares of Company Common Stock and all additional options, restricted stock units, warrants and other rights to acquire shares of Company Common Stock) of which Stockholder acquires Ownership during the Voting Period.

  • Common Warrants means, collectively, the Common Stock purchase warrants delivered to the Purchasers at the Closing in accordance with Section 2.2(a) hereof, which Common Warrants shall be exercisable immediately and have a term of exercise equal to five (5) years, in the form of Exhibit A attached hereto.

  • Series A Securities means the Company's 10.01% Series A Junior Subordinated Deferrable Interest Debentures due March 15, 2027, as authenticated and issued under this Indenture.

  • Existing Secured Notes means the previously issued debt securities of the Issuers outstanding on the date hereof.